Paul Berthoud, A Professional Life Narrative (full text in HTML bellow)
Paul
Berthoud (1922 -2013) has worked for the United Nations from 1951
to 1996. He served until retirement in 1983 in various positions
in New York, the Middle East, Latin America, Africa and Geneva,
whereupon he engaged in consultancies and training activities
worldwide. His work for the United Nations has involved him in the
legal, social, economic and administrative fields, as well as in
the servicing of intergovernmental meetings. A citizen of
Switzerland, Paul Berthoud holds a Doctorat en Droit and a Licence
ès Sciences Politiques of the University of Geneva. He began his
professional career in the Swiss Federal Administration in
Berne. |
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____________________________________________________________
A
Professional Life Narrative
And
Some Related Stories
1.
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-
You will find here a presentation of Paul Berthoud's book
Palestine
meurtrie, Eclairages sur une cause en détresse 1997 – 2005.
|
Contents:
Foreword
I.
In Switzerland
1.
The family
2. Early perceptions
3. Studies
4. Major dimensions
in early years
5. First jobs
6. Teaching
at Neuchâtel University
7. A job with an
international dimension
II.
New York
8.
Joining the United Nations
9. A
life companion
10. An unexpected dimension of
cultural diversity
11. The shadow of
MacCarthyism
12. Being recognized as a lawyer
III.
In the Middle East
13.
An instructive technical co-operation assignment
14. Settling in Jerusalem
15. Monitoring
the Israeli - Palestinian conflict
16. A
cultural experience in claim settlement
17. Equanimity
in a troubled city
IV.
The Congo
18.
From the Middle East to Latin America… and Africa
19.
Implementing an impossible mandate
20. Briefing
a press uninterested in listening
21. The
handing over of Kamina Base
V.
Latin America
22.
Infiltrating the world of the economists
23. Don
Raúl Prebisch
24. Burocratic rigidity
25.
Roaming in South America
VI.
Back in the Middle East
26.
Returning to the Middle East
27. New
responsibilities in the field of economics
28. Learning
to live with unsolved problems
29. Persona non
grata
30. UNESOB confirmed by the General
Assembly
31. Cast as quasi-Executive Secretary
for the Middle East
32. Working in Beirut and in
the region
33. The United Nations a world
away
34. Again needed for another job, and an
interim arrangement
35. Senior Official from
"the outside" in a regional office
VII.
In and out of Geneva
36.
The years of the North-South dialogue
37. UNCTAD
: The dream, the struggle, the failure
38. The
UNCTAD failure : A partisan assessment
39. Working
in UNCTAD
40. The UNCTAD -GATT syndrome
41.
A magic formula that couldn't work
42. Riding
in Fidel Castro's jeep
43. Protocol as a
battlefield for power
44. A UNITAR quest for a
research programme
45. China's first
participation in United Nations affairs
46. Controlling
political incidents through negotiation
_46a.
Opening the UNCTAD IV Conference
_46b. Ensuring
the right to speak of the Kampuchea Delegation
47.
The United Nations conglomerate
48. Facing
a natural disaster
49. A foray into the practice
of trade promotion
50. Defensive
coordination
VIII.
Nairobi
51.
Embarking upon an environmental interlude
52. A
novel attempt at co-ordination
53. Shadows of
the North - South confrontation
54. Maurice
Strong
55. Returning to UNCTAD
IX.
Venezuela
56.
Turning to UNDP and Returning to Latin America
57.
The complexity of co-ordination
58. Governmental
informality
59. Getting to know the country
60.
UNDP Resident Representative in Venezuela
X.
Post-retirement professional activities
61.
Facing an active post-retirement professional life
62.
Consultancies
_62a.
UNDP
_62b.
Namibia
_62c. UNCTAD and
ITC
_62d. Swiss Government
63.
Teaching
_63a.
International Trade Law
_63b. Multilateral
Economic Negotiations
_63c. Multilateral
economic relations and institutions
_63d. Teaching
activities, 1983 - 1996
64.
The Turin Programme
65. Towards a
United Nations Staff College
66. Retiring from
professional activities
Epilogue
|
Foreword
Occasionally
towards the end of my professional life, and more often since
retirement, I have been at times asked whether I was writing my
memoirs. My not always entirely sincerely modest reply generally was
that I did not think that I had lived moments important enough to
warrant being recorded, I also often made the point that an intention
to do so would have required at least in some instances the keeping
of appropriate records or references, which I had never done. Two
instances occurred, however, which have ended up raising in my mind
the question of putting on record some aspects and specific events of
my life span.
Firstly, AFICS-NY, the New York-based
Association of Former International Civil Servants, in the late 1990s
launched a project titled "Remembering the United Nations".
It asked its members to make an effort and concisely record some of
the most striking moments of their professional careers. The call was
not for life stories, but for "vignettes ", snapshots of
events that had stuck in their memory. Stimulated by the challenge, I
ended up producing a number of short texts under the title of "A
mini-chronicle of United Nations experience" This was in no way
meant to be read as memoirs, but as a collection of episodes in my
professional life at the United Nations. My contribution was
published by AFICS-NY in 2000 as part of a larger volume.
Secondly,
at about the same time I was approached by the United Nations
Intellectual History Project (UNIHP) and invited to be interviewed by
them. We spent two full mornings talking about the concerns of their
field of investigation. As part of their research on the birth and
development of ideas within the United Nations, UNHIP was interested
in the background and personality of the senior staff and former
staff they interviewed. They also endeavoured to understand the
elements that shaped their career stream and their thinking. This was
thus for me a much more encompassing venture than the AFICS-NY
experience, In addition to providing the materials representing the
substance of the book "UN VOICES" published by UNHIP, the
full text of the 79 individual interviews were issued by the Project
in the Spring of 2007 as a CD-ROM under the title "The Complete
Oral History Transcripts From UN Voices".
It is when
having in hand that CD-ROM that the idea first occurred to me that
put together, those two sources of information may possibly provide
the elements of what I then thought might perhaps best be described
as mini-memoirs. A number of basic questions immediately arose in my
mind about such an idea. The first naturally was that of the target
audience. Except for my immediate family, who would ever be
interested in this story? And to the family it would not bring
anything they would not already have known. Importantly, this would
be essentially a United Nations-based and United Nations-driven
project, and in the English language at that ! Then how much time
would I be prepared to devote to such a project ? Very conscious of
the aphorism according to which the written word is to be read and
the spoken word is to be heard, I visualized the vast amount of
editorial work that would have to be undertaken to bring my
statements in the UNIHP interview in consonance with my narratives in
the AFICS-NY piece.
This last negative consideration has
turned out, however, to be a trap: I basically like drafting and
editing, and far from rebuking me, the idea of the task involved
rather attracted me. It could be performed by building bridges
between the pieces of the patchwork through the drafting texts that
would ensure some continuity in the narrative. Thus did an idea
germinate and evolve into a project. The prospect of embarking upon
such an activity very much appealed to me. I had definitively
disengaged from collaboration with the Tribune de Genève, I felt to
be in a position to give sufficient time to this project of a
narrative. The basic question, however, remained unanswered: for what
purpose should I produce such a document ? If there is no prospect of
a potential audience to sustain the effort, will it be workable ? The
reply could only be subjective and highly irrational. In deciding to
enter the ring, I limited myself to begging for the patronage of
Cyrano de Bergerac: C'est encore bien plus beau, lorsque c'est
inutile!
Initially my intention would have been to call this
paper "Mini-memoirs". I was not sufficiently attentive to
the fact that the vocable Memoirs apparently evokes the idea of the
presentation of a life story. This is not what the present paper is
about. The preceding paragraphs clearly describe the origin and the
basic ingredients of this venture, i.e., combining the elements of
two sources of information existing in the United Nations about my
involvement in the Organization's affairs. Notwithstanding the texts
I added to bridge gaps and complete the story, it is basically my
life as it unfolded in that context that it traces. The result is a
selective and highly subjective narrative, concentrating on matters
in which I was interested and with no pretension to objectivity. If
it starts by dealing with my childhood and youth and the milieu in
which I grew up, it is, as indicated above, because the second of
those United Nations sources paid considerable attention to the
question of the background and personality of the people it
interviewed. It being so, this paper presents only part of my life
story. It leaves out a number of facts or events which may have been
important for me but were not related to my professional life. It
also fails to give its proper place as a constant reality to the
contribution of my wife, who has accompanied me and stood at my side
throughout my professional life.
As I started to write,
however, the idea of a broader frame of reference for this venture
haunted my mind. While the United Nations was to be the backbone of
my paper, I thought I could perhaps add elements that might hopefully
enlarge the scope of my story. In addition to digging from my memory,
would we perhaps still have, for instance, stacked somewhere in our
household, some past correspondence or other papers that might be
consulted ? Could I thus activate that memory and give a fresh touch
to events that would be worth referring to ? I finally came to the
conclusion that while fully worth pursuing, such a broader approach
should be kept as a separate project. I should first give shape to
the professional life narrative based on the two United Nations
contributions. There was nothing morbid, but only realism, that led
me to that decision. At my age, to rule out entirely the risk of
sudden brain stroke or heart failure would be unreasonable, and I
disliked the idea of passing away leaving behind in the computer a
messy unfinished piece of work.
My intention is thus to go on
writing about my past and that of my family. There are now in my room
four boxes of old papers, and it will be a pêche miraculeuse, in
which as one knows one sometimes catches nothing. I would intend to
proceed with the writing of self-contained little stories at the
whims of the material I discover or the thoughts my brain entertains.
Most of those stories would be descriptive, some might be anecdotal,
some political, some in French. I would intend to place them in what
I would like to call an album. Linguists will point out that an album
is a collection of images, stamps or recordings, and not of texts,
but I like the word in this context. At the beginning, the album
would be a hotchpotch. After a while, it could be organized in
categories of subjects. At some later point, it might perhaps be
worth looking to see whether some of those stories fit into my United
Nations based narrative, and - improbably - deserve the preparation
of a revised version of that text. In any case, the album would be
ultimately the companion piece of the present narrative.
I.
In Switzerland
1.
The family
I was born on 4 May 1922 in a language-mixed Swiss
family. My mother was from the German side of the country. My father
grew up in a French-speaking family in Bienne, which is a typically
bilingual city at the frontier of languages. His father headed a
small factory involved in the watch industry. The family enterprise
had run into serious trouble since World War One because my
grandfather, so I was told, had refused to adjust production to meet
military weapons requirements. My father graduated from the Zurich
Federal Polytechnic. He was an agricultural engineer, and after
holding a job with the Etat de Vaud, he settled in the Agricultural
Department in the cantonal Government in Geneva. While his family was
from the canton of Neuchâtel, he then acquired the citizenship of
Geneva. This was before I was born. I was therefore born a Genevese.
Later on in my career, this very often provoked raised eyebrows on
the part of people who had been working in Geneva for a long time but
had never met a real Genevois, which I am because I was born as such.
My mother was from a mountain farmer family in the Berner Oberland.
It was a close family and as a kid I spent most of my vacations in a
small mountain farm setting with relatives on my mother's side. Both
families were rather large. My father was the eldest of eight, my
mother the fifth of nine children. That made for a lot of aunts,
uncles and cousins.
2.
Early perceptions
Now, I think it fair to say that I am
very much a product of Geneva as it developed in the 1920s and the
1930s. As I used to say, the League of Nations and I grew together.
My father was very interested in politics and international affairs,
and he followed developments world-wide. I should add that there was
a special international angle in my family. My father had a cousin
who had married a Chinese, Chan Choung Sing, who was one of the close
collaborators of Albert Thomas, the first Director-General of the
International Labour Organization (ILO) and lived in Geneva at the
time. Therefore, the dimension of cultural diversity, of the
existence of another world outside of, and very different from, our
little world in Geneva, was very much alive in my own family. As a
consequence, I became soon very interested in what was happening in
the League of Nations. I should add that we had two daily newspapers
at home : Le Journal de Genève, which was a very good solidly
conservative paper, and Le Travail, which was the daily of the Geneva
Socialist Party, then a very leftist wing of the socialist movement
in Switzerland. My father since I started to read, told me "You
have to read both, because you cannot rely on only one view of the
world. it is much too complicated." So we had those two
violently antagonistic sources of information coming into our home
every day. I should add that though very progressive in many
respects, my father was an active member of the Parti Radical suisse,
as a representative of which he even held office at the municipal
level. This was a formation at the centre-right of the political
spectrum constantly allied with the rightist parties, though it had
been in the Nineteenth Century an important progressive force of the
Kulturkampf in shaping in Switzerland the liberal secular modern
State. This made me more than once in later life tell my father that
he was a Radical de 1848.
One of the reminiscences I have from
those early years is when the Chinese-Japanese conflict broke out.
The Manchukuo affair, the attack on Shanghai, in the Fall of 1931 and
in 1932, naturally deeply affected my family. In school also, as ten
years old kids, we were very much involved in that conflict, to the
point where we were playing League of Nations during recess. We had a
cardboard on which we had put CD (corps diplomatique) as a license
plate; we tucked it to our belt and we were driving to our virtual
Assembly Hall during recess, in a corner of the courtyard, and
started to hotly argue the Chinese-Japanese War. We felt that this
was a situation in which we wanted to be a part.
Another very
clear recollection of mine is of the day three years later, in 1935,
on which I skipped school to go to the railway station in Geneva to
applaud Haile Selassie when he came to the League of Nations to
defend his case after Mussolini had invaded Ethiopia. A few of us in
our class felt it was important to show him some sympathy. I remember
so well the then Emperor, that short man in his wide brown cape
walking down the underpass at Cornavin. We were quite absorbed by the
importance of the moment. It turned out to be a momentous event in
the history of the League and of Geneva because it brought national
politics close to international politics.. A bunch of Italian
journalists in the public gallery of the League's Assembly Hall
interfered by shouting insults and created chaos in the meeting when
Haile Selassie took the floor. The authorities of Geneva proceeded to
arrest those journalists. There was however immediately an
Intervention by the Federal Government in Berne which gave an
injunction to the Geneva authorities to set them free. One should
remember that this was during the only three years during which
Geneva had a socialist government, 1933 to 1936, and relations with
Berne were tense anyway. It was revealing, however, of the
benevolent-toward-fascism atmosphere which reigned at that time in
the Federal Government.
Then we were emotionally very much
involved, from 1936 on, in the Spanish Civil War. True to his
intellectual honesty which importantly entailed respect for
legitimacy, my father never wavered in his support of the Republican
side. Passions were riding high at the time and most of us teenagers
were embroiled in and out of school in endless discussions, often
highly confrontational. We drew the red-yellow-violet colours of the
Republican flag on our notebooks, and the AER (Amis de l'Espagne
Républicaine) logo was our rallying symbol. Everything has been said
about this dramatic prelude to World War Two. Reflecting later in
life about the major elements that had had an impact on who I had
become, I have come to the conclusion that the Spanish Civil War
probably had been for me a more important event than even the World
War itself. And I know that I am not the only one in my generation
who had had this experience.
I would not wish to close this
chapter without having a word about my mother. Reading the first
pages of this story, one realizes that my father was for me in my
youth an important person, while my mother is never mentioned. This
illustrates the danger of the distortions that might result from
taking as a life story a paper the purpose of which is more limited,
in this case to professional life. In point of fact, almost all
allusions to my father in my paper are made in the political context
which I attempted to outline as relevant to the background of my
career. We were, he and I, indeed close in that respect, and we had a
good father / son relationship generally. But thinking back to my
childhood and youth as a whole, the fact is that I have been at all
times closer to my mother than to my father. Except for those famous
fifty centimes he gave me that day in primary school when I brought
back a particularly disastrous report - a very efficient way of
putting me to shame, I can hardly think of an event or incident
during my school days and the course of my studies in which he would
have been involved. I don't think my father was too concerned about
my school performance. Maybe my overall score was such that he simply
did trust me and thought he did not have to worry. He was always so
involved in his YMCA leadership activities that our feeling often was
that he had little time left for family affairs. My mother was much
more concerned with the course of my studies. It was she, after all,
not my father, who was present when I presented my doctorate thesis.
That it be health or sentimental life, worries at school or the
planning of holidays, It was my mother who was there in the first
instance, to whom I confided or who did have to intervene to put
forward a parental viewpoint, this from early childhood to and
through my university years. The point is that my story is not a
description of my life overall, and its limitations may distort
reality.
3. Studies
This was the climate in
which I grew up, and I was certainly very much influenced by what
Geneva was and what Wilson wanted it to be, as the seat of the League
of Nations. I engaged in classical studies, seven years of Latin and
four years of ancient Greek. I had only German as a foreign language.
I thus reached the baccalaureat, or the maturité as the Swiss so
nicely call it, without having had a single hour of English at
school. But I had a solid background in humanities. As my studies
proceeded, I became more and more Interested in the various aspects
of international cooperation. I decided to study law, with very much
a specific interest in international law, and particularly
international organizations.
From the Summer of 1942 on, my
studies were to be reconciled with the periods of military service
which I had to serve as a Swiss citizen. This was for three years a
sometimes difficult game : advancing or delaying periods of army duty
in order to squeeze in examinations, or inversely playing with the
dates of university examinations to be able to meet terms imposed by
the army. On my military experience I have nothing to say. The army
and I never understood each other, and our relations were at all
times at best indifferent, sometimes hostile. I consequently
succeeded in escaping the trap of the patriotic duty and
responsibility of the intellectual to provide leadership, and I was
not asked at any time to enter the additional training required for
becoming an officer.
After graduating with a licence en droit,
I decided to engage in the preparation of a Doctorat. I was at the
same time pursuing studies in political science, which then was
really not much more than an amount of economics and of history added
to law to make it sound like another science. In Europe, the doctorat
was a particularly ill-defined concept. In German universities, the
title was given to indicate the successful completion of law studies.
In France, it rewarded a so-called thèse de doctorat, an important
piece of research undertaken after the end of studies, most often
later in professional life and generally involving professional
experience. The situation in Geneva was in this respect very similar
to that in France. However unusual the practice, I decided to move
right away to the preparation of a doctorate thesis. I had as
Directeur de thèse Maurice Bourquin, one of the great international
lawyers of that period, professor at the University and at the
Graduate Institute of International Studies. The subject I chose was
the control of the implementation of multilateral agreements, which
put me very much at the centre of a world in which I had long dreamt
of being involved. I worked for two years very assiduously on
research on five mechanisms of control existing or being contemplated
within the League of Nations, i.e. minorities; mandates, which gave
me the opportunity of a first direct contact with the question of
Palestine : narcotics : disarmament ; and the conventions of the
International Labour Organization. My thesis was presented in 1946
and was very well received by the examiners. I was rewarded by the
Bellot Medal of the University of Geneva and a fellowship at the
International Law Academy at the Hague.
It is an indication of
the seriousness with which the doctorat was considered, that it was
necessary in Geneva at the time to deliver to the University 200
printed copies of your doctorate thesis in order to get your title of
Docteur en Droit formally bestowed. We had by then married, and my
salary was used to entertain the household and my wife's salary
financed the printing of my thesis. It is a book of 350 pages.
4.
Major dimensions in early years
Before
moving to talking about my professional life, I feel that however
short and sketchy my story should be kept, there are three dimensions
of my adolescent and young adult life that I wish to mention here.
They have been so important to me and occupied so much space in my
time and mind that they were for many years a constituent part of my
personality.
I would first refer to my musical activity as a
violoncellist. The choice of the instrument was not really mine. My
father had a vivid reminiscence of having heard, and been very moved
and impressed with, the sound of that instrument during his studies
in Zürich, and he very early encouraged me to start learning to play
the cello, which I did in early teenage. It is the context in which I
undertook studying the instrument which gave to that activity the
importance it soon acquired in my adolescent life. My parents
registered me at the Ecole Sociale de Musique (today renamed
Conservatoire Populaire de Musique), which had as Director Fernand
Closset, a Belgian violinist and composer of immense talent, both
musical and pedagogic, Brandia, a Spanish Republican refugee, was the
name of my cello teacher. The atmosphere at the School was quite
convivial, and was very much fostered by the fact that Closset
brought the students together in the school's orchestra as soon as we
were able to hold our place in that ensemble. He taught us with
boundless patience but also considerable pedagogic firmness the art
of playing in a symphonic orchestra. Close links of friendship
developed among us students, which were reinforced when we had to
move as a team to perform in public in outside settings.. Out of
music school, we got into the habit of getting together for outings,
generally on bicycle, on Sundays. Association with this group of
friends remains in my memory one of the important aspects of my
teenage life. Although I very much enjoyed playing, as a cellist I
never reached the level of an accomplished amateur. Brandia never
told me so in such words, but I sensed his disappointment. He had of
course a point of comparison, about which I shall talk in a moment.
Let me just say that it is true that my academic studies and
interests involved me so much that I seriously neglected the cello. I
still took my instrument along to New York when we moved there in
1951, and cellist being a rare breed, I was quickly in demand from
colleagues in musical circles within the United Nations staff. I was
enlisted to take my place in a string quartet, but soon had it
confirmed that my playing was not at the level of truly seasoned
amateurs. I then gave up completely the cello, though I have remained
all my life a keen amateur of classical music, both by frequent
attendance at concerts and through spending too much money in buying
recordings, first vinyl and then CD's.
Secondly, I could not
evoke those early years of my life without referring to my favourite
sport at the time, i.e., bicycle riding and cyclo-tourism. Since my
early teens, I spent countless hours alone pedalling on the road,
taking with the years more and more extensive trips in which I took
great satisfaction, in a sense a resourcing from daily routine. On a
typical Spring or Fall Sunday, I would before the War leave home
before six a.m. , climb the Faucille and be back through la Givrine
in late morning, or through the Marchairuz in the afternoon. My
"territory" thoroughly covered that part of the canton de
Vaud, and there was hardly a village between the lake and the crest
of the Jura I wouldn't have passed through in one of my rides. I
never did, I should add, in any way seek performance as such in my
cycling, and I had no shame in getting off the bike and pushing it on
foot when the slope became to steep. Then in 1938 and 1939 came the
great adventures of cyclo-tourism through Switzerland. My first
companion was Jean Métraux, who also studied cello at the Ecole
Sociale de Musique. He was clearly more gifted than I was and was in
our school orchestra premier violoncelle while I meekly backed him up
from the second pupitre. He also played the piano quite well, which
impressed me very much. We had become very close friends trough our
common musical activities, and in 1938 decided that we would set out
on bicycle to visit the Alps of Switzerland, camping all the way. We
climbed most of the great passes of the Alps from the Bernese
Oberland to the Grisons and the Tessin, none of which was asphalted
at the time, and we had a simply wonderful though occasionally
adventurous time. We still sometimes talk about it with Jean whom I
see from time to time. The next year, I took off for a similar tour
with another friend, Gérald Bourquin, of whom I shall be talking in
a moment. This time, we had given up camping and lodged in youth
hostels, the auberges de jeunesse of which there was at the time a
very well organized extensive network in Switzerland. It was August
1939, and international news were getting worse by the day as we
proceeded with our trip. On our way back from Engadine to the Tessin,
we decided nevertheless to ride through Italy, skirting Lake Como
through Lecco and Erba. I remember finding people we met on the road
very boisterous and aggressive. The war was coming, and with their
ally of the North, Italy would win in a jiffy. The whole atmosphere
was very uncomfortable, and we were happy to reach the Swiss border
at Chiasso. Memories of those trips still pop up today for me when we
drive through the Alps. They remained part of bicycle riding as an
important dimension of my early life. After all, it is while on a
bicycle trip that I first met my wife….mais c'est une autre
histoire!
Last but by all means not least, the third dimension
I feel I should mention in order not to miss an important aspect of
my early life is my YMCA commitment and activity at the local level
in the Paroisse de Châtelaine of the Geneva Protestant Church. This
is where the bond of friendship developed which brought me very close
to Gerald Bourquin, whom I should describe as my closest friend
throughout my youth years. I have sometimes wondered whether the
cement which made that friendship so strong had not been our joint
experience for several years as Christmas messengers of our Parish.
At that time, Christmas had not in any way acquired the glamour and
commercial importance which we now witness, and the day was quite as
usual in the morning of 24 December. In the afternoon, the Parish
asked volunteers among its young adherents to visit destitute, ailing
and impotent members of the community, and bring them some modest
gifts prepared for them and a message of warm friendship and
greetings on behalf the Parish. This brought us invariably into very
modest homes. Clumsy as we were, we tried to find words that fitted
the situation we were encountering, and we were at times even asked
to sing one or the other of our traditional Christmas carols. It was
often quite late when we finally reached home and joined in the final
preparations for our family's celebration of the Holy Night. Gerald
and I both considered this a very important and rewarding moment, and
living it together brought us very close. Our year-long activity
consisted in running the Châtelaine section of the junior branch of
YMCA. My father, incidentally, was an important leader of the
movement in Geneva and in the whole of French-speaking Switzerland,
but I never on my part left the grass-roots level. To organize month
after month - except during Summer vacations - weekly meetings was no
small task, and Gerald and I worked at it jointly, each of us
bringing his contribution to the programme. We invariably started
every meeting with a religious part consisting of a reading from the
Bible and some comments either of our own or taken from appropriate
texts, constantly trying, not always successfully, to elicit
reactions and a discussion from the group of participants. The second
part of the meeting was to be recreational or educational. We often
programmed the reading of extracts from known authors. We prepared
one winter a theatre play which we presented at a public performance
specially organized by the Parish. We also sometimes late in the
evening somewhat brashly engaged in bicycle racing on public streets
in the neighbourhood, a silly game even if at the time traffic was
exceedingly light as compared to the present. We of course
participated in the social activities of the Parish, never missing
the Easter Monday excursion. All told, my involvement with the junior
section of Châtelaine of the YMCA took during several years a fairly
large portion of my leisure time and represented a significant aspect
of my overall activity.
5.
First jobs
I was meanwhile intellectually very much
immersed through my studies in the work of international
organizations. At that time, of course San Francisco had taken place,
the United Nations was taking shape and I was trying to follow those
developments as closely as I could. I had to earn a living, however,
and I took a job in Berne in the Federal Ministry of Economics.
Instituted at the beginning of the War, Switzerland still had at the
time special legislation on the war economy. This entailed in
particular a legal mechanism amounting to the function of
investigating judge for the prosecution of violations of special
measures provided for in that legislation. So for about eighteen
months, I interrogated and extracted guilt confessions from farmers
who had slaughtered cows illegally, from butchers who had similarly
sold their meat, from restaurant managers who had served meals
without collecting the corresponding government-issued coupons de
repas, from black marketers and gold smugglers. It was a fascinating
experience, a voyage into the world of human psychology and social
behaviour which afforded me a complete breakaway from my assiduous
research on inter-state confidence-building and honesty-testing
mechanisms.
War was over, however, and this activity would
soon dwindle as economic life progressively returned to normality. I
thus looked for a more stable source of income and applied for a job
in the Federal Office of Social Insurance. They were in the process
of recruiting a fairly large staff, because they were working on a
major social project of considerable political significance in the
post-war period upon which Switzerland was embarking. The novel and
daring principle had been adopted of setting up a general scheme of
old-age insurance covering literally the totality of the population,
and I joined a team which was intensely involved in developing the
technical elements of such an all-encompassing social system. As all
observers of the Swiss scene know, the AVS (Assurance Vieillesse et
Survivants) which was then worked out is today still a centrepiece of
the country's social policy. The sense of the historical importance
of what we were doing was in our team very acute, and the work
atmosphere highly intense. I had joined a group of very committed and
devoted officials led by a young and dynamic leadership. I personally
got heavily involved in the question of setting the rules for
determining the participants' contributions to the insurance scheme,
a relatively simple problem for workers and employees drawing a
salary from an employer, but much more complicated for independent
economic agents. And so was it in the mixed situations. I still
vividly remember our complex negotiations with the representatives of
the barber shop and hairdresser profession. In salary discussions in
the profession, there had always been a tendency on the part of
employers to inflate the estimated tips and gratuities. The same
employers were quite reluctant, however, to accept the same figures
when it came to take those as the basis for determining the
employers' share of the contribution to be collected by the insurance
scheme ! Another vivid occasion to observe the meanderings of human
behaviour.
6.
Teaching at Neuchâtel University
The dynamics and the
excitement of the job notwithstanding, my interest in the work of
international organizations was so intense that I solicited and
obtained permission from the Federal Administration in Berne to
register at the University of Neuchâtel and give in the Law Faculty
a course on the United Nations, I was already a Docteur en droit, a
prerequisite for teaching, and I graduated, if I may use the image,
as a Privat-docent, a Swiss and German academic institution which
roughly corresponds, I suppose, to the status of a lecturer in an
American university. In order to receive that title which gives you
the right to teach at university, you have to present an
Habilitationschrift, in other words another thesis, I set to work
again, and published a study on Article 2 (7) of the United Nations
Charter. It offers an extensive examination of the question of the
domestic jurisdiction of States, with a detailed analysis of the
consideration by the Organization of the Spanish, South African and
Indonesian situations in which context the question had been formally
raised. Printed book form copies here also had to be remitted to the
University, for which I found an easier way than for my doctorate
thesis Printed, my study was about one hundred pages long and it
appeared as the main piece in the Swiss Yearbook for International
Law, from which I obtained separata which properly presented allowed
me to have my thesis published as a book.
So for two and a
half years, I was going to Neuchâtel half a day every week, giving a
two-hour class, one hour on the United Nations in general, and a one
hour seminar which I focused on the question of Palestine, which was
at that time already very much in the news in United Nations affairs.
In order to keep abreast of what was going on in the Organization, I
was for all that time-and I am very proud of it-a paying subscriber
to the United Nations Bulletin. I got since then so much material
free that I am still amazed that I was able to find the money to
subscribe to the UN Bulletin. It seems that today very few people
associated with the United Nations have ever seen some early copies
of that publication. It was at the time issued every two weeks. Every
fortnight, you were getting a forty to fifty pages magazine which
gave you a full coverage of United Nations activity. It presented all
the relevant texts. All the resolutions and important drafts being
discussed were there, summaries of debates, as well as plenty of
pictures. It was for me an invaluable source of information. In fact,
after joining the United Nations I would very soon realize that I
knew much less about it from within than I had before reaching New
York. Being deeply involved in my little setting. I had no time to
keep the overview of the United Nations that I had maintained from
the outside before joining the Secretariat of the Organization.
7.
A job with an international dimension
While
very much interested in my work in the field of social insurance, I
still very much hoped that I could find a professional activity
consistent with my academic interest, and joining the Secretariat of
the United Nations remained my dream. I was acutely aware, however,
that I had in this respect a major problem. The Swiss had not been in
San Francisco, and they were not joining the United Nations.
Nationality being a cardinal element in the recruitment of staff for
the Organization, especially so at the junior levels, my chances of
getting a job with them were consequently exceedingly remote. I
placed my only hope in my legal training including my doctorat and my
teaching as privat-docent . I also realized that in the United
Nations Secretariat, human rights was a subject where law would be
particularly important. I thought that in this context, I could
perhaps offer my skills as a lawyer. So I went to Paris during the
1948 session of the General Assembly, the one which adopted the
Universal Declaration of Human Rights. I was interviewed by Sir John
Humphrey, the Director of the Human Rights Division of the
Secretariat. I put forward my academic credentials and Humphrey was
very sympathetic to the idea of hiring me as a young lawyer on his
team. But he knew the rules of the game, and he was emphatic that
nationality was an absolute obstacle. There was just no way in which
they could see to make in my case an exception. I obviously lacked
the connections which would have made this possible.
It was
just fate that finally decided otherwise. In 1948, I became at some
point aware of the existence of an international bureau in Berne,
which was called the International Penal and Penitentiary Commission
(IPPC). It was one of several Bureaux de Berne, secretariats of
international organizations which Governments had found it
appropriate to locate in neutral and small Switzerland. The IPPC had
been created to ensure international cooperation at the technical
level, principally among Ministries of Justice, in the field of the
prevention of crime and the treatment of offenders, Members
representing their Government in the Commission were essentially the
Directors of prison administration, sometimes people from the
judiciary entrusted with the control of penal sentences execution.
The Commission was a sort of clearing house and think tank on
problems related to the administration of justice, the organization
and functioning of the penitentiary system and prevention policy.
They had organized every five years since the 1920s international
assizes which were known as the Congrès international pénal et
pénitenciaire, and its secretariat published a substantial quarterly
periodical which was a basic reference in their field. When I heard
that the IPPC was looking for a lawyer, for a jurist for their
secretariat, I immediately applied without any hesitation. I must
confess that my interest was not in the substance of the work of the
Commission. I was simply deeply interested in working in a mechanism
of multilateral cooperation, in a job with an international
dimension, with the opportunity to see how it operated. I joined the
secretariat of the IPPC at the time when an American, Thorsten
Sellin, had just been designated Secretary-General of the Commission.
He was coming from a Pennsylvania university, and he was bringing
some very American dynamism into a Secretariat theretofore somewhat
embedded in routine. I enjoyed very much working with Sellin and I
developed a real interest as well as fairly rapidly considerable
knowledge in the substance of our mandate. My legal training was in
this respect very useful, and particularly relevant at the time of
the drafting and negotiation of standard rules for the treatment of
prisoners. Comparative studies of different national institutions and
practices were equally stimulating, and I even ended up publishing
under my name in their periodical an analysis of the practice of
member countries in the treatment of abnormal offenders.
II.
New York
8.
Joining the United Nations
When I had expressed interest
in the job in the IPPC, I had been warned that my position there
might not be as secure as it would appear to be. The United Nations,
concerned about overlapping and duplication in international
cooperation, was trying to put some order into various fields of
international activity in the economic and social sector. There was a
move in ECOSOC, the Economic and Social Council, to regroup within
the United Nations in New York the activities of several
organizations which in the past had been set up on their own and were
working as independent entities, and the IPPC was on their list. What
would be in that case the fate of the staff of such organizations was
anybody's guess, but I should have no illusion about any prospect of
further employment should the ECOSOC position prevail. This warning
in effect delighted me. I was quite prepared to take the gamble in
the hope that this might be after all for me the way into the United
Nations Secretariat.
In 1949, ECOSOC indeed engaged with the
IPPC in protracted negotiations aiming at the dissolution of the IPPC
and the transfer of its functions and activities to the United
Nations. Witnessing those negotiations from the IPPC side - as a
junior staff member I did not actually participate in them but was
quite well placed to observe the process - gave me a first glance at
the complexity of the entity to which we in multilateral affairs so
easily refer to as "the Government". The budget of the IPPC
was financed essentially by resources of the Ministries of Justice,
and their representatives fought very hard to safeguard the autonomy
of their well-tested and smooth-working cooperation mechanism. They
had to be convinced by their colleagues from the Ministries of
Foreign Affairs, who were the ones who were sitting in New York, that
it was really necessary to take the broader view of the requirements
of a rational management of international cooperation and to put some
orderliness in the process of international cooperation in the social
field. Those negotiations at the national level between Ministry of
Justice and Foreign Affairs Ministry officials turned out to
represent by far the most difficult part of the process, The position
of Foreign Affairs and of ECOSOC finally prevailed, The General
Assembly at its Fifth Session in 1950 decided through Resolution 415
(V) the transfer to the United Nations of the functions of the IPPC.
A negotiated annex to the Resolution offered a plan which called for
a continuation by the United Nations of the activities hitherto
exercised by the Commission and for the transfer of its assets to the
Organization. It went on to state that "in view of the
enlargement of the functions of the United Nations and in order to
maintain continuity in the work, the United Nations shall invite the
services of two professional officers at present employed by the
IPPC". I was later told that those two officers being of Swiss
nationality, there had been in New York a serious discussion as to
whether one could make an exception and accept to take them over even
as they were not nationals of a Member State. It appears that it was
really par gain de paix, not to further irritate especially European
Governments who had been so reluctant to accept the dissolution of
the IPPC, that it was decided to make the concession that those two
staff members would be incorporated into the Secretariat. And so it
was that in spite of a wrong nationality I did in February 1951 join
the United Nations Secretariat. This allowed me to jokingly point out
at the time that the Secretary-General and I were the two officials
in the Organization who drew their tenure from a formal decision of
the General Assembly. I soon dropped the joke. however, because its
implication would have been that the United Nations was to make use
of my services only in the field for which I had been taken over.
Events later definitely took a different turn.
We took for six
months a furnished apartment in Clinton Terrace in Jamaica, Queens,
then moved to Parkway Village, New York's United Nations staff
"ghetto". This housing development of two storey buildings
with - for New York City - ample greenery had been built specifically
to offer housing to United Nations staff. It was located in Kew
Gardens, half-way between Manhattan and Lake Success, where the
Organization had in a former factory its provisional New York seat
pending the construction of its Headquarters on East River. The
complex offered over six hundred housing units, more than two thirds
of which were rented by United Nations officials with family and
kids. The others were occupied by Americans, the neighbours who
offered us the first opportunity to meet and know "natives".
This turned out to be a fascinating experience. Obviously, Americans
choosing to live in Parkway Village had deliberately decided to
settle in an international and interracial community. They clearly
were not the typical East Coast middle class Jones of the early
fifties. Many had been or still were active on the very left of their
country's political spectrum, and hardly representative of the
average American mind. They were open, curious and friendly toward
foreign cultures and we soon developed with them bonds of friendship
some of which have lasted for more than half a century. It would be
quite an experience to live on their side the wave of MacCarthyism
which was then sweeping America.
9. A life
companion
The foreword of this essay clearly delineates
the scope and limits of this narrative, .i.e. my professional life,
essentially devoted to serving the United Nations. It should thus be
clear that a section devoted to my wife Marg, whom I had married on
10 August 1946, would also limit itself to her role and position in
relation to my professional life. It is not to be a story of our
relationship in general, the intimacy of which in any case neither
she nor I would wish to see violated.
Perhaps nothing could
better describe the setting of the marvellous joint venture we lived
throughout my career than a reminder of the successive locations at
which the vagaries of my professional life made us "settle",
that is establish a household for a period of time. Here they were :
Berne, New York, Beirut, New York, Jerusalem, Santiago de Chile,
Beirut, Geneva, Nairobi, Geneva, Caracas, Geneva. None of those
destinations was at any time of Marg's choice. They were all the
reflection of the circumstances of my career as it unfolded, the
result of my acceptance of jobs which were offered to me - and, I
should add, none of which I had taken the initiative of seeking. This
brings to my mind the famous word of one of my colleagues, "My
UN career cost me three divorces !". To others, more lucky,
their marriage just cost them one or more UN jobs. It has been my
unique privilege to have married a person who fully accepted to share
my life irrespective of the strains and conditions which my
professional life would impose on the setting within which we would
be living, Marg would probably be prompt to point out that this
situation had its rewards. Such dynamism gave her the golden
opportunity to know and enjoy the world at large and offered her an
highly enriching life. The point here is not to draw a balance sheet
of what her bondage to my professional life represented for her. The
point is for me to stress that I have known the rare happiness of
keeping my life companion at my side throughout a particularly
animated and eventful career, and to express my deep gratitude for
this gift.
The importance of the support I thus constantly
received could not be overestimated, even if the description of the
unfolding of professional situations and events does not necessarily
call for it being spelled out. It started early in our marriage, when
I was in Berne pursuing my extra-professional interest in
international law and in United Nations affairs. I was spending
unduly large portions of my free time, long evenings and sometimes
entire week-ends, working on my hobby, editing and proof-reading
articles for Professor Wehberg's Friedenswarte, then preparing my
Habilitationschrift and spending on average at least fifteen hours of
preparation for every weekly teaching session at the University of
Neuchâtel, and finally embarking on a short-lived collaboration with
the Annuaire suisse de droit international which had to be cancelled
when we left for New York in early 1951. During nearly five years,
Marg never wavered in supporting my endeavours, though often
foregoing joint cultural or leisure time activities such as befit a
young married couple.
Our eldest child was nine months old
when we left Switzerland and started to move into a succession of
postings for the United Nations. Each time I rushed into the job that
I had been asked to perform, and Marg was left with the task of
fixing our accommodation. Only once, moving back from Nairobi to
Geneva, did we return to the apartment which our children had
continued to occupy during our absence. In all other cases, even
returning to the same city meant looking for a new home. It was each
time Marg who rendered our household operational, making it the warm
home in which we wanted to live, and of paramount importance, for a
long time looking after the adjustment of our three children to their
new condition in terms of both schooling and free time activities. It
is not that she couldn't ever count on my assistance, and
circumstances of my job permitting, we worked side by side at solving
our problems. But the responsibility, often the ultimate
responsibility, was hers. This was in particular the case during my
frequent absences on mission away from duty station. Those included
seven months in the Congo in 1960, three months in India in 1968,
over two months in Peru in 1970, stretches of several weeks at
various times in New York or for the servicing of conferences. Many
missions were shorter, but they were frequent. Urgent problems had
often to be solved and requirements met during my absence. House and
school attendance management in a succession of different settings
was truly a exceptionally demanding job and Marg never faltered in
responding to the challenge of the task. I can truly and sincerely
state that my ability to pursue the successful career which I enjoyed
was made possible by the constant unfailing support which I received
from my wife.
10.
An unexpected dimension of cultural diversity
Having for
so long wished to join the United Nations Secretariat, I was prepared
to meet cultural diversity. I did expect to have to cope with a
variety of language backgrounds, upbringings, values and creeds,
motivations, attitudes and ways of life. I was soon impressed with
still another dimension of the difficulties inherent to multilateral
cooperation. I joined in the Secretariat building in Manhattan the
so-called Section of Social Defence of the Department of Social
Affairs, which had just moved in from Lake Success. The programme of
work of that Section was in broad terms largely similar to that of
the IPPC : research, comparative studies and proposals for standards
setting in respect of crime prevention, the handling of common
delinquents, rehabilitative measures and programmes, prison
administration, abnormal offenders, juvenile delinquents. The small
section was staffed by specialists from France, the USA, South
Africa, Syria and now Switzerland, soon later Spain/Bolivia and
Burma. We had all been hired to work on the same programme, with the
same objectives and methods and on the basis of the same job
description. It immediately struck me, however, that all my
colleagues of Anglo-Saxon culture were by training sociologists,
while all those - including myself - of Latin culture were trained
lawyers (Syrian education had been very much under French influence
during the Mandate). Remembering the way in which the disciplines of
the social sciences traditionally used to mould the minds of
students, it will be appreciated that it was a serious cultural
divide, though of a different kind, that we had to bridge to develop
a coherent team work in the Section. The experience turned out to be
for most of us, I think, a valuable intellectual enrichment. It did
not take place without its hitches and problems, however, and vividly
illustrated for me both the complexity and the fascination of working
in a international setting of world-wide dimension.
11.
The shadow of MacCarthyism
Individual
circumstances as much as ideology very much influenced the way in
which the pressure of MacCarthyism on the United Nations Secretariat
was perceived and experienced by members of the staff. Having lived
as a teenager in Europe through the Thirties, I had been deeply
involved , intellectually and emotionally, in the politics of what
has been described as le temps des passions, The rise of Fascism and
Nazism, the Spanish Civil War, the uncontrollable sliding toward war
and the paralysis of the League of Nations all left me with a bitter
sense of antagonism and confrontation. After the war, I trusted that
being part of the staff of the world organization would remove from
my immediate concerns the dilemmas raised from the confrontation
which was again polarizing antagonistic forces on the world scene.
Joining the United Nations Secretariat, I thought, would allow me to
work in full serenity at the service of the world community as a
whole, exempted from the agonizing political tensions that had marked
the pre-war years and were again to be felt.
The shock was
brutal and the awakening to reality quite traumatic. I had hardly
taken my bearings on how to get to my office and started to memorize
the names of my new colleagues when I was invited to attend meetings
called by the Staff Council in which tempers ran quite high
denouncing the interference of elements of the host country with the
independence of the United Nations Secretariat. The problem haunted
us for most of the following three years. Inflammatory headlines in
most of the New York press brand marking the United Nations as a nest
of red agents, termination of the appointment of American staff
members "in the interest of the United Nations" after they
had appeared before a Sub-Committee of the United States Senate,
arrangements to temporarily accommodate an FBI office in the very
Secretariat building to facilitate a loyalty investigation of all
United States citizens employed by the United Nations, controversy
around the findings of an ad hoc Commission of Jurists appointed by
the Secretary-General, debates on the Secretary-General's personnel
policy in the General Assembly, the dramatic suicide of United
Nations Legal Counsel Abe Feller, the resignation of
Secretary-General Trygve Lee, the judgement of the United Nations
Administrative Tribunal that some of the dismissals had been
arbitrary and to award in those cases financial compensation,
subsequent discussions about the advisability of amending the Statute
of the Administrative Tribunal... we were not spared any aspect of a
drama which acutely revived in my memory le temps des passions. The
realistic perspective I thus gained of the United Nations made me
wiser and, I dare say, in the long run probably better equipped to
serve the Organization than in the limbo of utopia.
My
interest in working for the United Nations had remained intact, as I
had the occasion to confirm in my own mind in 1954. I then received a
call from the Dean of the Law Faculty of the University of Neuchâtel.
They still remembered me and there was an opening for a
professorship. They did not offer me the job, which would entail some
teaching beyond international law, but wondered whether I would be
interested in the position and they could put my name forward for
consideration. My response was clear and crisp. Nothing had happened
since I had reached New York that would have made me change my mind
about my desire and hope to pursue a career in the Secretariat of the
Organization.
12.
Being recognized as a lawyer
The
first expansion of my activity beyond social defence in the United
Nations Secretariat was in the direction of legal affairs. I was
asked in 1955, to join the team of lawyers who were involved in
developing a Repertory of the practice of the United Nations, My
doctoral thesis was probably at least in part the cause of this call.
After all, two hundred copies of my book on the control of the
implementation of international agreements had been spread around,
and I had received a fellowship from the Academie de droit
international at The Hague as an award for that study. On the other
hand my Habilitationschrift, an essay on Article 2 (7) of the
Charter, which had also received widespread diffusion, had probably
been at the time one of the most in-depth analyses of the origin of
that provision and of its use in the Spanish question-the attempt to
deny the Franco regime a seat in the United Nations, the India-South
Africa dispute and the question of Indonesia. It should thus be
assumed that Stavropoulos, the Legal Counsel, his Deputy Schachter,
and I don't know who else in the Legal Department knew about my legal
work. It is, I suppose, as a result of my scientific work before I
joined the United Nations, that I was involved for a while in legal
work for the United Nations. I must confess that I was rather proud
to realize that the Legal Department knew of my existence as an
international lawyer.
The Repertory of the United Nations
practice was to be an analysis, article by article, of the Charter as
reflected in the activities of the Organization. Julia Henderson was
my boss in Social Affairs and she was asked by Stavropoulos whether I
could be made available to work for the Repertory on Articles 55 and
56, the introductory articles of the chapter of the Charter on
international economic and social cooperation. She readily agreed,
and I spent some months devoting part of my time to legal affairs,
but still based in social defence. This cooperation was suspended
when I left for Lebanon on a social defence assignment early in 1956.
I did not then realize that the Legal Department would be the one for
which I would later spend so much time in the field.
As an
aside: Julia Henderson's name will pop up more than once in the
following pages of this narrative. She was my first boss from the top
segment of the United Nations Secretariat staff, before Constantin
Stavropoulos, Raùl Prebisch, Philippe de Seynes, Manuel
Perez-Guerrero, Maurice Strong and Bradford Morse. Julia Henderson
was a splendid leader. I learned a lot from her wisdom and had for
her unreserved respect and admiration. To have a woman as a boss also
was a very valuable experience. It helped erase in me whatever
remnant of machismo might have subsisted in the cultural background
of a Swiss lawyer.
III.
In the Middle East
13.
An instructive technical co-operation assignment
In 1955,
the Government of Lebanon made a request to the United Nations for
the services of an expert in the field of social defence, to look
into the management and procedures of an institution for juvenile
delinquents and more generally into the existing national framework
for the handling of youthful offenders. In a move which was rather
unusual at the time, the Chief of the Social Defence Section, Manuel
Lopez-Rey, asked me whether I would be prepared to undertake that
assignment, My reaction was immediate. A field assignment was for me
the rounding up of what I expected and hoped my job at the United
Nations would be. I didn't realize that I would later in my career
spend so much time out in the field. The idea of being able to be at
the service of a Government under a specific mandate, was very
exciting. My name was put forward and accepted by the Government, and
I was thus embarked on my first field assignment.
Reaching
Beirut with my family in January 1956, I was received with utmost
courtesy in the Ministry of Social Affairs from which the request had
originated, but also with a disconcerting detachment of all senior
officials from any specific programme of activity for my mission. As
this uncomfortable situation prolonged itself, my impatience and
curiosity led me to explore the reason for this apathy. It took me a
few weeks to find out that the Minister of Social Affairs had been in
1955 at the centre of a violent political controversy, and that
accusations of mismanagement of the institution for juvenile
delinquents for which his Ministry was responsible had been played up
in the attacks of which he was the object. The Minister in response
had wished to demonstrate his sense of responsibility by requesting
the assistance of the United Nations in the matter. Between the
moment of that request and my arrival in the country, however, a
Cabinet reshuffle had taken place and the Minister of Social Affairs
had left the Government. Criticism of the management of the
institution had consequently abated and there was no urgently felt
need in the Ministry to take particular measures in that respect. To
thus trace the critical path of the request which had brought me to
Lebanon was quite a sobering experience for a first field assignment
!
As many colleagues must certainly have experienced, I did
end up playing a considerably larger role than I had anticipated in
the development of my mission's activities. This took place with the
full cooperation, I hasten to say, of the officials of the Ministry
of Social Affairs. During my advisory work at the reformatory and in
respect of juvenile delinquency policy, I incidentally had the
opportunity to be faced with the very sensitive pride which was known
to be prevalent in Lebanon. I made at some point the suggestion that
we could send staff for training and observation to a reformatory
that was known as a very well run institution near Bethlehem. The
idea was rejected with a sense of shock by my Lebanese counterpart.
The message clearly was that "you shouldn't expect us to have
anything to learn from the Jordanians or the Palestinians". In
the course of the year, the scope of my mission was extended to
include a course to the personnel in charge of administering the
prisons of the country and advice during visits to sites of
detention. I thus ended up with the feeling of having carried out a
very useful mission.
My final report gave a set of
recommendations not all of which were welcomed in all quarters. One
had hoped in some circles that I would recommend the privatization of
the institution for juvenile delinquents to remove it from the
jurisdiction of an incompetent Ministry of Social Affairs. A
charitable association patronized by a very sophisticated upper-class
society wanted to take over the reformatory. I strongly felt,
however, that solving the problems of a weak public administration by
simply by-passing it would tend to perpetuate that weakness and be in
the long run a disservice to the country as a whole. I therefore
forcefully made the point that I realized the difficulties that the
Ministry would have to live up to its commitment, but thought that it
should be encouraged and be given the means to do so. That
recommendation was very ill-received in the private circles
interested in the matter. Other proposals of my final report fared
better. Back in Lebanon in 1963 as Director of the newly established
United Nations Economic and Social Office in Beirut (UNESOB), I had
the privilege of having a social worker with whom I had worked in
1956 confirm that my recommendation had been implemented and that
children and adolescents held before trial in the main prison in
Beirut were not any more left mixed with adults, but were kept in
separate quarters within the prison.
My mission in Lebanon was
most interesting in yet another respect. In addition to my assignment
with that country's Government, I was entrusted with the task of
developing the project of a regional seminar for the Arab states of
the Middle East, to provide for an exchange of information and
experience on prison administration. I had already made visits to
Syria, Jordan, Iraq, Saudi Arabia and Egypt in regard to this project
in October 1956, when the Suez crisis broke out. The project was then
postponed indefinitely. It had incidentally allowed me to see during
a prison visit in Iraq the epitome of a punitive approach to the
treatment of delinquents: prisoners carried chains riveted at their
ankles, and the weight of their chains varied with the length of the
sentence which had been pronounced against them ! With my mission in
Lebanon terminated and the regional project postponed, I returned to
New York with my family at the end of the year.
One of the
aspects which has been for me very instructive in the experience of
living in the Middle East at the time of the Suez crisis, has been to
retrospectively realize how much the perspective of world events can
be distorted depending on where you sit. Lebanon was then of course a
world without mass media which had not yet adopted television. It
needed for me and my wife to return to Europe to discover and grasp
what the Hungarian crisis had represented in the Western world. The
shock was dramatic. We had been so immersed in the Suez Crisis that,
while being of course aware of the events at the time in Central
Europe, I must truly say that we had never appreciated the intensity
of the commotion provoked by the Budapest events until later, when we
got closer to the physical setting in which that crisis had taken
place. Switzerland, where we stopped on the way back to Headquarters,
was still preoccupied with accommodating a considerable influx of
refugees from Hungary, and emotionally deeply involved in what had
happened. In contrast, the Middle East had been I dare say almost
indifferent to the whole affair. And this meant that not only in the
press that I had read, but also with all the people with whom I had
been in contact, the concentration had been entirely on the Suez
crisis and its aftermath. We had almost no feelings about the
Hungarian events as they were perceived in the West. I have often
reflected in subsequent years on this experience. When you live for
several years in Latin America, as we did at a later stage, you have
to wonder whether you are still keeping some kind of reasonable track
on what is going on in the world, or you are being frustrated from
that broader view by the intensity of local or regional
preoccupations.
14.
Settling in Jerusalem
Back at Headquarters in January
1957, we resettled in another apartment in Parkway Village. I
returned to my work in the Section of Social Defence, where
de-briefing on my mission in Lebanon aroused considerable interest. I
also resumed my part-time activity with the Legal Department on the
Repertory of the practice of the United Nations. I was then one day
in January 1958 unexpectedly asked by Stavropoulos, the Legal
Counsel, whether I would be prepared to leave forthwith for Jerusalem
for a two-months stopgap assignment as legal adviser to the United
Nations Truce Supervision Organization in Palestine (UNTSO). The
incumbent had just been declared persona non grata by one of the
parties and the search for a successor in the post had not yet begun.
I reported to UNTSO within four days and immersed myself immediately
in the intricacies of a truly fascinating job. It was on the
fifty-seventh day of my two-months assignment that a telex arrived
from Headquarters offering me to keep the post for a full term of two
years. It is an indication of the austerity at the time of the United
Nations personnel policy - but also of the spirit which then moved
the Organization - that it was not even hinted that I might return to
New York to wind up my personal affairs before settling in Jerusalem.
It was left to my wife alone to cancel the lease on our apartment, to
sell our car, to take the children out of school and to make all
arrangements for shipping and storage of personal effects.
My
family showed up in Jerusalem within six weeks and we had to decide
how to settle in the then divided city. The whole of the Arab side in
the East was then commonly referred to as the Old City and the Jewish
side in the West as the New City, and the strictly controlled
Mandelbaum Gate was the only direct passage between the two sectors.
The UNTSO personnel had an additional flexibility of movement. Its
Headquarters at Government House was a fairly large estate between
the armistice lines with gates opening both to the East and to the
West. Full freedom of movement for UNTSO personnel was a clearly
established principle, and the staff was free to select housing
anywhere in the city according to their own wishes.
I had
taken accommodation on arrival in a small hotel on the road to Mount
Scopus in the Old City, and my family joined me there. Having found
the most appropriate schools for our three children in the New City,
however, we had to shuttle them through Mandelbaum Gate, and this my
wife did mostly not two times but four times a day as we were having
the children back with us for lunch. As could be expected, this
insistence on freedom of movement did not at the time fall well on
either side : people at school did not understand why those children
should return to the Old City after hours, and people at our
residence wondered why they should go to the New City for schooling.
So we finally decided to take a one-year lease on a house in Beit
Hakerem, a pleasant suburb of the New City, and only returned to
accommodation in the Old City in the final weeks of our stay in
Jerusalem.
15.
Monitoring the Israeli - Palestinian conflict
I
did not in the least realize at the time that my early direct
experience with the Israeli-Palestinian conflict would lead to this
question haunting me for the rest of my life. This passion culminated
after my post-professional retirement in my chronicaling during nine
years, from 1997 to 2005, the major events of that tragedy in a
series of press articles which I subsequently published as a book
under the title : Palestine meurtrie, Eclairages sur une cause en
détresse. This is testimony of the intensity and depth of the
experience I lived through during the two years I spent at the
service of the United Nations in its attempt to bring under control
an exceedingly complex politico-military situation.
After the
events of the watershed year 1967 and their aftermath, it sounds
almost unrealistic if not unreal, to describe the role and
functioning of the United Nations peace-keeping operation in
Palestine at the time I joined it as legal adviser. While peace had
been until then elusive, the Six-Days-War made a most profound impact
on the situation and sealed for a long time the fate of the region.
The total and crushing victory of Israel's armed forces and its rapid
capturing of the theretofore Arab portion of mandated Palestine
consisting of Jerusalem, the West Bank and Gaza, were overwhelmingly
viewed by the Israelis as the fulfilment of the Zionist dream, i.e.,
a Jewish State in all the space from the Mediterranean to the Jordan
river. Ever since, the ghost of that dream has haunted Israel and
made it perpetuate occupation and evade over more than forty years
all attempts at settling the question of Palestine through a formula
of partition. During that time, the role of UNTSO and of the United
Nations in general progressively dwindled under the combined impact
of the situation on the ground and the unfailing support lent to
Israel's position by the United States.
In 1958, that role was
clear and explicit. Armistice Agreements had been negotiated in 1949
under United Nations auspices between Israel and all its Arab
neighbours Egypt, Jordan, Syria and Lebanon, and the mission of UNTSO
was to ensure the respect by all parties to those Agreements. They
reflected the position of the parties on the ground at the time,
following the considerable expansion by Israel, through war in 1948,
of the part of the land which had been attributed to the Jewish State
by the United Nations partition plan of 1947. The West Bank had then
been de facto annexed by Jordan and Gaza was occupied by Egypt. The
armistice lines traced by the Agreements were clearly delineated in
all their details by annexed maps, and they were already at that time
deemed to represent the borders of the Hebrew State. They were to be
referred to later mostly as "the green line", or "the
lines of 4 June 1967". The Armistice Agreements provided for the
deployment of military observers along the borders and the setting up
of four Mixed Armistice Commissions with in each case equal
representation of the parties and a Chairman provided by UNTSO.
The
situation when I reached Jerusalem varied from one sector to the
other. On the Egyptian side, the Suez war of 1956 had led to the
deployment in Gaza of the United Nations Emergency Force (UNEF), and
the role of UNTSO had been taken over by that peace-keeping entity.
Except for occasional incidents involving often the movement of
Bedouins in the Negev, there was little UNTSO activity in the
Egyptian sector. The Lebanese sector was also relatively calm at the
time, surprisingly so if one thinks of subsequent events in that
area. The Israel - Lebanon Mixed Armistice Commission met regularly
and had developed a routine for handling incidents that occurred. On
the other hand, UNTSO was deeply involved on a daily basis in the
Jordanian sector, including Jerusalem, and in the Syrian sector.
Military observers on the ground were in constant touch by radio with
Headquarters at Government House. Incidents were promptly reported
and triggered immediate action as needed on our part to ensure the
restoration of calm. On the Jordanian front, incidents often revolved
around the illegal crossing of the border. An arrangement had also
been agreed between the parties for the providing of supplies to an
Israeli enclave at Mount Scopus in Jerusalem by way of periodic
convoys transiting through Jordanian territory. The detailed
inspection of the contents of those convoys under UNTSO supervision
was an event which sometimes degenerated into a serious
confrontation. For me personally the most dramatic occurrence in that
sector was the investigation of the killing by sniper fire of a
colleague in UNTSO, a senior Canadian military observer, while on
duty patrol in the Jerusalem area. The serious incident had to be
reported to the Security Council and required for a while
considerable attention.
The situation was particularly tense
at the time in the Syrian sector. The Armistice Agreement had
provided in the Hula Valley below the Golan Heights for a
demilitarized zone in which civilian activities would be allowed
under the supervision of UNTSO. Much of the land in that zone had
been owned and cultivated by Arabs, some had been purchased during
the Mandate by Jewish settlers, and the cadastral situation was
intricate. Arabs expelled from the area during the war had taken
refuge in villages on the slopes of the Golan. The unfounded
assertion by Jewish elements, contrary to the terms of the Armistice
Agreement, of their right to cultivate the totality of the land in
the demilitarized zone irrespective of land ownership, was the cause
of constant incidents throughout the time I spent in Jerusalem. I was
repeatedly deprived by emergency calls to Government House of the
Sunday excursion so often planned with my family. Israelis would
enter the zone and start working early on Sunday morning, the
beginning of the week after the Shabbat. Some of the Arab farmers had
told our observers that they would open fire on the Jews if they
attempted to work on land they still owned in the zone, and they
often did. Aware of the forthcoming Arab reaction to their move and
prepared to respond, the Israelis returned the fire, and the exchange
rapidly spread. This was immediately reported to Jerusalem, and set
into motion the complex process of arranging for re-establishing the
ceasefire, often involving the highest echelons of the military
command in Tel Aviv and Damascus. This standard scenario repeated
itself constantly. As a breach of the ceasefire, considered as an
extreme form of violation of the Armistice Agreement, came from the
Syrian side, mostly Syria was blamed for those recurring incidents.
This made me later state, when discussing the difficulties with which
I had been faced in my job with UNTSO, that while it was true that
ninety percent of the incidents in that sector had involved a breach
of the ceasefire by Syria, in ninety percent of the cases the
incident had started by an Israeli provocation in the form of an
action contrary to the Armistice Agreement. It was with considerable
satisfaction that I noted a few years ago that Moshe Dayan, in a
written statement toward the end of his life which received
considerable attention in Israel, explicitly recognized that the
Israelis had at the time deliberately provoked the Syrians in order
to build a case for the occupation of the Golan Heights. I also
remember the occasional flights to Damascus in the UNTSO plane to
accompany the Chief of Staff, Swedish General Carl Carlsson von Horn,
to attend the meetings of the Israel-Syria Mixed Armistice Commission
when the gravity of the matter to be discussed required his presence
personally. It was on return to Jerusalem from one of those flights
that our plane got into trouble at Kalandia Airport. The captain
reported difficulties in getting the landing gear into place and
while circling asked us to brace for an emergency landing. Finally
proceeding to land, it was reassuring to see through the windows the
fire engines and ambulances lined up to intervene if necessary, but
also moving to see Marg and our three children standing in front of
the airport building waiting for the plane to touch ground. The
landing gear finally clicked and nothing had happened except a moment
of considerable tension.
16.
A cultural experience in claim settlement
As
could be expected, armistice affairs represented the bulk of the work
of the legal adviser in UNTSO. The function also involved when needed
legal support in all aspects of the life of the Mission, and this
included the settlement of traffic accidents in which UNTSO personnel
was implicated. Not long after my arrival in Jerusalem, one of our
military observers had the misfortune of killing a child near a
hilltop village on the road from Ramallah to Nablus. Evidence and
testimony were gathered and recorded by the Jordanian Police to the
satisfaction of UNTSO and the terms of a financial compensation
agreed with the family of the deceased child through the good offices
of the Attorney-General of East Jerusalem.
The
Attorney-General asked me a few days later to meet him in his office.
The matter had been settled in terms of the status of UNTSO in
Jordan, he said, and we were in our right to leave it at that if we
so wished. He felt it his duty to point out, however, that under
customary practice in Palestine, a ceremony of reconciliation , or
sulha , between the family of the aggrieved party and that of the
offender would have to take place in order for full peace to be
restored between the two families. In the eyes of the local
population, UNTSO was a foreign family living in their land. Would I
be prepared to go, representing the head of that family, with the
military observer involved in the accident to the village where the
family of the child lived, and go through such a process of
reconciliation ? He added that to do so might make for the whole
village quite a difference for years in their perception of the white
UN jeeps that would regularly continue to travel the road on which
the accident had taken place. He also indicated that he would be
pleased to accompany us and act as an interpreter.
Without
referring the matter to Headquarters - which I fully informed after
the event - I accepted the suggestion of the Attorney-General who
then made the necessary arrangements with the family. On a sunny
early spring afternoon, the three of us left our vehicles down the
road and proceeded on foot up into the village, with the military
observer rather uneasy about it all. The whole village was expecting
us, men and children in the streets, women peeping at practically
every door or window. The ceremony in the child's family home was
simple and moving. Words of deep regret, of pardon and of peace were
uttered and we all in turn ate with a single spoon from a large dish
prepared for the occasion. So remote from armistice affairs, but so
rewarding as a human experience !
17.
Equanimity in a troubled city
I
was still at UNTSO when in the Summer of 1958 the first civil war
broke out in Lebanon. It was late one evening in Jerusalem when a
cable came in from New York : the Security Council had just decided
to set up the United Nations Observer Group in Lebanon (UNOGIL) and
we were requested to dispatch at dawn the next day into Lebanon a
first contingent of military observers drawn from the UNTSO
establishment. We were very much involved in the following months in
lending logistic support to the UNOGIL mission and this brought us
often to Beirut. On one such occasion, time permitting, I decided to
call by phone from UNESCO House my good friend Frederic Tabah who was
posted in Beirut as a regional adviser on demography. The noise was
intense on the phone and Frederic spoke loudly : "Sorry, I can't
move now, there is heavy shooting down the street. But stay at
UNESCO. I'll come and fetch you as soon as it has calmed down."
United Nations personnel involved in peace-keeping operations have
often been exposed to danger in a variety of circumstances - we were
fired at that very day on our way back to Beirut airport. But
thinking of the cosiness of life at Headquarters, I still fondly
remember this calm and sober posture on the part of a staff member
whose job and posting had nothing to do with the political side of
the United Nations mandate.
IV.
The Congo
18.
From the Middle East to Latin America… and Africa
In
December 1959 I left the Middle East with my family for a second
time, but this time not for New York, but for Santiago de Chile. I
have been in my career at the United Nations very lucky. Not a single
one of my assignments has been a move due to my own initiative. Each
and every time, somebody came and said that while they were happy
with what I was doing, they thought I might be even more useful if I
did something else. Now those things don't happen in a vacuum. "Le
droit mène à tout, à condition d'en sortir." Was it because
of my legal training that it was assumed I could engage in a variety
of functions? I had been recruited to work in social defence, but
Julia Henderson who was Director of the Division of Social Affairs,
had already indicated that she wished me to do something else. There
had been question that she would ask me to take the job of Chef de
Cabinet in her Division. The idea had also been tossed around that I
should be asked to go to Santiago de Chile to head the Social Affairs
Division of the Economic Commission for Latin America, generally
referred to in all languages as CEPAL, the initials of its Spanish
name Comisión Económica Para America Latina. Then the Legal Counsel
asked me to go to Palestine for two months, which turned out to be
two years. During that time the idea took hold at Headquarters that I
should go to CEPAL. I would have probably gone to Santiago earlier if
it hadn't been for the Palestine assignment. But Julia Henderson
showed patience and kept that idea in mind. I thus moved to Santiago
de Chile in January 1960, in pursuance of what had been a plan of
Social Affairs temporarily disrupted by the legal people. Time put
pressure on the job and I flew to Santiago. My family, on the other
hand, travelled from New York to Valparaiso by boat through the
Panama Canal, a three weeks' journey which was for Marg and for our
children a memorable experience.
But this was not to be the
end of my involvement with legal affairs. My next field assignment
was just an aftermath of Palestine. In the Summer of 1960, the United
Nations was beset by a rapidly deepening political crisis as the
aftermath of the declaration of independence by the Belgian Congo. At
the beginning of August, a cable came from New York to Raúl
Prebisch, the Executive Secretary of CEPAL, saying that I was needed
in the Congo as legal adviser and asking that I be detached to
proceed to Leopoldville for six months. This was again an urgent call
of a political nature, and therefore presumably having priority on
the part of the Secretary-General's office. Prebisch was aware of the
complexity of the political situation. The Congo was already looming
as a serious crisis. He therefore agreed to Headquarters' request.
This would be the contribution of CEPAL to the predicament in which
the United Nations was finding itself on this issue. This of course
after having ascertained from me that I was prepared to accept the
assignment, which I was. I took however the precaution of indicating
loudly and clearly to Prebisch and the senior staff in Santiago that
I was responding to a call of duty, but I was not reorienting my
career towards legal work, in spite of this being the second call I
had within three years from the Legal Department. And I counted on
them to take at the proper time all the steps which would be
necessary to repatriate me to Santiago. I had by then been close
enough to legal affairs to fully realize that legal work in the
United Nations can be fascinating - as it was for me in those two
assignments - but could also be very boring or embarrassing. You
might be asked to review the terms of procurement contracts, to
explain the scope of the Headquarters Agreement to diplomats wishing
to avoid paying traffic fines, or to defend the Secretary-General's
position in the Administrative Tribunal in highly unpalatable cases.
I was very much afraid that toppling my career towards the legal
field might end me up in work assignments in which I would not be
interested. So I went to the Congo making it very clear that this was
in the line of duty, but was not something more than just a
parenthesis in my career which was based in Santiago. I then
proceeded within three days by way of Abidjan, which I reached on the
very day of the proclamation of the independence of the Côte
d'Ivoire, and Douala, and reached Leopoldville through ferry from
Brazzaville on 7 August.
Indeed, the message went through,
because after the Congo, I had throughout my career plenty of
interface with the Legal Department on different matters, but never
was I assigned again to the field as legal adviser to a peace-keeping
operation. Only twice was I much later approached on my possible
willingness to take a political field assignment, then not as legal
adviser but as head of mission. In 1982, Rafeddin Ahmed, then Chef de
Cabinet of Secretary-General U Thant, informally enquired, early
during the Argentina-United Kingdom war, whether I would be available
to head the United Nations presence in the Malvines should it be
decided to entrust the Organization with such an operation. The war
ended swiftly, however, and the idea of involving the United Nations
in the conflict in the field never materialized. The following year,
at the time of my retirement, Alvaro de Soto approached me to sound
out my interest in the position of United Nations Representative on
the Middle East conflict. This would have entailed a full time job
with residence in the region, and I told him that time was over for
me to consider taking such an assignment.
The Congo assignment
was finally to keep me away from Santiago for seven months. The
United Nations would have been prepared to authorize advanced home
leave for my family to go to Switzerland during that time. Marg
preferred to ensure continuity for the schooling of our children who
had started their classes in Santiago, and she endured the longest
separation in our married life with admirable courage and dedication.
19. Implementing an impossible mandate
After
the declaration of independence of the Belgian Congo on 30 June 1960,
unrest soon broke out in the capital Leopoldville and rapidly spread.
Belgians were harassed and threatened throughout the new country. The
Belgian Government decided to send troops to its former colony for
the declared purpose of restoring law and order and protecting
Belgian nationals. Belgian military elements landed in four airports,
and in some cases heavy fighting ensued with Congolese soldiers. The
Belgian action was ill-received in the international community
outside the West at a time when independence for Africa was the order
of the day, and the matter was raised in the United Nations. The
Security Council called upon the Government of Belgium to withdraw
its troops and authorized the creation of a multi-national
peace-keeping force composed of a number of national contingents with
the mandate to move into the Congo and assist the Government of the
Congo in maintaining law and order. This force, called Organisation
des Nations Unies au Congo (ONUC), soon was deployed to the major
hotspots of the unrest.
When I reached Leopoldville, ONUC
already had a military and civilian presence in all provinces of the
Congo except Katanga. The mandate of the United Nations, however, for
the largest venture in which it had ever been involved was still in
the making. It is in the following weeks that a resolution of the
Security Council and an interpretative memorandum of the
Secretary-General approved by the Council authoritatively clarified
the major issues involved. Our mandate, it had been made clear, was
to assist the Government of the Congo in the restoration and
maintenance of law and order without interfering in the internal
affairs of the country. As the French would say, il fallait le faire
! Article 2, paragraph 7 of the Charter, which sets the principle of
non-intervention in matters which are essentially within the domestic
jurisdiction of any State, had not yet undergone the erosion of which
it has been the object since the end of the Cold War, and whatever
action that was agreed upon by the collectivity of Member States
found its limits in that constitutional imperative.
The seven
months I spent assisting in struggling with this impossible mandate
in an attempt to give legal coherence to a process which was
eminently political and the object of basically political decisions,
have probably represented for me the single most intensive
educational experience in United Nations affairs of my whole career.
Exacerbated by a constitutional crisis of immense complexity, the
difficulty in sorting out for ONUC legitimate actions from legally
dubious ones was truly staggering, in an atmosphere in which each and
every political leader in the country considered himself a legal
expert. The visit to Leopoldville of the Conciliation Commission for
the Congo appointed by the General Assembly before which I had to
appear to explain and illustrate the mandate of ONUC, did nothing to
bring a consensus on the issues involved.
Our concern with the
freedom of action and safety of the emerging political leadership of
the country and for the avoidance of arbitrary arrests dramatically
illustrated the nature of the difficulties we were facing. At their
express request we provided United Nations guards to all the
principal dignitaries, that they be siding with Kasavubu or with
Lumumba. In that politically immature society, there was a marked
tendency on the part of all of them to consider their own guard as a
measure to which they were entitled on the basis of our duty to
ensure the maintenance of law and order, and the guard of their
political opponents as an undue interference in the internal affairs
of the country. In the course of events, they were alternatively
putting frantic requests for the reinforcement of their own guard,
and screaming against protective measures taken in favour of others.
The interpretation we gave of our mandate was in this case not
particularly esoteric. The maintenance of armed guards at the
residence of political leaders was the application of the principle
of the maintenance of law and order, and the equality of treatment in
this respect of all political leaders ensured the principle of
non-interference in the internal affairs of the country. This was
only half of the story, however. As according to our mandate we were
also not to impede any legal action taken by the Congolese
authorities, and this included the execution of arrest warrants. ONUC
would oppose, on the other hand, actions by the authorities which
were manifestly illegal, as was the case in an attempt to arrest
Lumumba in November 1960. But obviously decisions of this kind could
not be dissociated from their political context.
The Congo
mission was perceived by us at the time as a truly multilateral
operation applied to a specific political situation, and it was also
in this regard a fascinating experience. Multilateralism struck us
through the confusion which was created by having at a point no less
than twenty-eight different nationalities participating militarily in
the venture, and by the difficulty of putting together such an
assemblage. I found myself by accident very closely involved in the
matter. My chief of staff in Palestine, Swedish General Carl Carlsson
von Horn, had been asked to take over the Congo operation. Upon my
arrival, he immediately grabbed me into his office. We had developed
a fairly close relationship in Jerusalem, and he professed to be very
relieved by my presence. He was besieged by Heads of contingents and
asked me to assist him in explaining to them the sense of what the
United Nations was doing in the Congo. They were coming in and
screaming, and each one had the same story : let me do the job, it
will be much better achieved if I am left to do it alone, why should
we have to complicate things by doing it with others? I got very much
implicated because after we received a number of them jointly, von
Horn ended up asking those chaps - some were generals, all high level
officers in their army- to go and see the legal adviser about the
rationale of the United Nations action. We had developed a pep talk
which we used repeatedly. Let's agree on one thing, we were saying.
Left alone, you will do the job better than we are doing together.
There is a coefficient of inefficiency which is built into a
multilateral operation. We could even discuss the cost of that
coefficient, the degree of efficiency we are losing by doing it
together, rather than letting you do it all by yourself, But you have
to realize that it is of the essence of what we are doing that we are
doing it as a joint venture. The very nature of the operation is that
we are conducting it together as the expression of an action by the
international community.
Thus this experience of the Congo
afforded me the privilege of living the concept of multilateralism in
a concrete situation. Now of course the Congo situation was a very
complex one. I have through the years read many books and heard many
stories about it, about the East-West tension underlying the crisis
and the role in Leopoldville of United States Ambassador Timberlake.
It is typically a case where one has to be careful not to rewrite
history afterwards on the basis of later information. But
concentrating on my memory of that time, I would say that we then had
a strong sense that we were demonstrating what was meant by working
together as exponents of the community of nations.
20.
Briefing a press uninterested in listening
One of the sad
reminiscences I have from my assignment with ONUC relates to the
utter incapacity in which we were to have the facts of the situation
and of our actions accurately reflected in the international press.
The Congo was for a fairly long period in the Summer and Fall of 1960
very prominent in the hierarchy of world events and all major news
networks were represented in Leopoldville by senior journalists who
had flown in for the purpose. ONUC had organized a daily press
briefing for correspondents which was taking place at 3 p.m. in the
courtyard of the Hotel Royal where it had its headquarters. This
briefing conducted by our press officer was regularly well attended
by the representatives of the media, and Ralph Bunche and later
Rajeswar Dayal themselves personally appeared before the journalists
when this was felt appropriate, to give the necessary information and
explanation of events that had taken place and of the involvement in
them of the United Nations.
We received every morning at ONUC
headquarters quite a few meters of telex tape transcription of the
main coverage of the Congo crisis in the world press, and it was
truly distressing to note that most of the time, no account had been
taken by correspondents, in their coverage of events, of the facts
and explanations that had been given to them the preceding afternoon.
That the Congo situation was politically loaded was obvious to all of
us. It was a serious disappointment, nevertheless, to ascertain that
well-known correspondents of distinguished newspapers of world
reputation simply inserted facts and events in the mould of their
preconceived and prejudiced view of the process which the Congo was
living, without concern for truth or objectivity. I have not been
able to forget this sad experience in the nearly forty years since
then during which the same world press has been my only source of
information on so many political world events.
21.
The handing over of Kamina Base
The
difficult negotiations which took place at the beginning of the Congo
crisis to ensure the deployment of ONUC and the withdrawal from the
country of all Belgian military forces entailed the handing over by
the latter to the United Nations of the military Base at Kamina in
southern Katanga, a huge military installation part of the NATO
network. It was agreed in New York that the Base would be taken over
by ONUC in a unilateral move i.e., that the matter should not be the
object of any further negotiation on the spot. The Secretary-General
designated Galo Plaza, a former President of Ecuador who had been one
of his Representatives in UNOGIL two years earlier, to act on his
behalf for receiving the Base from the hands of the Belgian military,
and I was assigned to accompany him as legal adviser to his
mission.
Plaza and I left Leopoldville for Kamina on 30 August
1960 in a small plane with a contingent of ten Swedish military
observers. After a somewhat tense landing, we were received with
great courtesy by the Commander of the Base Colonel van Lierde who
however immediately declared that he had no instructions whatsoever
from Brussels about a handing over of the Base to the United Nations.
Our attempt to clarify the situation with ONUC headquarters failed as
we could not establish radio liaison with Leopoldville. Colonel van
Lierde offered to put the Belgian radio network at our disposal for
us to liaise with Leopoldville through Brussels, but Plaza flatly
declined. We were thus left to simply wait, and Plaza and I were
accommodated in a room in the non-commissioned officers' quarters of
the Base barracks and the Swedish observers in soldiers'
quarters.
We had spent two nights in this situation when
Colonel van Lierde finally received from Brussels the instructions
reflecting the outcome of the negotiations which had taken place in
New York a few days earlier. We put with him on paper a brief list of
steps which would be followed for the handing over of the Base,
including a flag -lowering and flag-raising ceremony with military
honours. Events took place as planned and the Base was formally
received by Plaza on behalf of the United Nations. It was to take
some time for the Belgian military to withdraw. The small Swedish
contingent was left in Kamina to ensure our presence on the Base and
Plaza and I returned to Leopoldville. On being informed of the
unfolding and of the results of our mission, the Secretary-General at
first reacted angrily: the taking over of the Base had had to be a
unilateral action on the part of the United Nations and he reproached
Plaza for having negotiated its handing over and reflected that
negotiation in a paper, however informal that paper might have been.
When meeting personally with Hammarsjöld in New York a few days
later, Plaza was able - as he told me later - to explain to the
Secretary-General's full satisfaction that our discussions with the
Belgians had entailed a purely procedural arrangement aimed to ensure
orderliness in the taking over of the Base and had not involved any
negotiation.
I was to return several times to Kamina Base in
the following months in connection with the organization of civilian
life. The Base with its very large local personnel and their families
had a total population of 15,000 souls with administrative, schooling
and medical facilities. While the United Nations had to exercise full
jurisdiction over the Base, we were keen to leave as much as possible
in place essential municipal services. The complex Belgian colonial
administration had provided for an important role on the Base for the
chefferie coutumière, and it is around that local customary
structure that we developed our temporary control of that territorial
entity. This necessarily involved the United Nations in the analysis
of the working of a traditional African legal system and this task
was for me one of the highlights of my Congo assignment.
V.
Latin America
22.
Infiltrating the world of the economists
I returned to
Santiago de Chile in March 1961 through Switzerland. My seven months
assignment to the Congo mission had temporarily suspended my posting
as Chief of the Division of Social Affairs of CEPAL, a job into which
I had just begun to immerse myself with enthusiasm, but also with
some trepidation, when the Congo call interrupted my effort. I had
been warned during my briefing at Headquarters in January 1960 that
my job in Santiago would be difficult. CEPAL was then engaged in a
high-visibility intellectual exploration of the economic forces
shaping the fate of the region. Under the active leadership of Raul
Prebisch, a team of distinguished economists was conducting a
critical analysis of the Latin American economic scene and putting
together the elements of the conceptual thinking that would soon
become known on a world-wide basis as development economics.
Receiving little attention, the Division of Social Affairs had up to
then essentially concentrated its activities on problems of social
welfare and community development. In spite of the statutory concern
of the Commission for "the social aspects of economic
development", the position of the Division had been quite
marginal in the boiling kettle of ideas which CEPAL had become at the
hand of the economists. This was well known in New York, and my brief
from Julia Henderson had been clear and simple : try to somehow make
the work of the Commission more responsive to the social side of the
development problems of the region.
Our sophisticated
economists obviously would have to be met on their own ground if we
were to have a chance to awaken their interest in the social side of
development. Two wedges allowed us to initiate such a dialogue. In
the highly mathematics-based and model-oriented working environment
of our colleagues on the economic side, demography became the first
social dimension which retained their attention. We had the privilege
of having in Santiago CELADE, the Latin American Centre for
Demography, and in our Division successively two brilliant
demographers. When we were able to give to the CEPAL Advisory Group
for Colombia credible and detailed demographic projections for that
country, worked out with analytical tools with which they were
familiar and passing the test of the critical appraisal to which they
were subjected, the economists for the first time looked upon the
Division of Social Affairs as a useful resource for their work.
The
other wedge, i.e., the planning of the social sectors, did not
immediately take the form of a contribution to the work of the
economists, but it opened with them a useful and promising area of
dialogue. Economic planning was receiving at the time very
considerable attention in CEPAL. Sophisticated conceptual work was
being carried out in this regard and direct assistance was extended
to countries in the region to develop their national plans.
Instruments were at hand for this purpose at the macro-economic level
as well as in respect of all major economic sectors. Education and
health, however, were also sectors which accounted for very large
outlays in public expenditure and they could not be left unattended
in a comprehensive approach to national planning. We were thus asked
about the methodology for the planning of those sectors. We did not
have the answer, but we were able to focus together on the problems
involved. The resources of UNESCO and WHO were tapped, and a useful
area of collaboration could develop between the economic and the
social sides of the Commission. I later came to refer to demography
and the planning of the social sectors as the two Trojan Horses which
allowed for the Division of Social Affairs to penetrate the fortress
of the CEPAL economists.
23. Don Raúl Prebisch
I
met Raúl Prebisch for the first time in January 1960. He was in
Santiago when I arrived to report as Chief of the Social Affairs
Division of CEPAL, and he received me right away. I mentioned to him
- it was obvious - that while his French was much better than my
Spanish, I would like to use Spanish in our conversation, because I
thought it would be important for my insertion in the retinue to
express myself in that language. He readily agreed, which reflected a
specific Latino attitude that I have since often observed with great
interest. It is quite different from the mentality of the French, who
are generally so terribly particular about the purity of their
language that they hate hearing somebody speaking French badly. It
may be a stereotype, but it is certainly my experience that as soon
as you try to speak Spanish with a Latino, he is very prepared to
encourage you to do so.
Prebisch was a very impressive man.
He was in our first meeting very kind and very gentle. He told me of
his disappointment with the past performance of the Division of
Social Affairs and of his expectations for the future. I then saw him
in Santiago alone only sporadically, but very often and regularly in
staff meetings. One of the things which soon impressed me very much
in Prebisch was his ability to work with a team, in the sense of
extracting from his senior staff all that was possible to extract. He
was the absolute antithesis of so many bosses I have known. He always
wanted to have around him people throwing ideas at him. He would then
in conclusion articulately formulate his own views. But this ability
to listen to people, this constant keenness to know what other people
thought, has been for me a fascinating thing to observe, both in
Santiago and then, of course, later in UNCTAD where I worked with him
for nearly three years.
Jumping ahead in my narrative, let me
complete this presentation of Prebisch as a man by recording here
with illustrations from my UNCTAD days my unlimited admiration for
his extraordinary intellectual ability and capacity to concentrate. I
have more than once quoted my experience with those boring general
debates which are part of the ritual of the UNCTAD conferences.
Ministers come and deliver their prepared statements, which are often
at least in part meant to address public opinion back home. While
none of his staff could keep track of all that was being said,
Prebisch was capable of sitting for three hours in the morning, three
hours in the afternoon, and listen with attention to each and every
word which was being uttered. The next morning, in the senior staff
meeting, he would say "You remember, the French delegate, about
two-thirds into his speech, said that and that. Why don't you go and
ask him what he meant. Is that linked with this and this?" And
so on for the whole of the debate of the previous day. He had
registered each and every point which had been made. That ability
reflected an intellectual capacity which is incredible.
Here
is another illustration. In the early years of UNCTAD, Prebisch's
speeches were an event in town, people would come to the public
gallery just to listen to him. One day, he told us in the staff
meeting that he would need an hour and a half to deliver the next day
a major policy speech. We impressed upon him that even he could not
speak at such length. He then asked us what would be the maximum time
we considered acceptable to maintain the audience attentive. We said
an hour and a quarter was about as much as we thought to be tolerable
coming from him, way beyond the normal individual attention span. The
next morning, Prebisch entered the room with his hands in the pockets
of his jacket, and he spoke for one hour and fourteen minutes ! It
was obvious that he concentrated into an hour and fourteen minutes,
knowing exactly the time it would take, all that he had previously
felt he needed an hour and a half to say. Prebisch most often
delivered his major speeches with no notes whatsoever. Occasionally
but not often, he would put in front of him a little piece of paper,
but start to speak without looking at it. Then at the fifty-fifth
minute of the speech, he would take the paper and read a quote
illustrating a point he was making, and put it back. It was all set
up in advance in his mind. He truly had an extraordinary intellectual
capacity. This talent evokes for me the music maestro who conducts by
heart a Mahler symphony, or the chess champion who wins ten
simultaneous games. They obviously have something in their mind which
the common man does not possess. Prebisch, in his way, was that kind
of an exceptional person. He has been in my whole career the boss for
whom I developed the greatest admiration. He was very humane too, a
very open and warm personality. He was as is well known a bon vivant.
He had for a while an apartment at la Pelouse, the villa in the park
of the Palais des Nations. We had there from time to time, in
particular during crises, consultations which were very well provided
with excellent wine.
So much for Don Raúl Prebisch as a man.
To Prebisch as a thinker, as a pioneering economist and as the black
sheep of the conventional establishment, I shall revert when my
narrative reaches the years of my involvement in the North-South
dialogue.
24.
Burocratic rigidity
During the whole duration of my
posting in CEPAL, I had the privilege of having on the staff of my
Division Jose Media Echavarria, one of the most prominent living
Latin American sociologists. He had been part of the group of Spanish
intellectuals who had found refuge in Mexico at the end of the
Spanish Civil War. A penetrating analyst of the social scene as well
as a brilliant conceptualist, he had published a number of studies
which had earned him respect and admiration. He was greatly
appreciated in CEPAL by his colleagues across the secretariat, and
Raul Prebisch used to enjoy his conversation as an intellectual
partner. He had declined the post of Director of the Division of
Social Affairs because he was not prepared to deal with the
administrative chores associated with the function. Indicative of his
independence of mind and broad vision, it is at his suggestion that
we proposed to the Commission in 1961 that next to the item on the
social aspects of economic development, it include in its work
programme a study on the political factors that may affect
development .As could be expected, the proposal was shot down in
flames; though nobody could have the slightest doubt about the utmost
relevancy of the subject.
Inexorably the day came when I was
asked to produce a periodic appraisal report on that staff member of
my Division. The report consisted at the time of a set of behavioural
parameters for each of which a performance rating was requested by
checking one of several boxes. Having gone time and again at length
through the form, I concluded that exceptional circumstances required
an exceptional approach. I returned blank the report form, under
cover of an explanatory memorandum in which I stated that I was
finding it inappropriate to cast the performance of Jose Media
Echavarria in terms of our routine approach to staff appraisal. He
was an outstanding scholar whose presence among us could only enhance
the credit and the image of CEPAL and it would be proper to just
recognize him as such. I would have great difficulty in entering into
a micro-analysis of the behaviour of a man whom I could only properly
address as Mon Maître.
Alas, it didn't work. The Director of
Administration of CEPAL called me and indicated that while he was
personally in sympathy with my position, he was bound to point out
that our system being what it was, in any but the most proximate
context the absence of reporting would be ascribed to the necessity
to hide something from the record, and would thus weigh as a negative
element for the staff member concerned. In the face of that argument,
I had no choice but to comply and I dutifully filled the boxes of
Jose Medina Echavarria's periodic performance report. I deeply
regretted, however, that our bureaucratic rigidity could not allow
for an appropriate treatment of this exceptional case.
25.
Roaming in South America
CEPAL
being a regional organization, its senior staff is naturally called
upon to visit the countries of the region in relation to the work
programme of the Commission. I thus did have the opportunity to visit
during my assignment in Santiago most countries of South America,
many of them several times. The Mexico Office of CEPAL being in
charge of Central America, it is to Mexico City that I travelled as
needed on matters concerning that sub-region. It is only later, on
the occasion of other assignments or as a tourist mostly with my
wife, that I visited Guatemala, El Salvador, Honduras, Nicaragua,
Costa Rica and Panama.
My first trip for CEPAL outside Chile
was to Argentina soon after my return from the Congo. The
International Labour Organization (ILO) held in April 1961 a Latin
American Regional Conference in Buenos Aires, and it was considered
appropriate that CEPAL be represented at that gathering by its senior
social affairs official. This was the first of a number of visits to
Argentina during the following three years to attend seminars,
workshops or conferences, as that country was for numerous entities a
preferred location for holding meetings. Argentine hospitality was
warm and generous, more than once, as I remember, in the form of a
superb Sunday asado in an estancia in the country out of Buenos
Aires, with delicious local meat and excellent Mendoza wine. My last
official trip to Argentina during my time in Santiago took place in
May 1963 to attend the Tenth Session of CEPAL held in Mar del Plata.
Sessions of the full Commission were a rather big affair held only
once every two years, and a fair segment of the Secretariat moved to
the Atlantic coast sea resort to ensure the servicing of the meeting.
I was back in Argentina only two months later, that time together
with my wife and children. We spent early in July a few days as
tourists in Buenos Aires before embarking on the ship Julio Cesar for
Cannes on transfer of duty station to the Middle East.
It was
again the International Labour Organization which afforded me the
opportunity to first visit late in 1961 three other countries in
South America, i.e., Bolivia, Peru and Ecuador. The ILO was running
at the time in those countries a major technical co-operation venture
known as the Andean Programme. An Assistant Director General of ILO,
Abbas Amar, and a member of his staff were to inspect the Project,
and CEPAL was invited to detach a senior official to accompany them.
We started from La Paz by road and drove from place to place all the
way to Quito, visiting the various local projects which had been set
up in a string of locations on the Altiplano and further North in the
heart of the Andes. Within the framework of a comprehensive approach
to community development, most such projects centred on vocational
training. ILO had raised considerable interest in this venture among
trade unions in developed countries, and several of the training
workshops exhibited sophisticated modern equipment in plumbing, auto
mechanics or carpentry, all gifts from European workers'
organizations. One could not avoid the feeling that the whole
approach was oversized and somewhat extravagant in relation to the
economic situation and social fabric of the environment in which the
projects had been located. Indeed, it would appear that quite a
number of former trainees from the region had soon moved as workers
to the modern sector of coastal towns where income was for them much
more attractive than would have been the case in their rural
highlands community. This mission also gave me the opportunity to
know well Abbas Amar, a strong and hard working personality who at
the same time also was kind and humane. I shall never forget the
moment at which, during our stopover in Cuzco, he crashed the door of
a family wedding party in what appeared to be a lower middle class
apartment. Introducing himself as "just a tourist", he
insisted that he wished to look at the dancing and listen to the
music. Hospitality obliged, and we were allowed inside. We did not
stay very long, but thoroughly enjoyed this experience afforded us by
Abbas Amar's benevolent uncivility.
CEPAL was at the time very
actively involved in Bolivia. In addition to the advisory services it
provided for the orientation of the economic policies of the
Government and the preparation of a development plan, it also ran a
training course on the basics of development economics for Ministry
officials. I was asked in 1962 to open a new segment in this training
by giving in La Paz a series of lectures on what was then called the
social aspects of economic development. The lectures were to be
delivered in the Spanish language, a task which I had some difficulty
to master. It also gave me the opportunity to meet Joan Margaret
Anstee, who was then the UNDP Resident Representative in Bolivia.
This was her first job as head of mission in what would be an
exemplary successful career as a senior United Nations official. Her
performance in Bolivia was already exceptional. She ensured CEPAL's
interface with the Government on a daily basis and developed a
climate of confidence of such quality that she was invited to sit at
Cabinet meetings, so had it the rumour, when economic matters came
for discussion. Her very varied career culminated as
Under-Secretary-General representing the United Nations in the Angola
crisis. She always cherished Bolivia, however, where she retired on
the shores of Lake Titicaca.
Lima deserves a special mention
as a point of call for travelling CEPAL officials. There was at the
time no direct airline connection between Santiago and La Paz, and
entry into Bolivia was taking place from the Peruvian capital. We
thus often had to stay overnight in Lima on the way from or to
Santiago, with flight schedules not always reliable. This gave me the
opportunity to come to know already then rather well the centre of
Lima, a city to which I would return for an extended stay in 1970.
The airport of La Paz lies 4,070 meters above sea level, and the DC-4
aircraft in use on the route from Lima had individual pipes
dispensing oxygen in front of every cabin seat for the comfort of
passengers during the crossing of the Andes. Some sophisticated
airlines were serving coca tea to passengers upon disembarking, which
would be a big help. CEPAL advice to its staff was simple. We should
check in our hotel and lay in bed for a few hours upon arrival,
whereupon we would be able to function normally. So I did and I never
was assaulted by the soroche, the famous altitude headache common in
the Andes. On the other hand, I must confess that getting down often
left me somewhat groggy for a few hours in Lima.
The
involvement of CEPAL in Colombia was equally intense, and as
recounted earlier gave me the opportunity to bring the social sector
closer to the preoccupations of the economists. My visits there, as
well as to Ecuador and Peru, were however less frequent. Some years
earlier the Division of Social Affairs at Headquarters, on its own
initiative, had launched in the last two countries community
development projects as part of its technical assistance programme.
We ensured that our activities were taking into account all
pre-existing United Nations projects in the social field in South
America. My first visit to Brazil, on the other hand, was a
disappointment. We were keen to be involved in the development of the
Nordeste region, for the stimulation of which the Central Government
in Brasilia had set up a huge institutional mechanism. Celso Furtado,
who had been one of the most prominent thinkers on Prebisch's side in
the early years of CEPAL, was the Head of that project. Strengthened
by the enthusiasm for the idea of Medina Echavarria, I desperately
tried to obtain a personal meeting with Furtado, alas to no avail.
His constant movement from Brasilia to Recife and back made it
impossible for him to accommodate my request. My distinguished
colleague however kept his eyes on Brazil. Early in 1963, he told me
that he had spotted a bright and promising young Brazilian and asked
me whether we could give him a six-months consultancy contract to
work on one of our projects. I readily agreed. Enrique Cardoso thus
spent six months as a junior consultant in CEPAL. Bright and
promising indeed ! He was forty years later elected President of
Brazil, a position he held immediately before Lula.
Our
relations with New York were excellent. Headquarters was obviously
very pleased with the inroads made by the social sector in the
thinking and activities of CEPAL. On a tour of the region, Julia
Henderson invited me in the spring of 1962 to accompany her in a
first visit to Paraguay, a country then isolated and quite remote
from the South American mainstream. We boarded plane in Rio de
Janeiro, saw the extraordinarily booming city of Curitiba from the
air, experienced the frustration of stopping over at Iguazu airport
without ever having the chance of a glance at the waterfalls, and
reached Asunciòn after an uneventful trip. Our meetings with
Government officials went smoothly, with perhaps only on our part
some surprise at the numerous references incessantly made by our
interlocutors to the President, General Stroessner, benefactor of the
State. The sense of isolation of Paraguay from the outside world came
vividly alive for us on a Saturday, the day of our departure for
Buenos Aires. A fairly thick fog packed up the airport. With the
arrival of our Panagra flight overdue, an announcement on the waiting
lounge loudspeaker informed us that the plane had to skip its
stopover in Asunción due to the weather condition, and asked all
passengers to contact the airline counter to reschedule their flight.
We were then offered seats on the next Panagra flight, which was due
on the next Tuesday, in three days' time. We were rather stunned by
the casualness of the offer. We had meetings scheduled in Buenos
Aires for Monday, and we immediately started to explore alternative
possibilities to proceed. A local carrier finally landed us the same
evening in the Northern Argentine city of Corrientes, and whence the
national airline to the capital. It is on the occasion of another
trip to Paraguay that I experienced the need to detach myself from a
natural tendency to Euro-centrism. Being afflicted in Asunción by a
slight headache, I entered a pharmacy and asked for aspirin.
National, or imported, asked the pharmacist. On answering : imported,
I was served an aspirin made in Argentina. I am not proud of the fact
that I was at first surprised.
On the eve of independence in
June 1962, the administering authorities of Jamaica called for a
Conference on Social Development. With a broad agenda, the gathering
was meant to identify reference points for the evolution of the
society and the development of social services in the new-born
country, which was to be declared independent two months later. CEPAL
was invited to participate in the Conference and it was decided that
it should be represented by the Director of its Social Affairs
Division. I thus attended the meeting during three full days. I had
the occasion of making several interventions on subjects with wich
CEPAL was dealing. The Conference was receiving considerable
attention in the public at large, and I was interviewed at length in
the national broadcasting programme. Attention to the Caribbean
sub-region being generally entrusted to CEPAL's Mexico Office,
however, this was the only time I visited that part of the continent
in an official capacity during my assignment in Santiago.
Venezuela
and the Guayanas were the only places in South America I never
visited during my stay in CEPAL. The first caught up on me at the end
of my career. As for the second, a UNITAR training course in
Paramaribo, capital of Suriname, after retirement has been the only
occasion for me to ever set foot in what had been the Guayanas.
VI.
Back in the Middle East
26.
Returning to the Middle East
I was happily immersed in my
CEPAL activity when, in the late Spring of 1963, I was once more
approached about my willingness to take yet another assignment in
order to assist in a situation faced by the Organization. The call
this time came from Philippe de Seynes, the Under-Secretary-General
for Economic and Social Affairs, who at the same time also approached
Prebisch asking him whether he would be willing to release me for
this new job. A director in de Seynes' Department, Julia Henderson
had of course been consulted about this démarche.
The United
Nations was at the time facing a difficult situation in the Middle
East in respect of its economic activities. Economic commissions
created to stimulate economic development through co-operation at the
regional level had been set up in the early years of the Organization
in Europe, in Asia and in Latin America, and in 1958 in Africa on the
wake of the accession to independence of many territories of that
continent. The Economic Commission for Asia and the Far East (ECAFE),
later called Economic and Social Commission for Asia and the Pacific
(ESCAP), extended Westwards up to Iran. This left the Arab countries
of the Middle East without any institutional structure of their own,
and considerable pressure had developed on their part for creating a
Commission for that region. It was for them evident, however, that
Israel would not be invited to participate in that new Commission,
and their request was deadlocked by the principle of the universality
of participation on an equal basis of all Member countries in all
inter-governmental bodies of the United Nations. Like Article 2,
paragraph 7 of the Charter on non intervention in the internal
affairs of a Member State, this principle was then much more strictly
adhered to than would be the case later in the life of the
Organization. In point of fact, a meeting of the Economic Commission
for Africa (ECA) invited to meet in Tunis had been in 1961
re-scheduled to gather at ECA Headquarters in Addis Ababa because of
the refusal by the Government of Tunisia to grant visas to Israeli
representatives to attend the meeting as observers.
In order
to give within this limitation some satisfaction to the Arab States
of the Middle East, de Seynes had conceived of an ingenious formula.
An office would be established in Beirut to service the region,
albeit not as an inter-governmental machinery, but as an outpost of
the Department of Economic and Social Affairs of the Secretariat.
This office would be located in the region and would carry out some
activities at the regional level, offering thus a sort of first
approximation to what could one day become the secretariat of an
economic commission. Headquarters' Division of Social Affairs had
already some people out-posted in Beirut. The idea was that while
exercising economic and social functions, the new office would be
clearly cast as a branch of the Secretariat, thus avoiding the
stumbling-block of the principle of universality of participation in
inter-governmental bodies.
It is in search of a senior
official to head what would be known as the United Nations Economic
and Social Office in Beirut (UNESOB) that de Seynes approached me.
Why would he think of me for the job ? First, I suppose, because I am
Swiss. At the time, it was a good nationality for Middle East
affairs. I also knew the region fairly well. I had been assigned
there twice already, in Lebanon the whole of 1956 and two years in
Palestine in 1958-59. And last but not least, I had been working in a
regional commission. So I assume there were basically three factors,
i.e., knowledge of the region, nationality, and having already worked
at the regional level, which made de Seynes ask Prebisch if he could
have me back for the job. In the face of the importance which he
attached to the matter, Prebisch agreed. As for me, except for my
seven months in the Congo, I had been in Santiago for three and a
half years. So from the point of view of rotation, it was not
unreasonable to expect me to accept this new assignment, even as I
was still fully enjoying my work in CEPAL. We thus left Santiago in
July on transfer of duty station and took home leave in Switzerland.
For the first time, we had come to the conclusion that formal
education may under some circumstances have to be given priority over
family unity. Our eldest son Daniel was left in the Collège
Protestant Romand in Founex, near Geneva. Marg and our two other
children reached Beirut with me before the end of September.
27.
New responsibilities in the field of economics
Choosing me
as Director of UNESOB was on the part of de Seynes a daring move,
insofar as he put me in charge of an office which would have both a
social section and an economic section, in a context in which
economics clearly enjoyed more visibility and attention than social
affairs. It surely was well known to him that I had acquired my grasp
of current economics only by osmosis. I had often astonished people
by mentioning that I had had during the War six hours a week of
economics as the main branch in the first year of law studies in
Geneva, but this had been a very long time ago, and the discipline
has undergone since then a tremendous evolution with the emergence of
development economics. My accepting the post was not, however, to my
mind an irresponsible decision. I shared with de Seynes a vision of
the role of the Head of a team of intellectuals, whatever the field,
which is unfortunately rare in international bureaucracies. So many
times have I illustrated my thinking on the matter : if you need a
leader for a team of ten economists, the natural tendency of so many
institutions will be to look for an eleventh economist somehow
brighter than the ten others, and put him in charge. This will very
often be a recipe for disaster, as the leader will have a natural
tendency to concentrate on making his views prevail. What you need is
a leader who will see as his major role to extract the best of the
ten existing brains, and exercise his judgement in providing a
synthesis of the views that have been expressed. We chose as the head
of the economic section a very seasoned economist from Headquarters
in the person of Basim Hannush and we recruited a few bright
graduates in the region. I felt that I was thus in the position of
fully facing my responsibility as Director of UNESOB by giving
expression to the collective wisdom of my team of economists. On the
social side, a number of officials were already posted in Beirut as
technical co-operation experts and involved in various projects in
the region, and they formed the hard core of the Social Section of
UNESOB.
28.
Learning to live with unsolved problems
When I took up my
assignment in Beirut, one of my first tasks was to visit Addis Ababa
to review with the Economic Commission for Africa a problem of common
concern. The United Nations had organized since the Fifties a series
of Seminars for the Arab States on a variety of subjects in the
social field which had been regularly attended by some Arab States
from North Africa. Now that UNESOB had been set up as a regional
office to service the countries of the Middle East, was it to pursue
this activity on the same format or would ECA have a different view
of the matter.
The Executive Secretary of ECA, Robert
Gardiner, received me very courteously. At the same time, his
reaction to my presentation of the problem was nothing short of icy.
Indeed, he expressly stated that he wished that I had not brought the
subject up at all. The dilemma it posed to him was not susceptible of
resolution. If he were to indicate his willingness to see UNESOB
continue to organize social affairs seminars in accordance with the
formula used hitherto, he would be immediately accused of undermining
African unity. If on the other hand he suggested that the formula be
discontinued, he would be as quickly accused of sapping Arab unity
and desire to work together. The matter should thus be allowed to
rest without definition for the time being, and events would have to
take their course in the future. I thus returned to Beirut with an
unsolved problem on my hands, to which many more would soon be added.
The experience, however, was a very positive one for me and the
lesson well taken. Eagerness for solving problems is an undoubted
quality, but as my visit to ECA illustrated, it is also important to
accept to live with problems that cannot or should not be solved.
29.
Persona non grata
Beyond its formal description and
administrative status as an outpost of the Department of Economic and
Social Affairs of the Secretariat, UNESOB had been established in a
markedly political context. This Office was giving in the region some
presence and visibility to the economic and social side of the United
Nations. While unrelenting in their claim for the creation of an
Economic Commission for the Middle East, the Arab Governments had
warmly welcomed the establishment of UNESOB. The limitations of this
move were obvious, however. As a branch of the Secretariat, the
Beirut Office was supposed to service all countries of the region,
including Israel.
As part of its research work programme,
UNESOB had been instructed to prepare a survey of economic
developments in the Middle East for presentation to ECOSOC, Parallel
to similar efforts in the Arab States of the region, I arranged
through the UNTAB Office in Israel for a visit to that country at the
beginning of 1964 for the purpose of collecting material for the
survey. Julia Henderson, who was touring the region at the time, had
been invited to visit Israel and we proceeded together in
mid-February to the New City of Jerusalem through Mandelbaum Gate. To
our surprise, the agenda for our visit prepared by the Israeli
authorities and handed to us at the TAB Office included for the next
morning a meeting in Tel Aviv with the Minister of Foreign Affairs.
No such meeting had been solicited by either Julia Henderson or me,
and we anticipated that it would be in the nature of a courtesy
call.
When we reached Tel Aviv the next morning, it became
immediately clear that the purpose of the meeting was to present
Israel's position in respect of the Beirut Office. Golda Meir
received us with an outburst of recrimination against any attempt at
depriving Israel in any way of full equality of treatment with other
Member States in the activities of the United Nations. Dwelling at
length with the discrimination and persecution of which the Jewish
people had been the object throughout history, she declared that with
independence finally achieved, Israel could not any more accept any
discriminatory treatment whatsoever. It would thus have to
subordinate co-operation of any kind with the Beirut Office to the
recognition and full respect in practice of its right of access to
that Office on equal footing with other countries. Should Arab
countries be unwilling to change their position on the matter, it
would be imperative for the United Nations to relocate UNESOB in a
country to which all Member States would have access.
I explained
to the Foreign Minister that irrespective of the principles involved
the discussion of which had to take place in New York, the formula
retained by the United Nations had precisely the aim to ensure, under
difficult political circumstances, equality of treatment in practical
terms among all countries of the region. The terms of reference of
UNESOB did not include the convening of inter-governmental meetings,
but only research and the backstopping of technical cooperation
activities, Those activities were carried out when necessary by
visits of Beirut Office staff to the countries - such as the one
which had brought me to Israel. Visits to Beirut of Government
officials was not a method of operation used by the Office to carry
out its duties.
The meeting lasted close to two hours and the
Foreign Minister remained absolutely inflexible. Israel could not be
led on this issue by practical considerations. As long as the
principle of equality of treatment in the form of free access for
Israeli officials to the Beirut Office would not be fully recognized
and tested, the Israeli Government would have nothing to do with
UNESOB. My presence in Israel as Director of that Office was thus
undesirable and I was to refrain in that capacity from any contact
whatsoever with Government officials. With as much courtesy as she
could then muster, she added that I would be welcome to remain in the
country as a tourist.
30.
UNESOB confirmed by the General Assembly
It was not clear
during our meeting whether Golda Meir's point that the United Nations
should move the Office out of Beirut was a posture on principle or
whether she genuinely felt that there was a chance that such a move
be decided in New York. In point of fact, I had been warned by de
Seynes before accepting my assignment that depending upon the
evolution of the issue before the General Assembly, we might have to
move the Office to Cyprus. This had not deterred me from accepting
the job, though I earnestly hoped that our settling in Beirut would
last for the duration of this new Middle East venture. The matter
came to the acid test at the Nineteenth Session of the General
Assembly in September of 1964. The specific point at issue was
whether the Assembly would accept that the Secretariat have an
outposted office operate in Beirut without Israel having the right of
access to it. It revealed the incapacity of Israel and its Western
allies to prevail on the question of principle over the political
determination of the Arab States to develop closer co-operation among
themselves. The General Assembly refused to challenge the decision to
establish UNESOB. and the Office remained in Beirut.
The
process thus set in motion would take eight years to mature. It was
completed in 1973 with the creation of the Economic and Social
Commission for West Asia (ESCWA), a fully-fledged inter-governmental
body similar in status to the existing commissions in the other
regions. Israel was not invited to join ESCWA, however. The General
Assembly thus formally set aside the principle of universality of
participation of Member States in the inter-governmental activities
of the Organization. That UNESOB would be a forerunner of ESCWA was
undoubtedly clear from the beginning in the minds of Arab delegates
who were pushing in that direction. But at the time I was Director of
the Beirut Office, United Nations Secretariat officials, whatever
their position, would not have wanted to express themselves on the
matter. This evolution gave food for thought on a point which
fascinated me at the time in respect of the question of Palestine.
Ever since 1964, even before the Six Day War, you had a complete
dichotomy between the loss of grip by the Israelis on the diplomatic
scene in New York, and their constantly increasing power on the
ground. Israel was becoming weaker and weaker in the General
Assembly, where it was very isolated, often left with the support of
only the United States. But that constant weakening on the diplomatic
scene was accompanied by a very strong spreading of its power in the
reality of the terrain. The divergence between those two trends did
for a long time interest me as a notable aspect of the conflict, alas
indicative of the loss of weight of the United Nations in world
affairs.
31. Cast as quasi-Executive Secretary for the
Middle East
De Seynes right from the beginning decided
that the Director of the Beirut Office should participate in all
activities, including formal meetings of the Executive Secretaries of
the economic commissions which were being held regularly either in
New York or in Geneva. He half-jokingly, but very warmly, always
referred to me as the "quasi - Executive Secretary for the
Middle East." This is how I was projected into the circle of top
United Nations officials, in a position that was quite unusual for my
grade. Those people were Under-Secretaries-General (USG) and
Assistant-Secretaries-General (ASG), and here was I sitting, as a P-5
and then D-1 official, participating in activities at a level which
was quite different from the one corresponding to my actual grade.
This was quite exceptional from the point of view of the United
Nations bureaucracy, but just an aspect of the complex situation the
Organization was facing in the Middle East. My nice sounding
quasi-title was anyway used only informally within the inner circle
of the United Nations family. In Beirut and in the region, I was the
Director of UNESOB.
Participating in the regular meetings of
Executive Secretaries during almost three years has been for me a
most instructive experience of unique quality. The reporting by
everyone on developments in his region was in itself a rich source of
information. Those meetings also gave me a deep insight à chaud in
the working of the huge international and multicultural machinery
called the United Nations Secretariat. The regulation and management
of power sharing between New York and the regional Headquarters
hardly involved UNESOB, but I was a privileged witness of all
discussions that were taking place in this regard, concerning both
substantive and administrative matters. Fascinating was also the
cultural specificity of the approach on the issues at hand displayed
by each of my distinguished colleagues from Europe, Latin America,
Asia and Africa. The hospitality of de Seynes on the occasion of
those meetings was always very generous and afforded the development
of informal contacts which I greatly appreciated. I had the privilege
of being received in that group at par with the others, with my past
experience as legal adviser in the Middle East and in the Congo
probably playing a role in my profile in the eyes of the Executive
Secretaries.
32. Working in Beirut and in the
region
Our relations with the countries of the region were
to be those deemed appropriate for an international secretariat. They
were thus to essentially consist in gathering information for
economic and social analysis and giving support to technical
co-operation projects. It was soon felt, however, that in a region
which had been up to then largely left at the margin of multilateral
economic co-operation, a thorough stock assessment of the conditions
in the various countries was necessary. The moment being in the
thinking throughout the Organization that of a fixation on planning
as the basic tool for harnessing development, it was decided at
Headquarters to mount a reconnaissance mission on development
planning in the Middle East. Given the intended practical use to be
made of the findings of the mission, it was decided that it should be
carried out by staff from within the United Nations Secretariat, and
I was asked to be the Head of the project. Six countries were visited
by the mission between April and July 1964, i.e., Iraq, Jordan,
Kuwait, Lebanon, Saudi Arabia and Syria. The report of the mission,
counting more than 250 pages, offered an analysis of the situation in
each of those countries followed by an exploration of avenues for
regional action and it was completed by a large apparatus of
statistical tables.
This important venture involved equally
the economic and the social sides of the Office, and it provided an
important incentive for the consolidation of UNESOB as a dynamic and
forward-looking entity. It had created a shared sense of commitment
of a lasting nature, and the atmosphere in the office remained on the
whole pleasant throughout my stay. It was hardly troubled for a while
by the conflicting pretension of two equally qualified members of the
Social Section to be formally designated as Chief of that Section.
Their administrative status did not offer any clue in the matter and
there was no way in which the contention could be fairly settled. It
was for me the opportunity to heed Gardiner's advice, and I decided
to postpone action and to live with an unsolved problem. The general
service staff of the Office was of first rate quality, and my driver
Joseph particularly devoted and efficient at all times and in all
circumstances. He claimed to know everybody in Beirut and gave us the
occasion to prove it. Car traffic and parking was very difficult in
the city, and Marg was once caught finding an illegal parking ticket
on the windshield of our car. She was somewhat upset, because we
always wished in all our duty stations to strictly observe the
regulations of the host country. She mentioned the matter to Joseph
who stretched his arm toward the ticket and replied in his somewhat
broken but perfectly fluent French : "Ça fait rien, Madame, tu
me donnes. J'ai un ami il déchire."
In respect of
development planning so very high in United Nations priorities, I was
asked a few months after the publication of the report of our
reconnaissance mission to join a senior consultant headed for Kuwait
to explore the feasibility of setting up there a regional planning
institute for the Middle East. I was at the same time thrilled and
somewhat diffident. Thrilled because the senior consultant was to be
Sir Robert Jackson. I had heard a lot about him and in particular his
role in the very early years of the United Nations, and I was looking
very much forward to meet him personally. Diffident, because the
position of junior partner in a high level mission is most of the
time ungrateful as the workhorse of the team, and I did not know,
after all, Jackson's temperament and working habits. It was fully
dark when our direct flight from Beirut landed at Kuwait Airport, and
the temperature was still 41 degrees centigrade. After our first
round of meetings the next day, we had taken refuge from the heat in
our hotel and agreed to meet late afternoon after a rest for "cold
tea". In this strictly dry country, even in a hotel patronized
essentially by foreigners beer was served from a tea pot into tea
cups. I was ready for an exchange about our first contacts and for
Jackson's guidance as to how he wished them to be reflected in our
report. He appeared with some papers in his hand, and to my utter
amazement he started to read from his own handwriting a full draft
covering all aspects of our mission so far. This for the purpose, he
said, of eliciting my comments and adjusting the draft accordingly.
Our mission successfully followed its course and I was back in Beirut
as scheduled. It is well known in United Nations circles that mission
work often brings in a few days people together in bonds that are
much more difficult to establish at Headquarters. I developed with
Jackson in Kuwait a lasting friendship of which I have been proud. We
did not have later many opportunities to be together, but I fondly
remember some very pleasant lunches with him in New York at Joan
Anstee's Lower East Side apartment. And I keep a vivid memory of a
dinner which Marg and I hosted in our home at Rue Michel-Chauvet in
Geneva, attended also by Bradford Morse and Joan Anstee, during which
Jackson among other reminiscences told us of his face to face
meetings with Staline personally during the War, when he was based in
Malta and dealing with the provision of Allied supplies to the
USSR.
My position as Director of UNESOB called for me to often
visit some countries of the region, less frequently some others. I
had the privilege of participating in the regional seminar on the
prevention of crime and the treatment of offenders toward the
planning of which I had worked during my assignment in Lebanon in
1956 before the project had been suspended indefinitely in the wake
of the Suez crisis. The event took place in Damascus, and UNESOB was
actively involved in its preparation and organization. Jordan and
Syria were particularly involved in relations with our regional
office, in good part because they had a fairly large programme of
technical co-operation of which we ensured the backstopping. Contacts
in Jordan invariably took place in Amman, but I slipped into
Jerusalem whenever possible to visit again the places to which I had
become so attached during my assignment with UNTSO. Our relations
with Syria were fairly close, and the road run from Beirut to
Damascus was for me familiar. Unfortunately from the point of view of
family life, the difference in calendar between Lebanon and Syria too
often deprived us of a week-end together. The close of the working
week on Friday night in Beirut (and in UNESOB) was immediately
followed on Saturday morning by the start of the working week in
Damascus. I never made a count of the days of rest I lost on that
account during my assignment at UNESOB.
It also sometimes
happened in Damascus that an event would be marked by a reception, to
which I would often be invited with my wife. I generally excused Marg
who was involved with the children in Beirut in my absence. On one
occasion when she agreed to attend, I had been in Damascus for some
days and she joined me by car on the day of the event. I had taken as
usual a room in Hotel Semiramis, at the time the best hotel in
Damascus, and I was flabbergasted when the chief floor attendant
vehemently opposed Marg entering my room invoking the prohibition of
lewd behaviour in the hotel. Neither our assurances of the legitimacy
of our sharing a room, nor even the display of our respective
passports carrying the same family name, made him relent from his
moralistic stand. It needed the personal intervention of the manager
of the hotel for the matter to be settled and Marg to be allowed to
use my room for a change of clothes for the reception.
33.
The United Nations a world away
The decision of de Seynes
to invite the Director of UNESOB to the meetings of Executive
Secretaries of the regional economic commissions, as well as, current
affairs, brought me rather often to Headquarters and allowed me to
keep in touch with the pulse of the Organization. It gave me in
particular the opportunity to meet those of us who had lived the
Congo experience. We shared for years an obsessive common concern
about the fate of that operation and followed keenly both its
evolution and the perspective it gained as recent history. Hence our
interest in Connor Cruise O'Brian's book "To Katanga and Back".
It had made quite a bang and was the topic of the day about the
Congo, and it was being passionately commented by both those who had
read it and those who had not.
I decided to buy the book and
one late evening on leaving the Secretariat entered the Doubleday
Book shop located on the left side at the Lexington Avenue entrance
of Grand Central Station which old timers will certainly remember. To
my question as to whether they carried that title, the salesman
snappily asked me : "Is that fiction, Sir ?". He could not
have appreciated how funny his question was, and I just answered :
"Maybe in part, but you would rather have it under Current
Affairs". After a perfunctory look on some shelves, he yelled
across the store to a colleague who was working in the back of the
store: "Do we have something called "To Katanga and back ?"
Loud and clear came the answer : "Why don't you look in the
Travel Section."
I left the shop in a very ambivalent
mood. On the one hand, I regretted not having got hold of the book
which had haunted my conversations with friends and colleagues ever
since I had arrived in New York. On the other hand, a peculiar sense
of relief and elation unexpectedly overwhelmed me. Here I was, barely
half-a-mile away from United Nations Headquarters, finding a
presumably intellectual milieu - a book shop, after all - completely,
fully and absolutely disconnected from our major preoccupations, if
not even possibly from our very existence as an Organization. There
was, after all, also a life beyond the United Nations. Immersed in a
career marked by a succession of pressure job assignments, this came
to me as a blessed reminder that my professional involvement should
not overshadow the broader dimension of life.
34.
Again needed for another job, and an interim arrangement
I
spent the whole of 1964 and the beginning of 1965 immersed in my
UNESOB assignment and enjoying the opening it afforded me on the
world of the United Nations at large. I had observed closely the
dynamic politics of the Arab push which had led to the creation and
then the consolidation of UNESOB. Being greatly interested in Middle
East affairs, I was looking forward to seeing how the matter would
further unfold. The participation in the meetings of Executive
Secretaries of regional commissions was always stimulating, and the
affairs of the Office for which I was responsible put me in relation
with a variety of services at Headquarters. In addition, I had
established contact with a number of specialized agencies which had
field staff posted in the region.
In April 1964, tragedy
struck my family. We had invited my parents to spend some time
visiting us in Beirut. My father fell ill and died rather suddenly
after only a few hours of hospitalization. I flew back to Geneva for
the funerals which were organized by my brother. Before leaving to
return to Beirut by way of Rome where I had an appointment at FAO, I
went to the Palais des Nations to pay my respects to Don Raúl
Prebisch, Secretary-General of the first UNCTAD Conference which was
at the time in full swing in Geneva. I had kept myself informed about
the UNCTAD I debates in general terms, without fully realizing that
it was sealing the North-South fracture that was to dominate the life
of the United Nations for the following nearly twenty years. My visit
was a courtesy call to a former boss I had greatly respected and
admired, without any thought of alluding to the question of my
professional future. And indeed Prebisch received me warmly and
showed great interest in what I was doing in my job in the Middle
East, but without any indication of any design he might have about my
future services.
I thought back a lot about that conversation
in the Spring of 1965, when I learned that Prebisch had approached de
Seynes and asked him whether he could have me back from Beirut as
Secretary of the Trade and Development Board which had been created
by the UNCTAD Conference. Had he already then had in mind to invite
me to join his new team, but had refrained to mention it because
courtesy called for him to first talk to de Seynes? Or did I enter
his plans at a later date in 1964 ? Be it as it may, upon de Seynes'
positive response en principe, I was brought into the picture and as
the principal interested party, kept fully abreast of the arrangement
he negotiated with Prebisch. As a true gentleman, de Seynes was
prepared to respond positively to Prebisch who was embattled in the
difficult and politically loaded task of launching UNCTAD as a
permanent entity. He felt, however, that while well on its way,
UNESOB still required for some more time the continuity of its
present Director in order to consolidate its position. The compromise
that was reached between those two grands seigneurs was of an
elemental simplicity. I would be asked whether I was ready to carry
for a full year, up to the middle of 1966, simultaneously the two
assignments of Director of UNESOB and of Secretary of the Trade and
Development Board of UNCTAD.
While the question was coming up
prematurely from the point of view of my work in UNESOB, and the
prospect of a one year long split assignment in different locations
was rather daunting, the assumption was that the UNCTAD Secretariat
would be located in Geneva and the idea of being able to be posted in
my home city was for family reasons very attractive to both Marg and
myself. School attendance had been up to then for our children rather
jolting at the whims of their father's career. Our eldest son Daniel
placed in boarding school near Geneva had regularly visited us in
Beirut during extended vacation periods, but we cherished the
prospect of having him permanently closer to us. We visualized with
pleasure the possibility that both he and his younger brother and
sister would wind up their secondary education in the public school
system in Geneva. There thus was every reason for me to take up the
rather odd proposal that both de Seynes and Prebisch clearly wished
me to accept.
If I was to be away from Beirut a good part of
the time in the coming year, there was no reason for the family to
delay its move. Marg and the children settled in Geneva in the Summer
of 1965. On my part, I chose as accommodation in Beirut the Ecole
hôtelière in Dekouané, a suburb at the foot of the mountain. I
kept there my base between trips out of Lebanon either for UNESOB or
for my new job with UNCTAD. I definitively left UNESOB at the end of
June 1966 and rejoined my family in Geneva on a permanent basis. I
visited that Office only once later in an official capacity. On
return from the UNCTAD II Conference in New Dehli, I stopped in
Beirut in March 1968 and gave to the staff of UNESOB a detailed
briefing on the results of the Conference and on the state of the
world in the field of international trade.
35.
Senior Official from "the outside" in a regional office
I
had finally left an assignment in which for the second time, I had
been cast in a senior position in a region which was not my own. Much
later, I was asked in a UNIHP interview (see Foreword, third
paragraph) what it had meant for me to be a non-regional person in a
regional setting, in terms of acceptance and ability to carry out the
work I was entrusted with. My response underlined that there had been
in that respect a marked difference in my experience between CEPAL
and UNESOB. In Latin America, my perception had been that of the
prevalence of a strong "regionalistic" feeling. The
provincialism of the Secretariat was very real. Few of its members
had ever worked for the United Nations in another context than CEPAL.
Latin America was for many of them their universe, and a broader
horizon opening to the world at large was very missing. In point of
fact, very few people from outside the region had ever held senior
posts in CEPAL. I had been at my time the only non-Latino heading a
Division. Upon starting to work in Santiago, I had become soon very
conscious of this inward-looking climate, I had first assumed that I
was probably tolerated because I was in charge of a Division that was
not really central to the preoccupations of the Commission. With the
passing of time, bonds of professional respect and personal
friendship developed which made me feel completely accepted. In
fairness, I can say that it was never pointed out to me that I was
"not one of them", never was I hampered in my work because
I was a non-Latino. All the same I was at all times very conscious of
having to try to be as much as possible like one of them, in
particular by speaking Spanish in all circumstances.
Prebisch,
incidentally, who had received me warmly and put me at ease upon my
arrival, was very aware of the provincialism of the CEPAL Secretariat
and deplored it openly. I heard him once scornfully referring to the
problem as "the Africanization of CEPAL", after Gardiner
had been instructed by his Governments to get rid of all the
non-African staff from the Secretariat of the Economic Commission for
Africa. He was soon involved in world-wide development politics,
however, and nothing changed in that regard. At some point, much
later, my name was tossed around by Prebisch and de Seynes in respect
of the position of Deputy Executive Secretary of CEPAL. The idea
provoked very strong feelings on the part of the Latino community in
the Secretariat, which felt it inconceivable that this job be filled
by someone from outside the Latin-American region. So the idea was
dropped.
The climate in UNESOB was very different. Comparison
has naturally serious limits, in view of the difference in status,
size and environment of the two entities with which I was associated.
This point having been made, the fact is that I never felt in Beirut
the sense of provincialism that had prevailed in Santiago. The team
which had assembled to constitute the UNESOB outpost of the United
Nations Secretariat was in great majority Arab. Somehow, again maybe
because UNESOB was much smaller, I had much more a feeling of
acceptance in Beirut among Arabs than I had had in Latin America
among Latinos. I do not think that anybody, at the time I was there,
really felt that my job should be going to an Arab. My successor
there was Jean-Pierre Martin, who was also not an Arab.
I have
every reason to assume, however, that this climate changed once the
Beirut Office had become the Secretariat of the Economic and Social
Commission for West Asia (ESCWA). As a matter of fact, some Arab
diplomats uninterested in the historical background of the
Commission, later looked very critically upon UNESOB as having been
an entity which had attempted to develop working relationships with
Israel, a move which could only have taken place at the initiative of
a non-Arab Director. I was involved in the Turin workshops for senior
field officials in 1993 when ESCWA celebrated its Twentieth
Anniversary. I learned there that the suggestion had been informally
aired that UNESOB as the forerunner of ESCWA should have its place in
the celebration and that as its first Director, I might be invited to
the festivities. Nothing came of from this idea. Institutional memory
is in United Nations circles in short supply, and my faded image
would probably be today in ESCWA that of an unworthy compromiser on
the question of Palestine.
36.
The years of the North-South dialogue
It would not be
possible to fully reflect with words the intensity of the
professional experience I lived through the years of the North-South
dialogue. The diplomacy of confrontation, the dream of commodity
power, the endless negotiations, the successful counter-offensive of
the West, all offered moments of drama and high expectation and
moments of deep frustration, but never moments of dullness,
indifference or boredom. My assignment with UNCTAD lasted from
mid-1965 half-time and mid-1966 full time until the end of 1980. It
was suspended three times, first for an emergency mission to Peru in
1970 following a natural catastrophe, second for a temporary
assignment in 1973 as acting Director (Programmes) of the UNCTAD-GATT
International trade Centre, and third by a transfer to UNEP from the
end of 1973 to July 1975 as Director of the Environment Fund. Giving
preference to substantive clarity over chronology, I intend to deal
hereafter first with the relevant episodes of the whole of my
experience in UNCTAD from 1965 to 1980. I shall thereafter deal, then
in chronological order with my three escapades out of UNCTAD during
that period.
37.
UNCTAD : The dream, the struggle, the failure
With the
flowing of time, the context of the UNCTAD episode and its sequence
of events tend to somewhat fade in the history of the United Nations,
However, both because I lived through them and because I had often
the opportunity to describe them in diplomatic training sessions
after retirement, they remain quite vivid in my mind.
The
world Organization was from its beginning greatly aware of the
importance of international trade for the harmonious functioning of
national societies. It is thus in 1947 already that it convened in
Havana a United Nations Conference on Trade and Employment. The
meeting resulted in the drafting of a comprehensive document known as
the Havana Charter for an International Trade Organization, which
however never came into force. Refusal by the United States Senate to
ratify it doomed the whole project. Wishing to fill a dangerous
vacuum in international trade relations, a number of countries
including the major post-war trading nations, negotiated a treaty
setting out for the parties basic rules of behaviour. Thus was born
the General Agreement on Tariffs and Trade (GATT). Reflecting the
liberal and free enterprise philosophy of the major signatories, it
enshrined as basic for the international economic order the
principles of equality, reciprocity and non-discrimination among
countries. The GATT was a treaty and not an organization, and the
participating countries were not members but contracting parties. It
soon acquired, however, a considerable importance as the regulating
mechanism of trade relations, and its secretariat located in Geneva
became a powerful entity staging rounds of multilateral trade
negotiations that were setting the tune of the international economic
order.
It is in the late 1940's, with the concept of a centre
and a periphery in the world economy, that the first analytical work
was undertaken in Latin America, essentially in CEPAL, questioning
the effects of the GATT system on the economies of the economically
weaker countries. This was a region where, with twenty sovereign
countries, the problem was already present, whereas in Asia and
Africa, it is only with the movement of decolonization and
independence that the principle of equality between trading nations
would be later seriously challenged. At the time of the Havana
conference, Latin America, however, was still very much under the
influence of the United States in both economic and political terms.
I remember Galo Plaza telling me, during our long waiting hours at
Kamina Base in the Congo in 1960, of his participation as delegate
for Ecuador in the 1945 San Francisco Conference which negotiated the
United Nations Charter. Every morning, a representative of the Latin
American Group attended a briefing session chaired by a senior
American delegate, in which the Group received its instructions for
the daily business of the Conference ! The pioneering work of CEPAL
did not make it popular in the Western world. Its first approach to
the problem was to put emphasis on import substitution through
industrialization in order to alleviate the pressure of free trade on
the economy. The analysis was soon broadened to involve other
partners and other dimensions, and by the early 1960's development
economics had become a body of action-oriented principles. UNCTAD was
created in 1964, under the pressure of the developing countries and
in spite of very much reluctance on the part of the Western countries
which would have preferred to pursue the matter in GATT. The
unequivocal mandate of UNCTAD was reflected in the very name of the
institution. It was to study the question of the relationship between
trade and development, and to work out solutions for the problems
encountered in this regard by developing countries. It was thus to be
the first battlefield in which the viability of the principles of
development economics was to be tested.
In broadest terms, the
objective pursued by developing countries in UNCTAD was the
remodelling of the international economic order on the basis of the
acknowledgement that formal equality is not doing justice to the
principle of equality among nations. It postulated that equality
among unequals breeds injustice, and that it is necessary to recast
economic relations in order to instil equality at a real level of
content, and not apply it in a purely formal way. It fundamentally
reflected the old saying of Lacordaire, in the Nineteenth Century,
that "Between the rich and the poor, it is freedom that
oppresses, and justice that sets free." It was a basic tenet of
the approach, that you could not handle relations among people who
were placed in an unequal position through the principles of freedom
of trade, reciprocity and non-discrimination. It was therefore
necessary to develop a new legal system entailing important
modifications to the existing international economic order embodied
in the GATT. Interference in the freedom of trade through the
acceptance of compensatory inequality, non-reciprocity and
differential treatment would re-establish an equality of chances
among trade partners. In other words, what was aimed at was in a
sense a socialization of the international economy. But the word was
never used in UNCTAD, because it would have been another red flag of
which they were enough around. One rather talked about regulation.
Words aside, the agenda proposed by developing countries in UNCTAD
was really the model of an alternative organization of the world
economy. One should add that the developing countries did not contend
that the GATT system had no merit for the handling of trade among
substantially equal developed countries. New rules of the game were
necessary, however, for trade with developing countries. Hence the
concept of the duality of norms for the ordering of the world
economy.
United in the Group of 77, the developing countries,
with the support on most issues of the Socialist countries and of
China, engaged in a systematic attempt at changing the rules
presiding over international economic relations. The Western
countries tried at first to negate to UNCTAD any mandate to
negotiate, claiming for recognition of a division of work according
to which "UNCTAD is deliberative, GATT is normative". That
position was undermined, however, by the fact that ECOSOC had
divested itself of all its functions in relation to commodity
agreements and transferred them to UNCTAD soon after the latter was
created. After protracted discussions in OECD, the West conceded that
UNCTAD was acceptable as a forum for negotiations. The proposals of
the developing countries covered a vast array of subjects. They
called for the strengthening of the regulation of commodity trade (a
subject to which we shall return), reaffirmed the sovereignty of
States over their natural resources, fought for the adoption of a
Charter on economic rights and duties of States and of Codes of
conduct on the transfer of technology, on restrictive business
practices and on maritime transport, Their demands were later summed
up in a programme of action for the establishment of a New
International Economic Order, and finally the launching of a
North-South dialogue on all those issues. UNCTAD remained throughout
the period the basic battlefield of this movement. The sessions of
its Conference at Geneva (1964), New Delhi (1968), Santiago de Chile
(1972), Nairobi (1976) and Manila (1979), have been landmarks in this
respect. The movement, however, soon acquired a political dimension
which made the General Assembly itself take the lead in those
negotiations. This shift was facilitated, incidentally, by the fact
that UNCTAD had been created as a subsidiary organ of the General
Assembly and not as a specialized agency as desired at the time by
the developing countries. Western countries opposed both in UNCTAD
and in the General Assembly most of the latter's proposals. Some were
approved by majority vote whereas others were the object of unending
negotiations. A split often developed in the West between hardliners
led by the United States and more accommodating so-called like-minded
countries.
How can one explain first the birth, and then the
persistence for some time, of the illusion that such an assault on
the existing international order could be in any way successful ?
With hindsight, the whole approach has been cast as a pipe dream, in
the West often scornfully. It is useful, in order to understand this
aberration, to reflect on the political and psychological effect of
the unity achieved in the early 1960's among the developing
countries. Hardly could a group of countries be more diversified than
the ones which composed the assemblage of developing countries, from
emerging, through oil-rich, to least developed countries. There was
thus no question of them being all in a similar position in terms of
their development needs. But they all shared a strong conviction and
a common objective for action : the rules of the international
economic order were unfair to them and they must be changed. Those
rules had been drafted and adopted collectively, and they could only
be changed by collective action. The motivation was thus shared and
it nurtured the vision of the strength of numerical power. And the
record shows as a fact that this solidarity was lasting and steadfast
and outlived serious crises during the years of confrontation with
the West. The discipline thus displayed by the developing countries
had crystallized in the Group of 77 and introduced in United Nations
politics the practice of collective negotiations by groups of
countries, much to the dismay of both actors and observers from the
Western world.
In terms of the real power that can be brought
to weigh on the negotiations, the developing countries were in a
precarious position. They held in hand only one major card, that is
their position as commodity producers. Commodity power was high in
their rhetoric from the beginning, but it is after the first oil
shock of 1973 that the concept gained all its significance. It
postulated that their control of a sufficient portion of the
international trade in commodities would allow the developing
countries to extract from the West a change in the basic parameters
of the international economy. This vision haunted for a few years the
scene of the North-South negotiations. UNCTAD adopted in 1976 an
exceedingly ambitious Integrated Programme for Commodities. It
provided for the negotiation of agreements for the regulation of the
trade in eighteen commodities, of which ten were susceptible of
stocking. It also created a Common Fund for Commodities aiming to
ensure the financing of buffer stocks as basic instruments of
commodity agreements. A number of conferences were convened to launch
the Programme, which however never really took off. Highly concerned
with the question of energy, the Western countries accepted for some
time to pursue global negotiations with the developing countries if
they included energy among the subjects to be tackled. This led to
the convening of the Conference on International Economic
Co-operation (CIEC) which was held in Paris from 1975 to 1977. In the
eyes of the West, this venture aimed to take the North-South Dialogue
out of the United Nations rabble and to pursue it among a limited
number of "responsible" countries. Two years of fruitless
debates in CIEC demonstrated that the failure of progress on bridging
the gap between developed and developing countries was essentially
substantive, a problem of political will, and was not due to the
institutional setting of the negotiations nor to the choice of
negotiators. In UNCTAD, meanwhile, it soon became clear that by and
large, the discipline manifested in the handling of oil trade by OPEC
Members could not be expected from producing countries in respect of
other commodities. Copper, which was high on the list of the
Integrated Programme, was a telling illustration. No agreement on
copper could be conceived without the participation of the two major
producers that were Chile and Zaire. But neither Government was
prepared to seriously consider entering into an agreement that
interfered with the privileges of the transnational corporations that
exploited the mines in the country. The developed countries had been
reticent from the beginning about the Integrated Programme. Their
resistance rapidly stiffened in parallel with the difficulties
encountered among producer developing countries in implementing the
Programme, which ended up running out of breath.
The Western
countries, which had never been seriously threatened by the challenge
posed by developing countries to the GATT philosophy, had by then
started a powerful counter-offensive. It consisted in putting the
emphasis in international economic co-operation on the internal
development needs of the developing countries. Meeting the basic
needs of the population and fighting extreme poverty were given
prominence in the discourse about international co-operation for
development, deliberately overshadowing concerns about the external
factors influencing the development process, Numerical power and
commodity power had failed to put their mark on the scene, and the
voice of those who held raw economic and financial power finally
carried the day. A last-ditch attempt was made by the developing
countries in the Summer of 1980 to save their initiative. At their
request, a special session of the General Assembly was convened
specifically to once more consider the launching of global
negotiations. The unfolding of that session has remained a textbook
case in the history of multilateral economic negotiations. The
failure of the meeting to achieve any positive result sealed the fate
of the developing countries project, and no further initiative was
ever taken to revive it.
The way was thus open for the
groundswell by which the West took back control of the United
Nations. In the following years, UNCTAD was trimmed from any
negotiating functions and its work programme has been progressively
de-emphasizing the international dimension of development and largely
re-oriented toward the national side of the development process. It
still deals, for instance, with the question of services, but its
mandate has been limited to the building up of services at the
national level. Negotiations on services have been reserved for the
GATT, later the World Trade Organization. This has been a thorough
shift and UNCTAD has today only a shadow of a mandate in relation to
the original purpose for which it had been created, in particular
through the publication of an annual trade and development report.
38.
The UNCTAD failure : A partisan assessment
Success brings
praise, failure brings scorn and content. The failed attempt of the
developing countries in the 1960's and 1970's to reshape the rules of
the international economic relations has been the object of very
sharp criticism in the West, and also at times in developing
countries themselves. The most serious reproach aired has been
pointing to the lack of realism, the illusion entirely disconnected
from the reality, that has been displayed by the protagonists of a
new international economic order. Their model had just been a
non-starter devoid of any possibility of implementation. It has also
been often brand marked as a disguise to advance a basically
political agenda pursuing collectivist interests, and the ghosts of
the cold war have been haunting in many quarters the derogatory
criticisms unleashed against the programme of the Group of 77. In
addition to the negative comments concerning the substance of that
programme, the methods of work of UNCTAD have also been assailed as
unproductive and wasteful. The practice of collective negotiations by
groups of countries, in particular, has been blamed as a fruitless
approach to the search for political advantage. Criticism of this
practice has been most of the time ferocious, scornful or sarcastic.
It has also been the occasion of lyrical statements. Thus Swiss
Ambassador Blanckart, who chaired the Trade and Development Board in
the early 1980's, spoke of "Le rituel polarisant de la
négociation par groupes menant au dépérissement du dialogue
collectif." With the passing of time, such views have largely
prevailed, and even some revisionist voices in UNCTAD itself see
themselves as finally doing things right, after so many errors and
wrong moves in the past.
There was undoubtedly in UNCTAD's
approach a great illusion. There was at some point a feeling that the
negotiating power generated politically by developing countries
working together, backed up by commodity power, might amount to a
force that could transcend the economic situation and have an
influence on the outcome of the confrontation. And, of course, the
first oil crisis was in this regard very dramatic, but it was also
perniciously deceptive because it gave an illusion which could not be
sustained by further developments. This being said, revisionism about
UNCTAD's history is for me unacceptable. I would still wish to keep
on record that the contribution of UNCTAD has been to offer a
remarkable alternative approach to the management of human relations
through the adjustment of economic behaviour among countries. As such
it has made a very important intellectual contribution to a problem
which remains largely unsolved. My basic point is that the model
developed in UNCTAD did not fail because it was as such an impossible
or an unreasonable proposition. It failed because it ran contrary to
important interests of powerful countries which were not prepared to
make the concessions necessary to allow for the developing countries
to benefit from a fairer treatment in the world economy. I don't
accept that there has been a disavowal of the New International
Economic Order because of its intrinsic demerits or its inability to
achieve its goals. It has been discarded because it was displacing
too many interests which nobody in place was prepared to
sacrifice.
I can only note the fact that things are getting
worse in the world. They are not getting worse in terms of actual
levels of development. There are in his respect many positive
indicators. But this is not what it is all about. What it is about is
to organize the world as a community, as a place where the
disparities between the have's and the have-not's would be reduced to
a point where they become tolerable. It is not about eradicating
poverty, but it is, as explained by Charles Peguy, about the
difference between la pauvreté et la misère, between poverty and
misery. There is a kind of bottom line in society, said Peguy, above
which you might still be poor compared to other people, but you have
a feeling that you belong to that society, and below that bottom line
you are in misery, you feel you are rejected and you are antagonistic
to that society. The dream shared by many people is that we might be
able one day to organize the world, the famous global village, in
such a way that that line will be the bottom for everybody, that
everybody will have a sense of belonging to society, of not being
rejected. The model of organization of the international community
which was proposed in the 1970's was meant to have a direct impact on
national societies. This model has been shelved. I do not see,
however, that we are moving in the direction of a more humane
society, because everybody agrees that in the last thirty years,
disparities have seriously increased, the gap between the have's and
the have-not's has continued to widen. Therefore, while the powerful
governing forces who want to do it their way have now their full
chance, the demonstration has still to be made that the present
international economic order will succeed in organizing the planet in
an acceptable way. The indicators of the past thirty years are not
such that you can happily discard any alternative model and put all
your stack on the present approach. This is why I think the UNCTAD
years should stay on record. We might need to look at them again at
some point, and we might have to eventually revert to some of the
approaches which have been then proposed and have been now discarded.
Developing countries have also been very severely judged for often
choosing confrontation to push their demands, rather than seeking
consensus which was the way GATT operated in its negotiations. A
failed confrontation always leaves some bitter taste, it is true, but
it is also the way in which one might have had to put a point across
even if one were not able to carry it. I have been suspicious enough
of the call for consensus at all levels and in all circumstances, to
wish that confrontation be not discarded as a useful element in the
advancement of new and controversial ideas. It was so that the
complexity and the sweeping nature of the issues which we were facing
in the 1960s and 1970s - the complexity of the UNCTAD agenda - were
making it very tempting to take a holistic view of the task ahead.
There is the famous word of the delegate of France who, opposing the
Charter on Economic Rights and Duties of States, exclaimed in the
General Assembly "Messieurs, on ne codifie pas une révolution."
He was aware of what was going on. The attempt, which proved to have
been illusory, was that of undertaking a major overhaul of the
system, a revolution, and one does not carry out a revolution without
confrontation. We tried, we failed, but I don't think we were wrong
in trying. I am glad of having been part of a secretariat which had,
on the whole, a firm conviction of the necessity of a serious
overhaul of international economic relations.
Responsibility
for the failure has been heavily shared by the developing countries
through their utter incapacity to master commodity power in the
reality of international economic life. Commodity power, for a while,
was really a tangible illusion. After all, it did work with oil. But
oil motivated people to lose sight of the big difficulties lying
ahead. They felt that they could erode the wall of the Western
control of commodity trade. The holistic approach of UNCTAD in the
Integrated Programme for Commodities obviously was daring. It was a
questionable idea in that it was over-ambitious. It had an
extravagant view of what might be the possibility in real life for
the developing countries to control the fate of their natural
resources. But fundamentally, I think that the idea that you should
not leave commodities in the hands of national policies and the
international market was a very sound one. I would refuse to say that
this was a bad initiative. Something had to be done about commodity
trade. Today nothing is being done about it, and one sees that the
cost for producing countries is enormous. It is not only the Ivory
Coast cocoa growers that are suffering, it is all over the world that
the commodities field is in absolute shambles. The present boom in
commodity prices is blurring the picture and may give some illusion,
but the whims of the market might soon squeeze producers again. So
what was wrong about the idea of the IPC was its overly ambitious
approach. But here again, what has happened has been that the
countervailing interests which have paralyzed it, very often foreign
interests, have been in terms of power politics more successful than
the positive forces which wanted to promote it. We had there an idea
which has been the victim of a power struggle, but which remains
potentially valid In terms of a fair and orderly regulation of
commodity trade.
It remains for us to reflect on the fact that
in dealing with the external factors of development, UNCTAD obviously
did not offer a full approach to development policy. It could be only
part of such an approach, the other part being development policy at
the national level. A whole apparatus was in place within the United
Nations to deal with the problems of development when UNCTAD was
created to fill a specific gap, i.e., attention to trade as an
important external factor in the development process. We had received
a mandate to look at that part of the problem of development, and the
other part was not within that mandate. So we were trying to do well
the job with which we had been entrusted, and left outside our
purview national policies for development. Prebisch, the Secretary
General of UNCTAD, was very conscious of this fact. He never failed
to remind us that beyond what we were working at, there was for
development another basic level of responsibility, which was the
national responsibility.
This was for UNCTAD a disconcerting
problem. The political visibility acquired by our activities had
become a major element of the daily life of the United Nations and
seemed to occupy the whole scene of the development debate. I, for
one, felt sometimes rather uneasy about this. I remember once, at the
height of the best days of UNCTAD, my making in a staff meeting the
nasty remark that while Karl Marx had said that religion was the
opium of the people, we had to be careful that UNCTAD did not become
the opium of the ruling classes in developing countries. Not all my
colleagues found it funny. But I had at times the very strong feeling
that we were so much emphasizing our approach to the external
dimension of development, that it was becoming a sort of an
attractive topic for the governments of the developing countries to
concentrate on, and in the process neglect their basic responsibility
which was to handle the problem of development at the national level.
Our view on national development policies was an easy way out, in a
sense, saying that it was important but it was not our
responsibility. On the other hand, I can imagine the outcry if
UNCTAD, criticized enough as it was in the West, had started at some
point in the late 1960's to think that it had to deal with the
problem of national policies for development. I certainly was among
those who were conscious, however, of the danger of a distortion in
the vision of an overall development policy which was inherent in the
way in which we were pursuing our mission.
It is fortunate
that the name of Prebisch should have appeared in my narrative
presenting an appraisal of UNCTAD. I have dealt in the context of my
stay in CEPAL with the personality of don Raúl Prebisch, and
recounted on that occasion a number of episodes which took place
during his tenure as Secretary-General of UNCTAD. He had been from
the beginning the central figure in the analysis by CEPAL of the
position of the developing countries in the world economy and in the
building up of the basic tenets of development economics. It is thus
quite logically and naturally that he had been entrusted with the
function of directing the team of officials who would constitute the
secretariat of UNCTAD. He remained until relinquishing the job in
1968 our maître à penser, displaying as our leader and intellectual
beacon all the qualities to which I have already alluded.
As
the father of development economics and the head of an entity created
to challenge the existing international economic order, it was to be
expected that Prebisch become on the international scene a very
controversial figure. Developing countries recognized the important
contribution he made to the raising of attention of which they were
the object, and they considered him an invaluable defender of their
cause. In Western countries, on the other hand, he was often
perceived as a trouble maker and inelegant efforts were sometimes
made to debase his intellectual credibility. The range of judgements
expressed about him has thus been extremely large, with praise and
criticism often crossing the partisan lines. In 1965, at the time of
the discussions about the choice of a headquarters city for UNCTAD,
the Tribune de Genève carried a story across a whole page under the
title Prebisch, un Prophète de notre Temps. At the other end of the
spectrum, Marg and I attended in 2007 a lunch at which a retiring
Swiss ambassador -the lunch was given in his honour - expressed
surprise at the veneration of which Prebisch was still the object in
Latin America, given that il a tout fait faux. The image of the
prophet had some consistency. We evoked it in his presence years
later, when the name of the laureates of the Nobel prize in economics
was once more announced without Prebisch being mentioned. We were
certain that without his having ever said so, he would have enjoyed
the honour. I then dared comment that the Nobel prize in economics
was for economists, not for prophets. As he was a prophet, he was
expected to preach in the desert, not to receive a Nobel prize !
One
of the particularly unpleasant aspects of the systematic
disparagement of Prebisch has been the truncating of his thinking in
order to question the value of his intellectual contribution. His
original proposition in the late 1940's about industrialization as a
means to reduce dependency on external trade has been often referred
to negatively as the corner stone of his thinking, keeping silent
about the very rich subsequent contributions he made to development
economics, and this in spite of them being readily traceable through
his writings. The image of Prebisch as the frustrated captain of a
sunken ship has been the unfortunate and unfair reflection of the
bitterness with which the West has resented the assault of the
developing countries directed at their control of the world economy.
Prebisch's ideas were a serious threat to the vested interests of the
liberal capitalist forces that exercise that control. Hence their
constant debasing of his intellectual capacity. Everything, however,
that has been said above about UNCTAD applies in the first instance
to the man who has forged that institution's thinking. It is
important to keep Prebisch's intellectual contribution present in our
minds, not only because of its intrinsic historical value, but also
because it cannot be ruled out that we might have to revert to it in
the future.
39.
Working in UNCTAD
The preceding sections sufficiently
reflect the climate that existed in UNCTAD throughout my stay with
its Secretariat. Contrary to most of my senior colleagues, I had not
been at UNCTAD I, the founding event, in 1964. I soon caught up with
them, however, and had the privilege of being in a strategically
central position to participate in the fray. My task as Secretary of
the Trade and Development Board necessitated maintaining at all times
an overview of all aspects of the work in progress, which would be
the object of periodic review and appraisal at sessions of the Board.
It also immersed me in the world of meeting procedures, in which I
took a great interest as a lawyer. Later Secretary of several
negotiating meetings and of two sessions of the UNCTAD Conference in
Nairobi and in Manila, I had ample opportunity to carry the burden of
ensuring that proceedings were conducted in an orderly fashion and in
accordance with the rules. Presidents or chairmen of meetings were
most of the time chosen for political reasons without reference to
their ability to conduct meetings, and the burden was sometimes
rather heavy.
Rules of procedure in the United Nations are
largely comparable to parliamentary rules generally in use in
democratic states. One striking difference, however, was sometimes a
cause for surprise on the part of national delegates familiar with
their country's procedures. Whereas it is customary in national
regulations to require that a motion be formally seconded in order to
be recognized for consideration, no such rule exists in the United
Nations. This is a legal consequence of the principle of sovereignty.
In the exercise of that sovereignty, under United Nations law every
State Member has by itself the right of initiative. The practice of
seconding motions was so frequent, however, that I ended up generally
accepting the relevant statement as a simple expression of support,
without pointing out that it had no specific legal content. It was
only when a delegate objected to a motion being considered because it
had not been seconded that an explanation had to be given as to this
discrepancy from usual parliamentary procedure. I also soon became
aware that in the tense atmosphere which prevailed in UNCTAD, voting
was always a delicate moment. Requests for a roll call vote, in
particular, had to be handled with particular attention to a strict
observance of the rules, and so were the order in which various
proposals were put to the vote and requests for separate voting on
parts of a proposal.
Beyond the position of Secretary of the
Trade and Development Board, additional responsibilities involved me
through the years in the whole spectrum of meetings convened under
UNCTAD auspices. I greatly enjoyed the opportunity of witnessing, and
giving support to, a great number of negotiations on a variety of
subjects, including the drafting of codes of conduct and the heavy
schedule of commodity conferences. The schedule of meetings of the
UNCTAD agenda was for many years incredibly loaded, and informal
negotiating groups and meeting of groups of countries were taking
place incessantly. Meetings at night had become usual, and many times
did we see the sun rise over the Alps while still involved in our
work at the Palais des Nations. The sessions of the UNCTAD Conference
held extra muros were other moments of frantic activity in which I
was deeply involved. Politics and diplomacy were very much part of
the game, and those events were particularly instructive. This has
been the boiling pot in which I lived intensely a practical exposure
to multilateral negotiations that became the basis for my deep
further interest in the subject. Completing this practical experience
with extensive theoretical research formed the backbone of the
teaching on multilateral economic negotiations I would undertake
after retirement. The reader will find in the pages that follow a
number of scattered short stories about various aspects of the
experience I lived in this most stimulating and rewarding
activity.
I would not wish to refer to this professional
experience without mentioning the invaluable support I received
throughout my stay from the conference servicing staff of UNCTAD.
They were a group of fully devoted officials who at all levels lived
up to the highest expectations and represented an indispensable
backstopping of our task to provide the infrastructure that was
necessary for the agenda at hand to be properly carried out. The team
spirit and unfailing good humour which animated them were exceptional
and simply superb. The climate in the services of the Palais des
Nations with which we had to collaborate was at first somewhat
different. The arrival on the scene of the UNCTAD secretariat
disturbed what seemed to us to have been a rather cosy and stale
routine. We settled in Geneva as a Secretariat with a theretofore
unimagined number of senior posts, a hectic schedule of meetings
putting unreasonable demands on servicing staff, and a claim to be
treated as a world-wide secretariat in terms of scope and staffing.
Because of UNCTAD, the United Nations European Office had to become
the United Nations Office in Geneva. Habits had to be shaken and
procedures reviewed. Somewhat constrained by the weight of
international bureaucracy, the adjustment was nevertheless on the
whole successfully worked out. Both the conference services and in
particular the interpretation services of the Geneva Office responded
to our demands in a spirit of full co-operation. In so doing, some of
both their senior and junior staff admitted that the liveliness of
UNCTAD activities was for them a welcomed change from the routine to
which they were accustomed.
Beyond my responsibilities in
conference affairs, I was soon after joining UNCTAD entrusted with
the External Relations Unit of the Secretariat, a function later
embodied in the position of Director of Conference Affairs and
External Relations. As indicated by the name, the unit was in charge
of the relations that the UNCTAD Secretariat entertained with outside
institutions. This was a rather formal affair. Working contacts on
substantive issues were constantly maintained by colleagues in charge
of the relevant subject, and the External Relations Unit was called
in when the contact was to be of a more general nature. The political
visibility, however, acquired by the North - South confrontation
which had developed within UNCTAD and spread to the General Assembly
made such contacts rather frequent. They were often taking the form
of invitations to meetings to present the problématique of the
issues at hand. This has been for me the occasion of a number of
trips away from Geneva, as for instance to Budapest to attend a
meeting of the World Peace Council, or to Vienna and Palma de Majorca
to report on the UNCTAD debates at sessions of the
Inter-Parliamentary Union. In the IPU, the tradition was fortunately
that wives were invited to accompany their husbands and special
programmes were devised for them. Those were two very rare occasions
on which Marg accompanied me. UNCTAD had decided to assign to
external relations a staff member from the USSR, and I developed with
two of them successively very good working and personal relations.
The Don Quijote leyendo which today adorns my desk at home, Russian
made and cast in iron, was a gift from one of them after he had
explained to me the cultural importance attached in the Soviet Union
to the caballero from la Mancha.
As of 1968, I was also deeply
involved in an other activity within the UNCTAD Secretariat, i.e.
technical co-operation. It was natural for me to raise the question
of the place of technical co-operation in our activities. I had been,
after all, myself a technical co-operation agent in Lebanon twelve
years earlier, and very much involved in the management of technical
co-operation projects both in CEPAL and in UNESOB. The UNCTAD-GATT
International Trade Centre (ITC) was by then fully engaged in the
field of trade promotion, in circumstances which will be described
later in this narrative in relation to my temporary secondment to
that institution. The question was whether there was also room for a
programme of technical co-operation to support the work programme of
UNCTAD itself.
Few people in our Secretariat had ever focussed
their thoughts on that question. Prebisch himself, for a start, had a
vision of our task ahead which made him rather indifferent to the
involvement of UNCTAD in micro-assistance of a technical nature. We
were working toward changing the world, not called to give attention
to isolated trade problems. The ITC had just been set up to do that.
Hence the message he is reported to have given about me to his
successor Manuel Perez-Guerrero at the time of leaving the post of
Secretary-General of UNCTAD : "Paul Berthoud wants to head
technical co-operation. Let him do it. But use him also for other
things". Of my senior colleagues also, very few had ever been
involved in technical co-operation in their previous career, and they
didn't seem on the whole to be particularly interested in the
subject. Perez-Guerrero had on the issue quite a different
sensibility. He had been in the early 1950's Secretary of the
Technical Assistance Board, and later Resident Representative in
several countries.
More generally, in the early years of
UNCTAD the question as to whether international trade was a field of
activity susceptible of lending itself to technical co-operation
measures was in some people's mind an open one. Observers from the
West, in particular, were often sceptical. Problems arising in
respect of international trade generally resulted from a conflict of
interests between two or more countries. Could technical co-operation
be engaged in such a conflictual situation without jeopardizing its
integrity ? The question was soon to be answered, in practice,
through the development of the UNCTAD programme. By a stroke of luck,
this endeavour was facilitated by the support we received from
Bradford Morse, the Administrator of the United Nations Development
Programme (UNDP). The motive of Morse's interest was clear. Being an
astute politician, he was observing with some concern the evolution
of the political scene within the United Nations. The North-South
confrontation had transcended UNCTAD and was in the forefront of
preoccupations in the General Assembly. The UNDP, however, which was
the major operative arm of the United Nations system in the field of
development, had a diversified programme encompassing the whole
spectrum of issues relating to development policy at the national
level, but was absent from the area in which political debate was
raging. The UNCTAD/GATT International Trade Centre had approached
UNDP for the funding of some of its projects, but its deliberate
absence from that debate had neutralized it. Brad Morse was thus
highly interested in seeing UNCTAD develop a programme which UNDP
would finance, putting his institution on the political map through a
positive contribution to the North-South dialogue.
Things
moved at a deliberate pace, but steadily, in that direction. UNCTAD
formulated projects for support to the developing countries in their
preparations for multilateral trade negotiations. It backstopped
through technical assistance its programme of co-operation to
stimulate trade among developing countries, a programme which enjoyed
in its first phase the leadership of my compatriot Christopher
Eckenstein. We reflected in our activities the concept forged by
UNCTAD of least-developed countries. We assisted countries in the
building up or strengthening of their institutional structure for
foreign trade. We had throughout that effort the support of UNDP and
of Brad Morse. I had several occasions to review with him personally
in New York various aspects of our co-operation, and solid bounds of
friendship developed between us. UNCTAD being still fully immersed in
its battle for a new international economic order, I commented more
than once at the time that when dealing with technical co-operation,
I sometimes felt more at home in UNDP than in my own organization. My
relations with Brad Morse also entailed, I may say, respect for my
professional work, as Brad Morse ended up enticing me to join UNDP
and offered me at the end of the 1980's no less than three different
specific posts of UNDP Resident Representative. The third offer,
Venezuela, I accepted, in circumstances to which I shall revert
later.
The development of our technical co-operation programme
naturally called for work in the field. My travel schedule was
accordingly loaded, as I undertook through the years a fairly large
number of programming or monitoring missions, often together with a
staff official of UNDP. The position of head of an executing agency
of UNDP also opened for me vast new horizons in the world of the
United Nations system, adding in most instances still more to my
traveI. I represented UNCTAD in the Governing Council of UNDP which
met alternately in New York and Geneva, and this was particularly
exciting at the time of the Jackson Report and the Consensus
negotiations which marked in 1970 a dramatic change in the
orientation of United Nations system operational activities. I
attended as well yearly several inter-agency meetings, both global
and regional, convened under the auspices of UNDP. This experience
was to be invaluable for me at the end of my career and in particular
for my post-retirement activities.
Such has been in general
lines the profile of my activities during my UNCTAD years. I faced
them all concurrently, bestowed in later years in administrative
parlance with the title of Director of Programme Support Services,
i.e. conference affairs, external relations and technical
co-operation ensuring the support of the programme. Those were
professionally highly rewarding years, which I could not have faced
without the constant assistance of competent and devoted staff who
shared the same vision of the value of what we were undertaking. It
required, I may add with some pride, an ability to trust colleagues
and involve them in sharing the burden of the task at hand which is
not the virtue generally best at hand in international - or for that
matter national - bureaucracies. It also required unfailing love,
limitless support and infinite patience on the part of my wife Marg.
I have already said in an earlier section of my narrative what I
wanted to say about this, but describing this phase of my career
compels me to allude to it again.
40.
The UNCTAD -GATT syndrome
Joining UNCTAD in early 1965 as
Secretary of the Trade and Development Board, I was immediately faced
with the UNCTAD-GATT syndrome which filled the Geneva scene. Here was
UNCTAD, the maverick new organization controlled by a majority of
countries determined to change the World. And here was also GATT, the
architect and depository of the conventional wisdom aiming to keep
the World as it was. And though much nonsense was being entertained
about it in the Geneva diplomatic community, including spicy stories
about the tension existing between the two Heads of those bodies. I
had the privilege of accompanying Raul Prebisch to several meetings
he had with Eric Wyndham White and I can testify as an eye witness
that the two gentlemen behaved at all times with perfect courtesy in
an interface in which ideological differences were not allowed to
interfere with the becoming tone of their exchanges. A fact that so
many observers failed to appreciate was that while both were
perceived as equals as Heads of an entity comparable to an agency,
they were in reality cast in extremely unequal positions, with
considerable differences in their freedom of action. Wyndham White
was the fully accepted and self-confident leader of a tightly knit
group of countries which all shared full confidence and trust in his
way of conducting the affairs of the Contracting Parties. Prebisch,
on the other hand, had to be a cautious leader at the helm of a very
disparate and split community of countries some of which had even
wished that UNCTAD would not come into existence.
A specific
instance dramatized for me this enormous difference in the position
of the two leaders. A representative to GATT of a major developing
country had presented in the Development Committee of GATT a proposal
which represented a clear and obvious duplication with the mandate
and programme of work of UNCTAD. I accompanied Prebisch as he went to
see Wyndham White to protest against this proposed encroachment by
GATT on UNCTAD's activities. Having heard the complaint, Wyndham
White after a short pause told Prebisch : "Forget about it. I
shall ask him to drop it." I reflected at the time with
fascination over the significance of such a remark. In UN CTAD, It
would have been simply inconceivable for Prebisch to make such a
statement, as no government would have countenanced it. Whereas
Wyndham White commanded among the Contracting Parties a support which
allowed him to take upon himself such a stand.
41.
A magic formula that couldn't work
In the early years of
UNCTAD, all bodies except the Conference had limited membership, and
jockeying for participation in commissions and committees was an
important diplomatic activity sometimes leading to serious deadlock.
We had reached such a point in the Committee of Shipping late in 1965
in regard to the composition of a Sub-Committee due to comprise 28
members whereas 32 countries insisted on getting a seat on that body.
The Chairman and I as Secretary of the Committee were patiently
sitting at the podium waiting for the ongoing consultations to yield
results when a delegate approached us. He wished to inform us that
negotiations were going very badly, nobody wanted to give in and the
mood among the negotiators was becoming ugly. He then in all
seriousness told the Chairman that there was only one way in which he
could overcome the impasse. He should announce : "The following
28 countries have been designated as members of the Subcommittee",
and then read out 32 names ! Ingenuous, but I could hardly suggest to
the Chairman that we entertain the idea. Though completely unfamiliar
with United Nations procedures, the latter had by himself reached the
same conclusion. We thus had to bear patience until the problem was
finally resolved.
42. Riding in Fidel Castro's
jeep
Raul Prebisch was asked in June 1967 by major
sugar-producing countries to sound out the Cuban Government as to
whether it would be prepared to participate in a Conference for the
negotiation of a new Sugar Agreement. After being stripped a few
years earlier by the USA of its quota for export to that country,
Cuba had flooded the World sugar free market with its surplus and the
price in that market had reached an historical low. Prebisch agreed
to undertake the mission and asked me to accompany him, together with
one official each from FAO and the London-based International Sugar
Council. I reached Havana in advance for preliminary contacts, and
Prebisch's official mission culminated in a meeting and business
lunch on 3 July with President Dorticos and Fidel Castro during which
Castro gave his positive reply in principle as to Cuba's willingness
to participate in a Sugar Conference.
At the end of the lunch,
Castro told Prebisch that he wished to show him the Cuban Revolution
at work, and asked him and his party to meet him, ready for a two
days field trip, the next morning at 7 a.m. in a military
establishment . We showed up as agreed and a convoy of open jeeps was
organized in the courtyard, with Castro himself taking the wheel of
the first vehicle and inviting Prebisch to sit at his side. A
bodyguard took a seat in the back and Castro was asked who should
occupy the fourth seat in his jeep. He briefly looked around and said
: "Que venga el Suizo que habla español".` This is how I
ended up spending a whole very long day travelling with Castro and
Prebisch, following at all times their animated conversation. Castro
was then fully involved in the profound technological revolution in
agriculture through which he hoped to spearhead the Revolution. Most
of the day was thus spent in visiting livestock projects and
experimental farms and plantations, as well as training institutions
which Castro described as the pillar of the new Cuba. We were still
on the go after nightfall and we witnessed a large land-clearing
operation conducted with projectors : "The Revolution can't
wait", Castro commented. A late evening dinner and breakfast the
next morning at a government guest house rounded up the visit and the
hospitality personally extended by Fidel Castro to Raúl Prebisch and
his party.
43.
Protocol as a battlefield for power
The 1968 United
Nations Sugar Conference, in which Cuba participated as had been
agreed with Prebisch in Havana, opened in Geneva with a major crisis
which was highly instructive of the working of multilateral
diplomacy. At the outset of the Conference, the spokesman for the
European Community made a statement to the effect that international
trade being now a responsibility delegated to the Community by its
Member States, the latter would have to be seated together in the
conference room in order to be able to participate in the work of the
Conference. The Soviet Union, which at that time was very reserved in
its attitude toward Brussels, strongly objected to the request,
arguing that the rules of procedure of the United Nations were
crystal clear to the effect that in Geneva, countries were to be
seated in French alphabetical order. There was no reason whatsoever
to depart from the rule inasmuch as the countries of the Community
were here participating as individual Members of the United Nations
in which capacity they would be exercising their right to vote in the
Conference.
This seems difficult to believe, but the
Conference was paralysed for a full two days, with representatives
from the capitals of dozens of countries waiting in the wings, by the
question as to how European Community delegates would be seated.
Intense negotiations were conducted with all parties concerned during
which it became clear that the Community considered its position as
not negotiable, putting at stake the very fate of the Sugar
Conference. The matter did in substance transcend a point of protocol
as well as a question of observance of the rules of procedure.
Brussels' position represented in fact an open challenge to the law
of the United Nations and an attempt at making the law of the
European Community take precedence over the former. The question of
the relation between those two legal orders was to haunt us for some
time. Then already, however, realism commanded that the specific
dynamism of the Community be recognized as a novel dimension of
economic diplomacy. The Soviet Union and its allies finally
reluctantly abandoned their objection and the deliberations of the
Sugar Conference could start with the countries of the Community
seated together.
44. A UNITAR quest for a research
programme
In 1971 UNITAR organized a brain storming with
the Heads of Agencies of the United Nations System in order to elicit
ideas for the formulation of its programme of research. The
invitation was sent to Executive Heads ad personam, and it was to be
an affair of the top bosses among themselves. Manuel Perez-Guerrero
missed the point and believing that it was an inter-agency
consultation, asked me to represent UNCTAD. Being the only rank and
file official sitting by mistake in this group of Executive Heads, I
sat meekly and kept silent for a long time. I did finally dare,
however, to mention an idea which had been haunting me for a long
time. Wasn't it possibly so that many staff members of the System had
a low morale because they worked without having a clear understanding
of the real nature of the United Nations and, being overly
idealistic, expected much too much from it ? Wouldn't it possibly be
an interesting research project to analyse the causes of this low
staff morale and ascertain whether a better comprehension of the
nature and working of the System might assist them in taking a more
positive view of their job ? Wilfred Jenks, the towering
Director-General of ILO, immediately took the floor and in his
distinctive British English said : "Research staff morale ? But
surely, staff morale is a function of leadership. Does Mr. Berthoud
suggest that we research leadership ?" I could have crept under
the table and naturally kept silent for the rest of the day. The
question kept haunting me, however, and it was in an attempt to work
on it that I presented twenty years later the United Nations System
to the Field Coordination Workshops organized in Turin under the
aegis of UNDP.
45.
China's first participation in United Nations affairs
It
is during the 1971 General Assembly that the People's Republic of
China was received into the United Nations. The UNCTAD III Conference
was to take place in Santiago de Chile in April 1972, and there was
considerable expectation in the UNCTAD secretariat when we heard that
Beijing would be sending a delegation to Santiago, its first
participation in a United Nations event. After arrival, the Chinese
delegation was informed of the working methods of UNCTAD, and in
particular of the system of negotiations through geo-political groups
which had emerged from UNCTAD and was by then fairly broadly in use
on the economic side of the United Nations. There was in this
structure an Asian Group within the Group of 77 developing countries,
the delegation was told, and China might consider joining that
Group.
After consulting its capital, the delegation presented
China's position. It indicated that while a developing country, China
was also a socialist country, a fact which put it in a special
category and would make it difficult for it to join the Asian Group.
On the other hand, China was very keen to fully participate in the
negotiations which would take place within UNCTAD. After informal
consultations among members of the Bureau of the Conference, it was
decided to accept the Chinese position and in the light of China's
specific political and potential economic weight, to grant it a
separate place in UNCTAD as a negotiating partner. Thus in UNCTAD
III, for the first time negotiating groups were set up with four
negotiating poles, i.e. the Group of 77 (developing countries), Group
B (market economy countries), Group D (socialist countries), and
China. This practice later spread throughout the United Nations and
some agencies of the System. For twenty years, any competent chairman
of a negotiating body carefully made a difference between addressing
the Spokesperson for any of the three Groups and the Representative
of China. It is only in the Nineties that China started to formally
associate itself with the Group of 77 in negotiations and in the
presentation of papers and proposals.
It is interesting to
note that this important institutional development was not recorded
at the time and cannot be traced in any way in the Official Records
of UNCTAD. The whole system of geo-political groups, in point of
fact, has always remained informal. As some countries were deprived
of access to the group of the region in which they were located, the
system was not compatible with the principle of equality and equal
treatment among all Member States of the United Nations and it could
not have been officialized without violating that principle.
46.
Controlling political incidents through negotiation
UNCTAD,
in itself a politically controversial body, has been on the other
hand rather successful at limiting the damage that may be caused to
the image of an international organization by untoward and paralyzing
political incidents. Clearly political incidents cannot be totally
avoided. If a Representative of a Government has formal instructions
to make a certain point, it might be impossible to prevent him to do
so. In UNCTAD, however, we sometimes stroved to control the incident
through negotiation and prevent it from paralyzing the proceedings by
working out with all parties concerned a scenario for its unfolding.
Two situations I had to face as Secretary of the UNCTAD Conference
will illustrate the way we went about it.
46a.
Opening the UNCTAD IV Conference
According to the
rules of procedure of the UNCTAD Conference, every session has to be
opened as a convener by the Head of the delegation of the country
which held the presidency at the previous session. In practice, it
was accepted that the convener would also make a speech before
calling for the election of the President. On the eve of the opening
of UNCTAD IV in Nairobi in 1976, we learned that the Cuban Delegation
was determined to prevent the Head of the Delegation of Chile, the
country which had held the presidency of UNCTAD III, from acting as
convener. Their position was that it would be a disgrace for UNCTAD
to have a representative of the Pinochet regime act in that capacity
- the Chilean Government had jailed the President of UNCTAD III, and
the General Assembly had adopted a resolution calling for his
release.
The situation was potentially very serious, as to
challenge the convener would create a vacuum which would paralyze the
proceedings. We thus immediately started to work on the case. In an
attempt to strike a deal, we asked the USA Delegation to impress upon
the Chileans to give up the delivering of a speech and just act as
convener, and the Soviet Delegation to convince the Cubans to make
their protest in the form of a point of order after the election of
the President. While the Chileans reluctantly agreed, the Cubans at
first reacted angrily. The Pinochet case was a Latin American matter
of honour and Cuba would not be bullied by anybody into changing its
stand. I personally undertook to pursue the negotiation with the
Cuban Delegation and it was on the floor of the Conference room, ten
minutes after the stated time for the opening, that the Head of their
Delegation finally conceded that he would allow for the President to
be elected and raise his point immediately thereafter. Indeed, right
after the Minister of Trade of Kenya was elected President of the
Conference, hell broke loose in the form of an avalanche of points of
order - Cuba was not alone in protesting the fact that it had been
Chile that had acted as convener. The damage had been controlled
however. No vacuum of authority had been allowed to take place. The
President entertained the points of order one after the other and
there was no paralysis of the proceedings.
46b.
Ensuring the right to speak of the Kampuchea Delegation
UNCTAD
V opened in Manila in May 1979 soon after the Khmer Rouge Government
of Kampuchea had been toppled by the Vietnamese-backed forces of Hun
Sen. The former regime still held the seat of the country in the
United Nations and it sent a Delegation to Manila for the Conference.
Already before the start of the proceedings, the Delegation of
Vietnam and the Spokesman for the Socialist Countries indicated that
they would not tolerate the presence at the Conference of Delegates
from the now ousted previous Government. We argued with them that the
matter of the representation of Kampuchea was not one for UNCTAD to
decide, but for the General Assembly in New York, and the protesting
Delegations finally conceded that they would leave the matter lie as
long as the Delegation of Kampuchea remained silent at all levels of
the Conference. As a courtesy, that Delegation was informed of the
situation.
We had reached without problem the third week of
the Conference when Kampuchea unexpectedly registered to speak in the
general debate which was by then quite advanced. We immediately
contacted the Vietnamese and the Spokesman for the Socialist
Countries and impressed upon them the necessity to maintain the
dignity of the proceedings by avoiding any unbecoming interference in
the general debate. We finally agreed on a precise scenario to be
followed. The President would give the floor to the Representative of
Kampuchea, whereupon the Representative of Vietnam and the
Representative of Bulgaria as Spokesman for his Group would raise
points of order and vigorously protest against the presence of the
Kampuchea Delegation. After those statements, the Delegations of
Vietnam and all Socialist Countries would rise from their seats and
leave the Conference hall, whereupon the President would reiterate
his invitation to the Representative of Kampuchea to take the
floor.
We had it almost fixed, but not entirely. One thing we
had forgotten to mention - and I was personally to bear the blame for
it - was that while speeches were delivered from the rostrum, points
of order were to be raised from the floor. The Representative of
Bulgaria did not know that, he walked to the rostrum to raise his
point of order and collided at the bottom of the rostrum stairs with
the Representative of Kampuchea arriving to deliver her speech. My
trusted legal adviser who was watching with an eagle's eye the
unfolding of the scenario jumped to grab the Representative of
Kampuchea and ushered her into the Office of the President at the
back of the podium where he entertained her while the protest
statements were made, and the incident could finally take place as
had been planned.
47.
The United Nations conglomerate
During my years in UNCTAD,
I had rather often the occasion to sit with the Heads of Agencies in
the UNCTAD seat in ACC, the Administrative Committee on Coordination,
and as long as it existed in IACB, the Inter-Agency Consultative
Board, ACC's shadow mechanism to deal with operational activities. I
was sent there to represent him by Raul Prebisch because he could
only rarely quite find the patience to participate in what he
considered and described as a pure ritual. I more than once reminded
him that the sociologists had long ago found that ritual was what was
keeping primitive societies together, but the argument did not move
him. Manuel Perez Guerrero's motivation to play hooky was different :
he had been so much involved in inter-agency affairs in his years
with the Technical Assistance Board and UNDP that he felt he should
now concentrate on the substance of the UNCTAD mandate.
In the
midst of much ritual indeed, one incident struck me deeply in one of
those sessions in which I was sitting for UNCTAD. I don't even
remember the exact year it happened nor the subject that was
discussed, but I can still today hear the Director General of WHO,
Dr. Candau, telling U Thant, who as primus inter pares was in the
Chair : "My Governments, Mr. Secretary-General, would never
accept that." I have often reflected upon the significance of
these words for a full understanding of the United Nations System.
For Dr. Candau, "his Governments" clearly were the
international community of the Ministers of Health, the community
which had elected him, to whom he was responsible for his actions and
which might or might not re-elect him upon the termination of his
mandate. Everybody knew that comparable international communities of
Ministers were controlling the affairs of other agencies, and the
pluralistic nature of the System was thus clearly if crudely put in
evidence.
This was obvious enough, but a full grasp of the
System's reality needs a deeper understanding, i.e., that of the
working of forces at the country level. Health, Agriculture,
Education are in most countries almost invariably large Ministries.
They have a clear constituency, they are large employers, their
appropriations weigh heavily in the State budgets and they
commensurately occupy an important place in the national public
policy spectrum. Their specific political weight on the national
scene is invariably considerably greater than that of the Ministry of
Foreign Affairs, which has no clear constituency except perhaps in a
diffuse way the country as a whole. It is, however, most often the
Ministry of Foreign Affairs which handles the affairs of the General
Assembly where the need for closer cooperation among agencies and
even at times the desire to bring the System under a single
leadership are most strongly felt and expressed. How many times have
I heard expressed the reticence of our colleagues in the Agencies :
"We do not trust coordination by the General Assembly, because
we do not trust coordination by Ministries of Foreign Affairs"!
It is interesting to note that in all the movement about United
Nations reform that has been agitating the Nineties, the issue of
restructuring the System as a whole has not been seriously discussed
in any quarter outside academic circles.
48.
Facing a natural disaster
The circumstances of my first
assignment outside UNCTAD since I had joined it in1965 were rather
dramatic. On 31 May 1970, Peru was struck with one of the worst
natural disasters of its history. An earthquake of great intensity
destabilized in the area of the Callejon de Huaylas a glacier
provoking an avalanche which completely obliterated the town of
Yungay and its approximately 20,000 inhabitants. Devastation and
heavy loss of human lives was reported from a vast area North of Lima
from the coast to the heart of the Andes. Raul Prebisch, who had by
then relinquished the post of Secretary-General of UNCTAD, was
designated by Secretary-General U Thant as his Personal
Representative in Peru, and he asked his successor Manuel Perez
Guerrero whether I could be detached from UNCTAD for a short period
to assist him in this task. Perez Guerrero readily agreed. On my
part, I found the timing unfortunate, because as Director for
Technical Cooperation, I was then sitting as observer in the UNDP
Governing Council as it was negotiating the famous Consensus of 1970,
and the show was truly exciting. But sense of duty prevailed in view
of the amplitude of the catastrophe and I was without delay on my way
to Lima through New York.
I spent two -and -a -half months in
Peru which allowed me to make some interesting observations about
United Nations involvement in response to a natural disaster. During
that time Prebisch paid three visits of up to ten days each to Peru
and entrusted me with ensuring between those visits the visibility of
his position. It was clear to us - and Prebisch later reported to
ECOSOC - that at the time, the United Nations System was not on the
whole well equipped for assisting countries in the kind of operations
that are called for in the first emergency phase following a natural
disaster of the kind that struck Peru. Bilateral emergency assistance
had been extended massively and at high speed by a number of
countries. The useful contribution of the United Nations System came
at that stage essentially from UNICEF and WHO/PAHO and to a small
extent from WFP, but it remained modest when compared with the single
effort made by some countries. In the rehabilitation and
reconstruction phase, on the other hand, the role of the United
Nations System was to be central and that phase and that role started
at an early stage concomitant with emergency assistance. This
included in particular assistance for the preparation of requests for
submission to international credit institutions and bilateral
sources, as well as for the adjustment of the national development
plan.
This assignment also gave me the opportunity to witness
first hand the working of a situation in which a Personal or Special
Representative of the Secretary-General had been appointed in a
country which was a recipient of UNDP assistance. Having been in
previous years fairly close to UNDP through my technical cooperation
responsibilities, I was aware of the existing reticence in some
quarters about this institution which was depriving the Resident
Representative of his senior most role as agent of the United Nations
System precisely when that role was becoming particularly important.
The validity and usefulness of the formula turned out to be in this
case evident, a view which I discussed with, and was fully shared by,
Anthony Balinski, the then Resident Representative in Peru. Because
of the prestige that his person was bringing to the function, Raul
Prebisch was received with eagerness at the highest levels of
government. I even had the privilege of accompanying him at a
business dinner given by COAP (Comité de Oficiales Asesores del
Presidente), the highly secretive informal group of the top echelon
of the Armed Forces which was then rumoured to be the brains trust
and mentor of the Government. Prebisch was thus able in a few days to
gather information, analyse it with his interlocutors and share it as
appropriate with the United Nations System staff in a way which would
simply not have been available to anybody else. Conversely, the
confidence relationship developed with Balinski also allowed Prebisch
to let the Resident Representative carry out without interference his
coordination responsibilities at the working level. Admittedly, it
worked out well because the constellation of personalities happened
to be favourable, which is a reminder of the importance of an
appropriate selection of both Secretary-General appointees and UNDP
personnel.
49. A foray into the practice of trade
promotion
The second time I temporarily left UNCTAD was
not to move into a different field of activity. In 1973, Victor
Santiapillai, the Director (Programme) of the UNCTAD/GATT
International Trade Centre (ITC), was detached at the request of his
Government (Sri Lanka) to assist in the development of a national
trade promotion centre. I was then asked, under circumstances to
which I shall revert, to move to ITC as Acting Director to fill his
post on an interim basis. It is on purpose that I describe this
assignment as having taken place outside UNCTAD. The story that
follows will fully put in evidence the reason for this
distinction.
The history of ITC is very instructive. It looks
at first sight like the setting up of another piece of duplication
and overlapping, with two major organizations dealing with
international trade already in existence and located in Geneva. Its
origin and its rationale, however, can be traced in the clearest
terms. With the movement in the early 1960's towards the creation
within the United Nations of a body specifically devoted to the
problem of trade and development, there was restlessness in GATT
also. Developing countries, which were moving in the General Assembly
to convene UNTAD I, were starting to exercise considerable pressure
on the working of the General Agreement. They were already then a
majority among the Contracting Parties as many of them had been
enticed by the former colonial power to accede to the GATT soon after
independence. It was part of the genius of Wyndham White, the first
Director-General of GATT, to design a solution to alleviate that
pressure. He took the line that he could not really give in to the
developing countries by trying to induce a process of changing the
rules of the game. The GATT was there. The law was very clear, the
interpretative decisions of the General Agreement had been
successively and successfully built up as a respectable body of
jurisprudence. But he advanced the appealing suggestion that while
the rules of the game could not be changed, something else could be
done to help the developing countries to reap greater benefits from
international trade. This would consist in strengthening their
position in the interface between sellers and buyers in the world
markets. A programme of export promotion could be set up to assist
them, through technical co-operation, in enhancing their capacity as
trading agents and thus stimulate their development by being better
able to sell their products.
The proposal was received with
enthusiasm by developing countries, and this is how an International
Trade Centre was created in GATT entrusted with running a programme
of trade promotion. It was meant to be, in a sense, a fiche de
consolation. It was something given to the developing countries with
the message that if they had problems with the rules of the game,
they should bring up the matter in UNCTAD. The General Agreement
could not be tampered with from within the Secretariat which was in
charge of its implementation. ITC was thus born entirely as a GATT
institution. After UNCTAD was created, however, export promotion
immediately loomed pretty large within its programme on the
development of trade in manufactures. After all, to assist developing
countries in selling their goods was something which was obviously
needed and loudly requested. So here were the two bodies, the two
quasi-institutions GATT and UNCTAD, moving in the same direction,
i.e., assisting developing countries to be better trading agents on
the world market.
This was an activity that did not in itself
involve any of the ideologies which were pulling the two bodies
apart. GATT and UNCTAD were two ideologically very different worlds.
The GATT was the epitome of free trade, and UNCTAD the passionate
advocate of regulation. But export promotion, which was attended to
by both bodies, was not ideologically tainted. It was a sort of
neutral activity. And despite all the tensions that existed in Geneva
because of the ideological divide, the governments in their wisdom
realized that here was an activity which should be isolated from the
basic struggle that was taking place, and put under a single roof and
allowed to develop without interference from either the one or the
other of its ideological masters. The existing International Trade
Centre would be expanded to absorb the activities already developed
or planned in UNCTAD, and the two parent bodies would exercise joint
overall guidance and supervision of the Centre. This is how the joint
UNCTAD/GATT ITC was born. In other words, its creation had nothing to
do with sloppy resources management or with any ambition on the part
of somebody to add another piece to the panoply of multilateral
mechanisms. It was the net result of a rational vision that there
was, in a difficult and politically loaded situation, at least a
certain sector of activity which deserved to be sheltered from the
pressures of ideology and allowed to develop on its own. ITC was
allowed to have a unique autonomous place in an otherwise very
complex and ideologically very charged context. This is why I do
consider my temporary leadership of the ITC as having taken place
outside UNCTAD.
The staff brought together to launch the
Centre were highly competent but also very specialized trade
promotion experts, and often unable or unwilling to take cognizance
of the ideological and political game that was going on. They just
wanted to do a good job at assisting traders. Thus, as could be
expected, joint UNCTAD/GATT guidance to the Centre required at the
beginning considerable finesse and circumspection. I had been very
much involved in the matter as the UNCTAD representative on the
mechanism set up for this purpose. It had been a fascinating
diplomatic game with much reliance on subtle negotiation. I remember
that in some of our first joint meetings, the whole question as to
whether ITC could develop a program of export incentives had raised
searching questions with our GATT colleagues. Incentives, of course,
enter into the catalogue of the undesired interferences with the
freedom of trade ! UNCTAD on its side was much more relaxed about the
initiatives of ITC, which predictably tended to expand without too
much attention being paid to ideological or political
subtleties.
There was clearly in the first years some concern
and reticence on the part of GATT about the dynamics of the work of
ITC. It seems equally clear that GATT through time somewhat relaxed
its position on the matter. My feeling is that Olivier Long, the
successor of Wyndham White as Director-General of GATT, played in
this respect a fairly major role. There was on his part a kind of
detachment. I think Olivier Long was fairly strongly of the view that
the business of GATT was to manage the rules of the game. His mandate
was to concentrate its attention on the legal infrastructure for
international trade. I wouldn't say that he had no interest in the
Centre, but he probably felt that it was a burden which was not very
central to what should be GATT's preoccupations.
This attitude
affected me personally. When Victor Santiapillai was called back by
his Government, it was Olivier Long, the head of GATT, who suggested
to Perez-Guerrero, who had succeeded Prebisch as the head of UNCTAD,
that I be appointed Acting Director of ITC to replace Santiapillai
during his secondment. I have retrospectively thought fondly of that
move as a sort of reconnaissance of the impartiality of my behaviour
since I had entered the Geneva scene, and it is one of the moments
about which I am proud in terms of the way I managed my career. I was
after all a man from UNCTAD, known to have worked for years with
Prebisch in CEPAL. I had been close to him in his cabinet and
Secretary of the Trade and Development Board, and never distanced
myself from the mandate of the institution I was working for. GATT
had however seen the way I had behaved and was prepared to entrust me
to take temporarily the leadership of our joint institution.
Realistically, I think one should see in Long's proposal some
relaxation on the part of GATT about the activities of ITC, though
GATT people would probably deny it. But whatever he might have had in
the back of his mind, GATT could never have accepted that ITC be
abandoned to the whims of UNCTAD. Some of the most influent
Contracting Parties, for one, would not have countenanced it. UNCTAD,
of course, would have had no problem about seeing ITC moving in a
direction that was akin to its mandate.
The working climate
and spirit of ITC, when I joined it in 1973, was drastically
different from that of UNCTAD, and the contrast was striking. Remote
from the tensions that pervaded all activities of its parent bodies,
it had been allowed through the years to somehow develop as a wild
flower, just sitting there, coddled by everybody. ITC was loved by
the developing countries simply because it was an institution that
gave them concrete assistance. It was loved by developed countries
because the latter were able to show through ITC that if the rules of
the game were hard, they were good guys after all, doing something to
assist the developing countries in their plight. And they expressed
their satisfaction by generously financing technical co-operation
projects designed and executed by ITC.
The slight distance
which GATT then took from ITC gradually increased with the fading
away of UNCTAD as an ideological threat. It allowed the Centre to
move in all kinds of directions. It has now a good programme of work
covering the most diverse facets of the field of trade promotion.
Were you to look at it with a magnifying glass, you would probably
find it encroaching on several of the principles of the GATT. But
this is today of no significance, as it is no threat to the existing
international economic order.
About my stay in ITC as Acting
Director there is not much to say. I received the full support of the
staff and was happy to work collectively with a bright team of
devoted colleagues. The atmosphere was pleasant enough, in spite of
the unavoidable problems of human resources management that normally
pop up in any institution. The formal activity of the geographical
sections which were managing and monitoring field projects was not
very different from the task accomplished in carrying the same
functions in UNCTAD. I learned a lot, on the other hand, from the
headquarters-based specialists in specific trade promotion activities
such as quality control and packaging, and above all about the
manifold approaches to market surveys. It was during my interim
tenure that ITC started its somewhat nomadic life. We moved from the
barracks behind le Bocage to the Rue de Lausanne where we were housed
for some time before taking as premises a floor in the new ILO
building, to then find permanent headquarters in the Rue de
Montbrillant.
My stay with ITC ended before the move to ILO,
and it did so under somewhat bizarre circumstances. Santiapillai's
detachment had been agreed for one year's duration, but persistent
rumours were floating in Geneva that he would possibly stay with his
Government. I was consequently informally asked within ITC whether I
would be ready to transfer to the Centre on a permanent basis if the
post were to become open due to Santiapillai's resignation. For some
unaccountable reason, administrative services were unable or
unwilling to have the question of his intentions clarified through
correspondence. It was thus suggested that I avail myself of the
occasion of a mission to South East Asia to visit Sri Lanka and raise
the question personally with Santiapillai. This I did, reaching
Colombo just as riots involving Buddhist priests had degenerated and
shots were fired in the streets. The Santiapillai's received me most
graciously and made it clear during a delicious Ceylonese lunch that
they had every intention to return to Geneva at the end of Victor's
secondment. I had to conclude that rumours in Geneva to the contrary
had been without any foundation.
50.
Defensive coordination
One could hardly spend in the
economic and social field even a fraction of one's United Nations
career without being faced with the difficult problem of
coordination, and I had to cope with it under various circumstances.
It is, however, in my involvement with the activities of the
UNCTAD/GATT International Trade Centre (ITC) that I had to face with
greatest intensity the issue in all its concrete complexity, first as
the UNCTAD representative on the joint mechanism set up by the two
parent bodies and later as Director for Programmes of the Centre on
an interim basis. It is with UNIDO that ITC had at the time its most
serious problems of co-ordination. If you moved into a developed
country and explored the potential for selling a product manufactured
in a developing country by ascertaining which design would be more
attractive to the buyer, was that a function of industrial
development or a function of international trade ? When we found out
that ITC and UNIDO were both about to send a mission to the same
country in respect of the same range of products, we recognized that
we had a serious problem at hand and that something should be done
about it.
It was thus decided that a permanent joint mechanism
would be set up at the level of the Secretariats to regularly review
the activities of either body which might by their nature encroach
upon the mandate of the other. The joint ITC-UNIDO Committee was
meeting on a quarterly basis, alternatively in Geneva and Vienna, and
functioned for several years. Sam Lourié was the senior UNIDO member
of the Committee and I held that position for ITC and its parent
bodies. Recognizing that the tracing of a clear line between the
mandates of the two organizations was in a grey zone impossible, we
developed an approach to the allocation of projects based on the
so-called principle of the major thrust. It was the main primary
motivation of the proponents of the project that would be determinant
to decide who would be entrusted with its execution. This could only
be a rather loose guideline, of course, and we had at times memorably
tense meetings. I remember one evening in Vienna, as we were taking
leave to return to Geneva after a particularly difficult day, Sam
Lourié telling me : "That was a good game. To play chess with
you is always fun".
That game, as well as all similar
games in the United Nations System, have been and still are what I
have come to call "defensive coordination". The exercise
consists in adjusting all problems at the edge of one's mandate, with
concessions and trade-offs as necessary, with the ultimate aim of
being left in peace to carry out that essential part of the mandate
which is not being challenged by any other partner. It reflects in a
sense a territoriality of the scope of concern of the System, a
concern divided into sectors attributed to different agencies. Fairly
soon in the life of the United Nations, it became quite clear that
such an approach was deficient in the light of the more and more
frequently pluri-disciplinary nature of the problems to be addressed.
The pluralistic structure of the System represented a major force of
inertia, however, the real strength of which had not been tested. It
was my keen interest in an attempt at addressing this problem and
developing a new approach to co-ordination in the System that made me
leave for two years UNCTAD to work in UNEP.
51.
Embarking upon an environmental interlude
I wish to make
clear from the outset that contrary to what had happened during my
first two escapades from UNCTAD to Peru and to ITC, my accepting to
join UNEP was not originally meant to be a temporary secondment. It
could have been a decisive turn for the latter part of my career, as
I accepted the post of Director of the Environment Fund as a transfer
to the United Nations Environment Programme (UNEP) without any
thought of returning to UNCTAD. As to why it ended up not to be the
case, I shall return later in this narrative.
I was happily
working as Acting Director (Programmes) of ITC when UNEP entered into
my horizon. Maurice Strong one day in the Summer of 1973 invited me
for lunch at the Auberge de Pregny. I had never met Strong before,
though I had heard of him through following as much as possible at a
distance the preparations for the 1972 Stockholm Environment
Conference and then its deliberations. Inter-agency consultations in
which I was involved had regularly been the occasion of briefings on
the subject. At the margin of those gatherings, one of our
colleagues, Robert Muller, was always bringing up in conversations
the theme of environment, with dire predictions as to the importance
which the subject would acquire in the future and how much it would
require United Nations attention. This was a distant world, however,
and it was a great surprise to me when Strong asked me whether I
would be interested in joining his team and offered me the job of
Director of the Fund which was to be created within UNEP. He
obviously had heard of me, but I don't know how and from whom, as he
never told me how my name had come to his attention. He knew that I
had been involved through my work in legal and administrative
matters. As the charmer he could be, he said he saw many reasons for
which I could be an asset on his team. An important selling line he
presented was that UNEP's Headquarters would be in Geneva, which he
thought would be very attractive to me because my kids were studying
here. I mention this point because I remember his coming back to
Geneva after the decision of the General Assembly to locate UNEP in
Nairobi. He had been confident Geneva would be designated and he
obviously wondered whether I would still stick to his offer when
knowing that I would have to settle in Africa. I reassured him on
that score. I had already been moving around a lot, but I was not at
a stage where I would have to decide on the course of my career
according to geographic location.
The first nucleus of the
Secretariat of UNEP had been established in Geneva. When I joined it
in the Fall of 1973, it was in the process of sending to Nairobi a
forward echelon in order to install in the Kenyan capital the first
United Nations agency world-wide secretariat to be located in a
developing country. Probably due to the emergence of environment as a
major international concern as a result of the Stockholm Conference,
my designation did not pass unnoticed. I received a written note of
congratulation from André Chavanne, who was at the time President of
the Département de l'Instruction publique of the Canton of Geneva.
Der Bund of Berne, then the second daily in German-speaking
Switzerland, announced the appointment with a not so recent
photograph of mine obviously obtained from the archives of the United
Nations Public Information Office. It was, after all, a seemingly
important UN job going to a Swiss citizen. The whole atmosphere was
so different from the disparaging mood surrounding at the time UNCTAD
in Western opinion ! I reached Nairobi in January 1973, to be
medically repatriated to Geneva a few days later with a detached
retina in the right eye. The damage was diagnosed by an
ophthalmologist, a Kenyan of Indian origin, who was, we learned
later, an internationally renowned specialist. Having been informed
that I had just arrived from Europe, he told me that repositioning a
detached retina was now in Nairobi a common operation, but he thought
that I might prefer to be attended to in my medical community. He
thus avoided me the embarrassment of having to raise the question
myself, and I have always remembered this generous gesture which
could only come from a man secure in his position. Anne and
Jean-Jacques Graisse received me and organized my repatriation while
Marg, who had been about to join me in Nairobi, organized my
reception and hospitalization in Geneva. This was only the first of a
series of difficulties related to my eyesight. A number of
post-operation laser interventions on my retina, two cataract
operations and a vitrectomy in the right eye would later mark out my
medical record. Meanwhile, Marg and I finally reached Nairobi
together to settle in Kenya before the end of February.
My
tenure as Director of UNEP's Fund was essentially characterized by
working through the process of trying to overcome the difficulties
encountered in attempting to put into place the novel co-ordination
strategy which Strong had so aptly visualized as an outcome of the
Stockholm Conference. I shall deal with this matter in the next
section of this narrative. The working climate in the Secretariat was
very stimulating and pleasant enough. The feeling of being part of an
important new venture motivated us to give to our job the best we
could. For me, it was a first professional close encounter with
scientists - one of my counterparts on the Programme side had been
Head of the NASA in the United States - and the challenge of finding
common ground in launching UNEP's activities was rewarding, if not
always easy to meet. My position involved a considerable amount of
travel, primarily to New York and Geneva in respect of administrative
and financial matters concerning the launching and functioning of the
UNEP Fund, to attend the inter-agency mechanism we set up for
co-operation with our United Nations System partners, or to
participate in meetings on specific topics. We soon developed
particularly close links with UNESCO in connection with its Man and
the Biosphere (MAB) Programme, and with FAO as an agent particularly
concerned with environment as a facet of its very mandate, and this
brought me occasionally to Paris and Rome. The intensity of
travelling was for me such that I remember noting at some point that
I had spent in the last six months nine nights in an aeroplane,
either between New York and Geneva or between Geneva and Nairobi.
52.
A novel attempt at co-ordination
I have to confess that it
was not the substance of the field of activity to be entrusted to the
new agency, borne out of the Stockholm Conference, that was the
determining factor in my moving to UNEP. I had developed a general
interest and curiosity about the problématique of environment, but
certainly not to the point of giving it preference in my professional
life over the vast array of facets of the field of development to
which I had been until then exposed. It is in telling me of his
concept of the place which UNEP would take within the United Nations
System that Strong sold me the job he was offering me. I have
referred in a previous section to my concern about co-ordination and
my critical appraisal of the state of affairs reflected in what I
called defensive co-ordination. Here came Strong mapping out a very
different approach to the problem. Environment, he rightly said, was
not a sector of activity of its own for the United Nations. It was a
general preoccupation for all sectors of activity, which all had
their share of responsibility in contributing to preserving the earth
from a looming catastrophe. UNEP would thus have no territory of its
own. It would assist other agencies in developing their environmental
sensibility by giving them guidance and as appropriate support in
that task, and by ensuring through co-ordination coherence in the
overall effort of the United Nations System. And Strong underlined
that the Environment Fund would have in this regard a major role to
play. The challenge of bringing such an innovative approach to work
in the System was daunting, I saw it, however, as a golden
opportunity to contribute to overcoming a major problem besetting
multilateral co-operation, and I accepted with great expectation his
offer to join his team.
I think it is fair to say that while
the experiment did achieve some measure of success, it also gave
opportunity to measure the extent to which the System had difficulty
in experimenting with new approaches that would challenge established
modes of operating. Agencies, Governments and UNEP itself all
contributed to an erosion of a course of action which could have
offered a promising departure from the routine of defensive
co-ordination. Soon after my appointment as Director of the Fund, I
visited all major Agencies, where I was received at the highest level
most courteously but with ambivalent feelings. I was potentially
bringing money, but what would be the price to pay in terms of UNEP
meddling in the affairs of the agency ? The assertion on the part of
an external body that it had by mandate a concern in the totality of
the agency's mandate, albeit from the specific angle of an
environmental dimension, was in most quarters very difficult to
accept. Though participating in the inter-agency mechanisms set up by
UNEP and quite happy to see the UNEP Fund occasionally financing some
projects in their programme, they never fully accepted that they were
in respect of environment part of a network in which overall guidance
was exercised by an outside entity.
Governments, which had
created UNEP, did not fare better. They soon demanded from the UNEP
secretariat an accountability that was hardly different from the way
they assessed the achievements of other agencies. During the session
of the Governing Council of UNEP in the Spring of 1974, the French
Delegate asked me for documentation showing the performance of the
Environment Fund for the purpose, she said, of persuading Paris to
increase its contribution to the Fund. I made the point to her that
the results of UNEP's activities in fulfilment of its mandate should
be assessed within the agencies on which UNEP exercised an influence
rather than in UNEP itself. Her answer was quite sharp : "Mon
cher Monsieur, c'est du folklore." She went on to say that that
kind of sophistication would not impress in her country the relevant
authorities. It was only by presenting concrete and visible results
directly creditable to the Fund itself that she could make a case for
increased resources to be allocated for its activities.
UNEP
itself, finally, also contributed to an erosion of its very basically
novel position in the System, by succumbing to the temptation of
undertaking itself a number of activities which ended lending some
substance to the view that environment was after all another
territory. The question as to whether the convening of a United
Nations Conference on Desertification should be entrusted to FAO or
to UNESCO, or to both jointly, would admittedly have been a very
difficult one to solve. To skirt the issue by having UNEP itself
organize that Conference certainly contributed to the
"trivialization" of UNEP in the eyes of its partners in the
System as just another agency in charge of another sector of
activity. On the whole, the forces of inertia at all levels of the
System thus turned out to be still stronger than the spirit of
innovation which had sparkled for a while as a result of the
Stockholm Conference.
53.
Shadows of the North - South confrontation
One of the
fascinating things about the United Nations entry into the field of
environment - I had noticed it already from the outside - was the way
in which developing countries were brought into this venture. The
record shows clearly that developing countries had been very
sceptical about the whole idea of having a UN conference on the
environment. They felt that this was a subject for the rich countries
among themselves to worry about, and it was even specifically
suggested that the matter be raised in OECD. It was the genius of
Maurice Strong to overcome this dilemma. He is said to have ensured
the universality of the Conference by telling developing countries'
leaders : "Poverty is your worst pollution". The Conference
was thus to be their concern also. And indeed they came to Stockholm.
Officials who have worked closely with Strong at the time are
categorical about the fact that he never pronounced this famous
phrase attributed to him. If he did not utter the words, those
clearly reflected his thinking and tactic. And it worked.
But
the consequence, quite naturally, was that UNEP started with a very
broad agenda. It encompassed not only environment as such, but also
human settlements. The concept encompassed by that heading naturally
had an important environmental component. It also embraced a much
larger array of activities related to the physical infrastructure of
human habitat, the planning and management of human settlements, and
urbanization and the relationship between town and country. In other
words, it was to a large extent a development agenda. As director of
the Environment Fund, I was particularly aware of this situation. We
were pressed to engage under the heading of human settlements into
the financing of activities the clearly environmental nature of which
was at best doubtful. But this was what developing countries largely
considered as their share in what UNEP was to be doing in the field
of environment.
The movement which had been ignited by the
vision put forward by Strong - poverty viewed as pollution -found its
epitome in 1974 in the Cocoyoc Declaration, a statement issued by a
group of experts convened by UNEP. It was a revolutionary document
which was endorsing within the confines of the UNEP programme all the
tenets of the New International Economic Order. This took place under
circumstances with which I was never quite familiar, but I knew that
Branislav Gosovic was very much involved in it. Wassily Leontieff had
been in Cocoyoc, and he had been co-signatory of this Declaration
which I understand provoked quite a scandal in Washington. From what
I know, there was a very strong intervention on the part of the
United States, to the effect that this was not at all a direction in
which UNEP could go in developing its activities. Western countries
in general were not prepared to see UNEP becoming another battlefield
for the NIEO.
In point of fact, this broadening of the concept
of environment sought by the developing countries did not last very
long. In 1977, the Vancouver Conference disassociated human
settlements from the concept of environment and created for that
field a separate agency called Habitat, the United Nations Conference
on Human Settlements. The swiftness of this institutional adjustment
came as a surprise to many observers, and I have always been curious
about the forces which had been at play in that game. The whole
process had in particular one very interesting positive consequence.
Up to that time, the United Nations only had had in the field of
human settlements a section called "Housing, Building, and
Planning" in Julia Henderson's Department of Social Affairs. It
had been one of the other sections of the Department when I worked in
Social Defence in New York. They were really very much an architects'
setting - housing, building, and planning. What came out of the
process of devising human settlements as a facet of environment and
then giving it a life of its own was a much broader concept
encompassing land management, physical planning, infrastructure and
services, finance and public participation.
54.
Maurice Strong
I should not leave this chapter of my
professional life without saying something about Maurice Strong, to
whom I owed the fascination of having lived this experience. He has
certainly been a personality that left his mark on the top echelon of
the United Nations Secretariat. He was a very attractive person,
always bubbling with ideas. I found this aspect of his personality
particularly interesting because of the parallels and contrasts it
evoked in my mind with Raúl Prebisch. I was fairly close to those
two people, even if not at their level. Prebisch had been throughout
his career in public service, which is what would also happen to me.
This experience leaves one imbued with a Weltanschauung that has the
undeniable qualities of selflessness and social vision, but also its
limitations. What fascinated me most in Strong was the way in which
he tried to project into our work what he was seeing as the merits of
the private sector and its ability to improve the quality of a United
Nations operation.
That has been a striking experience. For
instance, I heard Strong saying, in a staff meeting with all his
senior staff, "It is a very important matter. It is so important
that we might even hire somebody from the outside to look at it."
I think he never realized how devastating such a statement could be
for the top staff he had hired to assist him in the team. "The
world is the limit. If I have a problem, I will phone the guy who
knows the most about it. If he cannot help me, I will ask him who is
the guy who next to him knows the most about it." That kind of
openness and flexibility was a major strand of the way in which
Strong was used to operate. I am not passing judgement as to the
merits of the approach. I just note that it is a sharp contrast to
the traditional bureaucratic approach to problem solving. And I mean
bureaucracy in a positive sense. One important thing which Philippe
de Seynes taught me was not to take the word bureaucracy in vain, not
to consider it a derogatory word. Strong was really at the other
extreme of the spectrum of administrative behaviour, and it was tough
on the staff who had never before been exposed to that school of
thought. He would not mind, for instance, to let subsist in an
administrative structure some uncertainties, some vagueness about who
should be doing what. You would go to him and say, "But look, it
is not very clear. You really want me to get into a fight with that
guy ? Why don't you tell him what he should do and me what I should
do" And Strong would reply with a smile "A little fight
from time to time is very good to know who is really the stronger."
This was another private business approach, which is so completely
incongruous in the civil service that it was at times difficult to
adjust to it. But it made, of course, for a fascinating experience.
Strong is exceedingly bright, very generous. He has been very
successful financially in bubbling all the time with new ideas,
rather proud of the fact that he has had no formal education beyond
the middle level, a self-made man. He was a hyperactive man. In point
of fact, he left UNEP at the time one thought he would wish most to
stay to see it building up, because of the extraordinary dynamism and
drive he has in himself. Such is the profile I can draw of the man I
knew in the 1970's.
Strong has since his UNEP days often been
in the news in different contexts in relation with his United
Nations' related activities. Of that I have no personal experience
whatsoever, and I have nothing to say about it. I never met him again
personally other than in a crowd, and only once professionally. In
1996, I was heading a feasibility study on setting up a staff
college, and I felt it would be very interesting to have his views
about this project. Typically, Strong being very busy gave me a
breakfast appointment in a hotel in Toronto. He gave me a warm
welcome, and he offered me a number of very pertinent and sound
remarks about the project we were studying. In casual conversation
after we had closed the business part of our meeting, I mentioned
that this being my first trip to Toronto, I was particularly
impressed by the daring architecture of modern buildings, and
specifically one towering just across the street from the hotel. "Oh
yes, answered Strong, eye built it."
55.
Returning to UNCTAD
By the middle of 1975, I was still
working toward completing my team in the Fund while we had already
engaged in a number of projects. The difficulties referred to above
in respect of UNEP's inability to live up to the expectations of its
novel approach to co-ordination were already casting a shadow over
our activities. So was also the crisis provoked by the West's
reaction to the Cocoyoc meeting. We were taking the situation in
stride, however, and pursuing our efforts toward building up this new
venture of the United Nations system. One disquieting factor
concerned me greatly, however. I had the definite impression that
Maurice Strong was, if not losing interest in UNEP, certainly taking
distance from its daily life and difficulties. A deputy Executive
Director had been appointed in the person of Mostapha Tolba, who
enjoyed a solid reputation as a scientist concerned with the fate of
the environment. Tolba immediately showed a keen interest in all
facets of the Secretariat activities. Due to Strong's more and more
frequent absences, he soon became the de facto boss of UNEP. In this
position, he often felt a personal responsibility to involve himself
in detailed aspects of the work of the Secretariat that in good
administrative practice are usually entrusted to line staff. A most
intelligent and extraordinarily hard working personality, Tolba had
been Minister of Higher Education in Egypt, and I assumed that his
management style probably reflected the culture of the Egyptian civil
service. We immediately developed a positive and pleasant
relationship, which endured throughout my stay in Nairobi in spite of
some difficult moments. As could be expected, Tolba's dynamism was
not to spare the Environment Fund from his activism. and it was not
always easy to keep track in operational terms of the outcome of his
constant contacts with government representatives.
Thinking
back of the early days of our work in Nairobi, icidentally, it is
interesting to note that the first two executive heads of UNEP (Tolba
was confirmed in that position upon Strong's formal resignation) were
both clearly mavericks in terms of United Nations bureaucratic
practice. Their management style was very contrasted and had little
in common, but both were to a large extent unfamiliar with the
managerial and administratvive culture of the United Nations,
free-wheeling as heads of a new structure set up to address a new
dimension of international co-operation. In addition to the novelty
of the subject matter, the whole UNEP experience was for me quite a
contrast with the United Nations settings within which I had been
operating in NewYork, the Middle East, Latin America and
Geneva.
None of the above, however would have been cause for
me to give even a thought of separating from UNEP. It just evokes the
context in which, in the Summer of 1975, a virtual bombshell hit me
in two strokes. First, the news reached Nairobi that Jean-Pierre
Martin, who had succeeded me as Director of Programme Support
Services in UNCTAD, had died in a car accident in Geneva. Then, a few
days later, I was approached by Gamani Corea, then Secretary-General
of UNCTAD, asking me whether I would be prepared to return to Geneva
and occupy again the post I had relinquished two years earlier to
Martin. The predicament of UNCTAD justifying that approach was that
the Fourth Session of its Conference was due in less than a year's
time and they were greatly concerned about ensuring a proper
unfolding of its preparation. The death of Jean-Pierre Martin was for
me a great shock as a personal matter. We had known each other in the
fifties as he had been then working in Philippe de Seynes' cabinet,
and we soon developed a friendly relationship nurtured by a natural
empathy and a common vision of our commitment to serving the United
Nations. Links of close friendship further developed between us in
1960 during the Congo operation to which he was assigned as Political
Adviser. We worked particularly hand in hand in the affair of the
Kamina base and spent considerable time together in Kamina itself. De
Seynes obviously considered us as having been carved from the same
wood and decided to send him to Beirut to replace me as Director of
UNESOB when I transferred to UNCTAD in 1966. In what was becoming a
pattern of succession, he then took over my post when I left UNCTAD
for UNEP in 1973. His disappearance and the tragic circumstances of
his death affected me greatly. It was the loss of the man who had
probably been the closest friend I had ever made in my United Nations
life.
The offer of UNCTAD to rejoin their ranks raised for me
a problem relating to career prospect. Tolba had just informed me
that the post of Director of the Environment Fund had been
reclassified to the level of Assistant-Secretary-General (ASG). When
I raised with him the question of UNCTAD's approach, he reacted by
expressing confidence that I would surely not forego the opportunity
of a promotion to the ASG level to return to a position I had already
held some years ago. It happened, however, that this dilemma related
to a problem about which I had reflected for a very long time. That
reflexion went all the way back to a remark that my Directeur de
thèse, Professor Maurice Bourquin, had made once in 1945, when I had
told him of my keen desire to join the United Nations
Secretariat."Mais Monsieur Berthoud, he said, les grandes
carrières internationales sont des carrières nationales." He
certainly was right in his appreciation. Of the seven
Secretaries-General we have had to this date, six were eminent
national personalities. Only one, Kofi Annan, was chosen from inside
the United Nations Secretariat staff, and this was under special
circumstances. When Washington decided to force out Boutros Boutros
Ghali after he had been in office for only one term of five years,
the Africans claimed that the successor should be chosen from Africa
to honour the practice that had then developed of having each region
holding the post for two terms. That had been the case for U Thant,
Waldheim and Perez del Cuellar. The search for a successor to Boutros
Ghali was thus an urgent matter, and Annan's candidature was solving
a difficult problem. Had there been time for the usual long haul in
the competition for the job, it is hardly certain that he would have
emerged as the choice. The fact that the Africans got more than their
share of tenure by Annan being in turn confirmed in office for two
full five years terms, speaks well of his performance and of the
general appreciation of his leadership. His successor, however, was
again chosen from among eminent national personalities, in the person
of the Minister of Foreign Affairs of the Republic of Korea.
The
second echelon of the United Nations Secretariat hierarchy consists
of the positions of Under-Secretary-General (USG) and
Assistant-Secretary-General (ASG). In very rough terms, those can
compare to the positions of Minister and Secretary of State in a
Cabinet, whereas the Director grades (D2 and D1) correspond to what
the French call les grands clercs de l'Etat, those top members of the
civil service who, impervious to the vagaries of politics, survive in
their job irrespective of the coming and going of ministers and
ensure through continuity the proper working of the public service.
The situation alluded to by Professor Bourquin largely applies to the
category of USG's. Indeed, to my knowledge, very few positions of
that rank have ever been filled by insiders. The one very deserving
case I know of a colleague having ended his career at that level is
Brian Urquhart. It is a fact, on the other hand, that a number of
career staff members of the Secretariat sometimes attain the level of
ASG's. They are then invariably detached for the purpose from their
regular grade and status as civil servant. They retain in abeyance
and can recover their previous rank if they remain in United Nations
service upon termination of their assignment as ASG, which is rarely
the case.
I had taken the wisdom of my Professor very
seriously and kept it very much in mind all along my United Nations
experience. Having no significant national career to show, I had long
ago shelved the ambition of moving up beyond the grade I now held in
the Secretariat hierarchy. I was looking forward to being, any
analogy having of course the taste of fantasy, a grand clerc de
l'Etat in the United Nations bureaucracy - in De Seynes positive
meaning of that word. Tolba's enticement to be appointed ASG was thus
for me of no great significance. I rapidly, almost abruptly decided
to respond positively to Corea's call and accept to return to my
UNCTAD job in Geneva. So abruptly, in point of fact, that I
tactlessly made my decision before even mentioning it to Marg. She
had valiantly overcome the not so easy task of adjusting to life in
Nairobi, and even if I could take for granted that she would be happy
to return closer to our children, my rudeness in handling the matter
was hardly forgivable. Sensing my determination, Tolba took it well
and held me no grudge. We hardly ever met since I left Nairobi. Once,
though, which I remember well. Ten years later, I was one evening
entering the VIP room at Brasilia airport at the end of a mission for
UNDP. And there was Tolba sitting with a group of Brazilian
officials, waiting to leave after a visit to Brasilia, albeit on
another flight. He came to me and gave me a most cordial embrace,
then turned to his retinue and introduced me saying "This is the
man who walked out on me when I offered him a top job on my staff"
!
Why was my decision to return to UNCTAD such an easy one to
take ? I have reflected again on this question when trying to record
as precisely as possible for this narrative my UNEP experience. It
could not have been just one thing, that it be the complexity of our
attempt at reinventing co-ordination, the disappointment of Strong
disengaging from his leadership role, Tolba's authoritarian
management style or an inability on my part to get involved in the
substance of the UNEP Programme. It was the accumulation of all those
factors that made for the push which facilitated my decision to
leave. The pull was no less important in shaping up my mind in that
direction. I had just not found to the same degree in UNEP the sense
of purpose, the excitement, the conviviality and the human warmth
which had characterized my Middle East, my Latin American and my
UNCTAD experience. We returned to Geneva at the end of the Summer.
Closed the UNEP episode, I resumed my activity in UNCTAD as already
described earlier in this narrative. This includes a specific
situation that arose in the UNCTAD IV Conference in Nairobi for the
preparation of which I had specifically been recalled to Geneva. Then
in 1980, a new turn of events was to be unfolding for me.
56. Turning to UNDP and Returning to Latin America
In
mid-1980, the leadership of UNCTAD entered into a period of
uncertainty with the impending retirement of the Deputy
Secretary-General Stein Rossen. True to his character and
temperament, Secretary-General Gamani Corea showed no haste in taking
a decision on filling the post. I think it is fair to say that it is
without any prompting on my part that my name came up as a possible
candidate. It is just, I have to suppose, that while directing all
the support services of the Secretariat at a time of very heavy
involvement of UNCTAD in a vast array of negotiations, I was also
showing a keen and active interest in the substance of our programme.
I could therefore presumably be seen by some of my colleagues as
enjoying an all round grip on the demands of the job which was not
matched by other senior staff. Be it as it may, I decided to confirm
my interest in filling the post if offered to me. Ironically, this
was a position at the level of Assistant-Secretary-General, a grade I
had spurned a few years earlier in UNEP but in which I was now
interested, albeit not in terms of the grade but because of the
position. Though the North-South dialogue was then giving
unmistakable signs of weariness, UNCTAD still was a prestigious
entity in the United Nations machinery, and a number of outside
candidates manifested themselves. Attention soon focussed on the
person of Jan Pronk, who had been Minister for Development
Co-operation in the Dutch Government. For a long time that Summer and
into the Fall, his name and mine were tossed around as to who would
be designated as UNCTAD's number two.
By sheer chance, it is
during that period of uncertainty in UNCTAD about Rossen's succession
that Bradford Morse approached me with his offer to join UNDP as
Resident Representative. I have related in the section above entitled
Working in UNCTAD the circumstances under which my work in UNCTAD had
brought me fairly close to UNDP, and in particular to its
Administrator. And I should admit that in spite of my strong
attachment to UNCTAD, Morse's friendly insistence did not leave me
indifferent. I had been a technical assistance consultant in Lebanon
for a full year. I had served in Latin America, in the Middle East
and in UNCTAD, in positions in which I was greatly involved in
operational activities for development. And I had fairly early come
to the view that the job of Resident Representative in an
assistance-receiving country was one that would really round up a
United Nations career. You would probably lose for a time the broader
outlook on the United Nations as a whole, but gain in a specific
situation a much deeper understanding of the complexities of national
life and the working of a government. I was on record as having made
that point on a number of occasions. Maybe also because I had been in
the field in other capacities, a vague feeling of having missed
something if I were to leave the United Nations without having had
that experience had drowsed in the back of my mind for a long time.
Hence the dilemma which Morse's approach posed for me.
I
declined, however, the two first postings as UNDP Resident
Representative Morse offered me at the time - subject of course to
the Government's approval, which were Bangladesh and Brazil. The
first I turned down almost forthwith. I was after all fifty-eight
years old and felt both my wife and myself had carried out a
sufficient share of field work not to wish to settle for another
field assignment in a hardship location like Dacca. I also turned
down Brazil, gauged against the then still pending prospect of a
favourable decision in UNCTAD. I was in any case only mildly
interested in the posting. My uninformed view was that Brazil being
such a huge decentralized country, whatever the United Nations could
offer would be an insignificant drop in an ocean, and the job may
consequently be of only limited scope. I came later to change my
vision in that regard. The post was then offered to a senior official
of UNIDO, my compatriot and colleague Peider Könz. Hearing him later
describe the various challenging facets of his life as UNDP Resident
Representative in Brazil, I realized that I had misjudged the
potential scope of the United Nations presence in that country.
The
decision to designate Jan Pronk as Deputy Secretary-General of UNCTAD
had just fallen when Morse came back to me to offer me the post of
Resident Representative in Venezuela. The syndrome described to me
thirty-five years earlier by Maurice Bourquin, "Great
international careers are national careers", was once more
proving true ! I had by that time clarified my mind as to what my
position would be in that event. While I would accept the UNCTAD job
if offered to me and forego any UNDP prospect, I would, if not
designated, leave UNCTAD and accept a job with UNDP. In point of
fact, with hindsight Corea's decision to appoint Pronk has been for
me salutary. The deadlock toward which UNCTAD was moving had not yet
altered the spirit which animated the Secretariat, and I did not have
the crystal bowl that would have made me turn down the UNCTAD job on
that ground if it had come my way. But the North-South dialogue and
the related UNCTAD strategy later completely unravelled, and I dread
thinking of what would have been my fate in an organization which was
being progressively deprived of all the attributes which had been its
very raison d'être. My motivation at the time to leave UNCTAD was
however more personal. I must confess that I had been weary of
waiting so long for a decision from Corea. I was also stung by the
position taken by some supporters of Pronk's candidature, reported as
having told Corea that as he had Berthoud anyway, why should he not
choose Pronk and so strengthen his staff. I may add that as the
matter lingered, Marg had manifested about the situation a mounting
indignation which helped me strengthen my resolve. Personal
circumstances were offering me the opportunity of having yet another
experience in my UN career, to satisfy that old feeling of wishing to
round it up with having been at least once a Resident Representative.
It was quite late in my career for me to take on a new job. But I was
confidently looking forward to it because I felt that with the
experience gained from the other assignments I had lived through, I
could dare to take that step.
Venezuela as a posting for this
job suited me well. It was located in Latin America which was for me
a fairly well known region. I was quite familiar with that country's
position as a leader in the Group of 77. Perez-Guerrero was there,
with whom I had had a close working relationship. Caracas was the
headquarters of SELA (Sistema Económico Latin Americano), which at
the time one felt might emerge as a think tank for Latin America,
unlike CEPAL unencumbered by the participation of the USA and other
Western powers. Caracas was also the seat of the Andean Development
Corporation (CORFO), the financial arm of the Andean Pact. The
recently established Venezuelan Oil Facility for Central American
countries, the San Jose Facility as it was called, was a notable
experiment in South-South co-operation. There was plenty to look
forward to in Morse's last proposal. I decided to accept his offer
and informed Corea accordingly.
57.
The complexity of co-ordination
Moving early in January
1981 to Caracas in my new position as UNDP Resident Representative in
Venezuela, I was immediately faced with the difficulties that beset
the United Nations system in respect of the co-ordination of its
activities at the field level. I should at this stage mention that
Bradford Morse, as an astute politician, had been pursuing a specific
objective in attempting to convince me to accept a senior position in
UNDP. The General Assembly had during its session the preceding year
given attention to the problem of the co-ordination of the activities
of the United Nations System at the field level. It had decided to
create the position of a Resident Coordinator to be posted in all
countries receiving assistance from the United Nations System. The
question obviously arose of the relationship between that function
and that of the UNDP Resident Representative. UNDP had pointed out
that exercising that responsibility was precisely one of the
attributes of its Resident Representatives, and claimed that those
should thus normally be the person designated as Resident
Co-ordinator. UNDP's position on the matter had soon been heavily
criticized in some quarters, in particular in the large Agencies of
the System, for monopolizing the nascent function of Resident
Co-ordinator by welding it to that of Resident Representative. In
response, Morse was trying to attract into UNDP a number of senior
officials from Agencies of the System, in order to show that he had
no intention to keep the new institution as a closed shop. I was on
his list for that purpose, a context of which I had been fully aware
when considering his offer.
It happened that I was at the
beginning of 1981 among the very first officials to have the benefit
of the double accreditation which had been designed to regulate the
dual position of the new country representatives. This was to consist
of two letters addressed to the Minister of Foreign Affairs of the
country of assignment, one as UNDP Resident Representative signed by
the Administrator of UNDP, and one as Resident Co-ordinator for
Operational Activities of the United Nations System signed by the
Secretary-General of the United Nations. It was my bad luck that when
transiting through New York for briefing on my way to Venezuela, the
Secretary-General had not yet had time to sign my letter of
accreditation as Resident Co-ordinator, and I reached Caracas with
only Morse's letter in my pocket. After a few days, I felt that I
could not any longer delay presenting my credentials and I did so as
Resident Representative in a visit to the Minister of Foreign
Affairs. Predictably enough, Secretary-General Waldheim's letter
reached me by pouch barely three days later. Not being prepared to
expose the United Nations to ridicule, I decided not to solicit a new
meeting with the Minister of Foreign Affairs but simply handed that
second letter to the Director of Protocol of the Ministry.
The
UNDP Office continued to exercise under my direction the functions
over which my distinguished predecessor Hugo Navajas Mogro had
presided for a few years, In point of fact, I had asked him during my
briefing in New York to explain to me how my job as Resident
Co-ordinator would differ from the one he had carried out as Resident
Representative. I had drawn from his explanation the conclusion that
the good Resident Representatives had been Resident Co-ordinators for
the past twenty years, a formula which I later used more than once in
discussions about field co-ordination. I had to revert to this point
a few months later, when I was requested by the Director-General for
Development and Economic Co-operation (DIEC) in New York to consult
the Government, as part of a general enquiry, to ascertain the way in
which it wished the Resident Co-ordinator to exercise his functions.
Before doing so, I went back to the DIEC Office and asked for
instructions as to how the novelty of the institution should be
presented to the Government. The answer was that the new formula
presented two important new features. Firstly, I had as Resident
Co-ordinator an accreditation by the Secretary-General of the United
Nations, and secondly my responsibilities covered the activities of
the United Nations System as a whole.
It was obvious to me
that, in my consultations with the Government, I could hardly use
either of those points beyond presenting them as elements of
clarification of an existing situation. To attribute to them the
value of innovations would have potentially cast all my predecessors
in an embarrassing position. The Government, I was confident, had
clearly perceived them in practice as agents of the System as a whole
without questioning their authority, and I was not prepared to
encourage the raising of questions as to whether their past activity
had been legitimate or exercised without a proper mandate. As I had
suspected, the counterpart entity of UNDP at the working level in the
Government was quite unaware of developments in the General Assembly
and had to be briefed about them.
It was clear, and comparing
notes with colleagues from other countries later corroborated the
fact, that the creation of the institution of the Resident
Co-ordinator had been the result of intellectual efforts at improving
co-ordination made by Governments acting in the General Assembly. It
was left for us in the field to give it substance and to devise the
way of making good use of this new tool. In this respect, I remember
a colleague posted in a Latin American country exuberantly telling me
on the occasion of passing through Caracas : "Now I have a stick
!" He was utterly wrong, of course, both in form and in spirit.
In form, because the General Assembly had once more succeeded in
squaring a circle. It had asked the Resident Co-ordinator to assume
over-all responsibility for, and co-ordination of, operational
activities for development of the United Nations System carried out
at the country level. But two paragraphs later in the same
Resolution, it had decided that the preceding guidelines did not
affect the direct lines of authority and communication between the
representatives of organizations of the United Nations System at the
country level and their own Executive Heads. Twenty years after the
Congo mandate, again il fallait le faire ! The idea of the stick was
wrong in spirit too, because given the delicate texture of the
constitutional arrangements of the United Nations System,
irrespective of General Assembly pronouncements it was obviously only
through the co-operation and goodwill of the partners that coherence
and co-ordination could be achieved. This would be some years later
the approach to the development of a field culture of co-ordination
encouraged by the Turin workshops with which I would have the
privilege of being associated.
58. Governmental
informality
On the eve of my leaving UNCTAD for Caracas,
the Ambassador of Venezuela had kindly hosted a lunch for my wife and
me during which he had offered some friendly advice about what I
could expect in my new job. One of his points had been to prepare me
for the exceptional climate of informality I would find at all levels
of the Government. Was I facing an urgent problem, he said, I could
just call the Minister concerned and he would probably suggest that I
come and see him right away. It was however also part of the
informality, he added, that the Minister might have gone when I would
reach his office. The remark had struck me as rather funny until one
day it happened, and not to me but to the Head of a United Nations
Agency. IMO Secretary-General C.P. Srivastava had been invited to a
Conference on maritime affairs organized by the International Chamber
of Commerce (ICC) to be held at Caraballeda, an elegant seaside
resort near Caracas. He had felt it a matter of courtesy to inform
the Ambassador of Venezuela in London of his forthcoming visit to the
latter's country, indicating that his business would be entirely with
ICC. The Ambassador had insisted, however, that he be received at the
level of the Government and said he would take all necessary steps to
that effect with the Minister of Transport.
Being informed of
the situation upon Srivastava's arrival in Caracas I set my Office in
motion to ascertain what arrangements had been made for him to be
received by the Minister of Transport. It soon appeared that nothing
had been planned and upon our explaining the background of our
enquiry, an appointment was given to us for the Secretary-General of
IMO for 4 p.m. that afternoon. When we arrived at the Ministry a few
minutes before the agreed time, the secretary of the Minister did not
know what IMO was, she had no trace of an appointment for a Mr.
Srivastava, and the Minister was out of his Office and not expected
to return to his desk for the rest of the day. I greatly admired the
way Srivastava remained calm and composed. The greatest shock,
however, was to come to him in the evening. We had proceeded together
to Caraballeda to attend the opening reception of the ICC Conference,
and the Minister of Transport warmly welcomed Srivastava without a
word of explanation, not to speak of apology, for what had taken
place, or rather not taken place, in the afternoon. That, more than
the mixed -up appointment itself, hurt Srivastava who however, as the
true gentleman he was, did not let show any of his feelings. I was
myself lucky. I could think at the time of more than one Head of
Agency who would have immediately phoned Bradford Morse and asked him
to remove from his post that good-for-nothing Resident Representative
who was not even able to set up a schedule of appointments for a
visiting dignitary.
59.
Getting to know the country
The preceding story might be
somewhat harsh as an introduction to my presentation of the vision I
gained of Venezuela by serving in that country for two-and-a-half
years as UNDP Resident Representative cum United Nations System
Resident Co-ordinator. So even though a true story, please take it as
a friendly caricature ! My understanding of the job I was now filling
had always been that it would afford the opportunity to get a more
thorough grasp of a country than was the case from a Headquarters.
Santiago, Beirut or Nairobi, not to speak of New York and Geneva, had
been bases for regional or global activities. I was now in a
position, I thought, to concentrate in depth on a single national
situation. Venezuela has taught me the limits of the approach. Short
of engaging into academic or at least systematic research in history,
politics, economics and sociology which I hardly found the time nor
the energy to undertake beyond a certain level of generality, the
hoped for deeper understanding will entail a considerable amount of
sheer impressions, and those might well be largely influenced by
personal experience or feelings.
Having thus excused myself
for any impropriety or misjudgement, I would say that informality has
been indeed the first thing that struck me in Venezuela. I have
always found absurd the pretension of some senior UNDP officials to
receive in their position as Resident Representative the same
treatment from the Government to which they are accredited as an
ambassador of a sovereign country. On the other hand, a minimum of
consideration in their treatment seems to me to befit respect toward
the United Nations. When I first arrived at Caracas Airport on my
taking up my post, I was met by the officer-in-charge of the UNDP
office. Absolutely nobody at any level from the Government side had
bothered to come and welcome me. A rather sober reception for the
accredited representative of the world Organization ! I was left to
philosophically remember the advice received from the Ambassador
during our recent lunch in Geneva.
Living in Caracas, one
could not be indifferent to the duality of the Venezuelan capital's
society. With the have's occupying all the flat ground at the bottom
of the valley and the have-not's perched in the most visible way in
the shanty towns, known as barrios, on the slopes surrounding them,
the reality of the coexistence of those two worlds was before our
eyes at all times. Our office, as well as those of the Government
with which we were in contact, were all in the valley bottom, and so
were our accommodation and the dwellings of people with whom we were
in contact either professionally or socially. The hill slopes were a
foreign world. It was in particular through taking frequently a back
road through Petare to the Valle del Tuy that we could have a close
look at the shanty towns of Caracas, with their maze of poles
carrying unmetered electricity cables and television antennas. While
the two worlds rarely met, culture interestingly sometimes offered a
bridge between them. In terms of music, I shall revert to the matter
below, as it involved the UNDP. But it was also notable to see the
public flocking to the collections and the special exhibitions at the
National Museum. Some visitors obviously had come down from the
slopes, at times carrying along small children, trying to understand
and appreciate paintings or sculptural art. I found this particular
role of culture a noteworthy phenomenon of Venezuelan society.
The
already mentioned informality was indeed in Caracas a general feature
of social relationships. It accounted for a generally quite relaxed
atmosphere often exempt of protocol. This informality sometimes
reached an extreme, however, which could give a headache to ladies
hosting guests. It was not uncommon for a gentleman invited for
dinner to show up late accompanied by one or two uninvited and
unexpected friends. This was in the case of sitting dinners a
disaster which led to that kind of arrangement to be largely
abandoned. Laxity in observance of mentioned time also led to the
practice of quoting in invitations different times for national and
foreign guests in the hope of having them all show up more or less
together. On the other hand, important events could be quite solemn
and subject to strict protocol. I was trapped for more than three
hours, properly dressed in black tie, in the funeral ceremony for
Romulo Betancourt, venerated as a father of the Venezuelan democracy.
Rumour also had it that in Caracas, passers-by could be quite mauled
if they did not take their hat off when walking in front of the
statue of Bolivar in the Plaza Mayor.
The upper and middle
class was very political, torn between the two poles of Copei and the
Acción democrática, seemingly enjoying without worries the
democratic life of the country. Was it the oil effect that made the
political establishment so self-confident ? The national currency,
the bolivar, had been until then solidly pegged to the dollar and the
economy seemed quite dynamic. The country was also generous in its
reception of political refugees. There was in particular at the time
a large group of Chilean intellectuals who had escaped from the
clutches of the Pinochet regime. A number of them had had close
association with CEPAL in Santiago and felt related to the United
Nations. It is in the home of a former Ambassador of the Allende
Government that we spent a family dinner and evening with Isabel
Allende, then on the verge of sending to the editor the manuscript of
her first novel, La Casa de los Espíritus, which had just been read
by her mother, wife of the Ambassador.
Both duty-related and
private travel allowed me, and most of the time also Marg, to get to
know the striking variety of Venezuela's geography. We visited every
one of the five identified main regions of the country, i.e. the
coast, the coastal mountains that include the valley of Caracas, the
central plains or llanos, the Andean cordillera and the tropical
forest. Even this typology does not do full justice to the variety of
the country's geography, it being difficult to include in it the
Zulia or the Gran Sabana. The Sociedad Audubon Venezuelana, offspring
of the celebrated eponymous North-American Society, was of invaluable
assistance in helping us discover the various facets of the country's
extremely great diversity. This diversity, incidentally, is
remarkably well reflected in the writings of the great writer Romulo
Gallegos, who wrote a series of novels each of which takes place in
one of the regions of the country, covering both nature and society
in fascinating narratives. I can truly say that reading Gallegos was
for me of most valuable assistance to better know Venezuela in all
its beauty and complexity. A number of other writers have produced
novels which I found of major interest to enlighten for me the
history and the sociology of the country.
60.
UNDP Resident Representative in Venezuela
My posting in
Caracas started in a somewhat entangled manner, with the mishandling
described above of my double accreditation. I found, however, a
pleasant atmosphere and received a warm welcome in the office, which
was running smoothly under the interim leadership of Robert Leigh
since the departure of Navajas Mogro. It was in all respects akin to
my expectations in the light of the contacts I had had with other
UNDP offices in my previous positions.
As stated by my
predecessor, my new function as Resident Co-ordinator was not really
bringing anything new to the job. It became relevant from a new
angle, however, in view of an unfortunate initiative by UNDP which
played havoc in the whole United Nations System and also occupied me
for some time. The resources available to UNDP were not growing at
par with its proposed programme, a matter of considerable concern
generally. Under the guidance of the then top administrative official
of UNDP, Pierre Vinde of Sweden, very much the initiator and
proponent of the idea, an attempt was made to develop the policy of
having UNDP field offices charge for services they gave to Agencies,
the latter being billed and asked to reimburse UNDP. The proposal was
running counter to the whole history of UNDP field offices, which had
most of the time been considered by countries that hosted them as
offices of the United Nations at large to all extent found necessary
or useful. This was particularly the case in Latin America, as
illustrated by a story told by Gabriel Valdes, former Foreign
Minister of Chile and at the time Director of UNDP's Latin American
Bureau. I heard him more than once mention a conversation he had had
with United Nations Secretary-General Kurt Waldheim. The latter had
bitterly complained about the fact that while Valdes had his network
of representatives in the field which could keep him in constant
touch with life at the country level, he as Secretary-General was
lacking any comparable mechanism, bemoaning the absence in the United
Nations of a network of ambassadors as he had had at his disposal
when Minister of Foreign Affairs of Austria. It is true that in Latin
America, this perception of UNDP offices as being United Nations
offices has been widespread, sometimes way beyond the System and in
the political sphere. In Chile, for instance, the UNDP Santiago
office played an important role during the crisis provoked by the
Pinochet uprising and the ensuing regime. It had been for instance
the channel used by opponents to alert the United Nations of the
arrest of Valdes, who had been soon released as the result of
international pressure.
In normal circumstances, it was the
local UNDP office that made arrangements for visits by the
Secretary-General, Heads of Specialized Agencies or other high
officials of the System. That office was also relied upon for
communications concerning the business of the System's entities way
beyond matters involving UNDP, for instance contacts between the
governments and the regional economic and social commissions, The
proposed approach of charging users for such services struck me as
patently flawed, a feeling that was broadly shared by UNDP staff in
the field. Needless to say, Agencies were also dismayed at the idea
and very strongly opposing it. The need for additional resources was
such, however, that UNDP Headquarters put pressure for a long time on
its field offices and specifically demanded that this new financial
policy be implemented. Good sense finally prevailed, however, and the
idea was shelved. But the issue occupied a significant amount of my
time in Venezuela.
As for the UNDP country programme of
co-operation with Venezuela, the institution and its procedures were
by then well established and did not give rise to any particular
problem. Relations with the counterpart unit in the Government,
located in the Foreign Ministry, were friendly at all times. Economic
planning in line with CEPAL's doctrine had been adopted in Venezuela
also, and the Planning Ministry was UNDP's main counterpart in the
Government. The profile of the programme was on the whole similar to
many others in the region. Three projects, however, all three rather
unorthodox, have remained in my mind from my Venezuela experience as
particularly noteworthy.
Infrequent occurrence in a country
programme, one of our projects was carried on by the International
Atomic Energy Agency (IAEA) based in Vienna acting as Executing
Agency. Based in Maracaibo, the project had as its objective to
obtain a genetic modification of the sorghum cereal in order to
render its harvest and post-harvest handling more amenable to
mechanisation. Maracaibo being the centre of the oil-producing
province of Zulia, the project, headed by an Indian scientist, was a
reminder that agriculture was also an important dimension of the
country's development. What strikes me today about this project is
the fact that more than fifteen years before the explosion of the
bitter public debate about the acceptability of genetically modified
organisms, an experiment was carried on in this field by the IAEA
very quietly and to my knowledge without any question asked about the
potentially negative effects of the process.
In a quite
different sphere of activity and relating to a very different
problematic, I still keep in mind the lesson I learned from a project
concerning civil aviation. The country programme had carried for
quite a number of years a project consisting of ensuring the training
of technical personnel for the running of the national Caracas
Airport at Maiquetia. The project visualized that beyond ensuring the
availability of trained technicians for Maiquetia, it would provide
the civil aviation authorities with sufficient trained personnel to
staff the other major airports of the country. The results of the
project were unfortunately very poor. Experts assigned to the task of
training local staff had been very dissatisfied with the response of
the trainees and with the lagging co-operation received from the
airport authority. Already my predecessor had had difficulty, in
reviewing the implementation of the project, to give favourable
consideration to requests for its continuation. I was in my second
year in Caracas when the matter came up again. The situation having
been once more thoroughly reviewed, the consensus in the UNDP office
was that we should approach the International Civil Aviation
Organization (ICAO) based in Montreal, which was the Executing
Agency, and suggest that the project be terminated.
My raising
of the question with ICAO was quite sobering. Their reaction was
sharp and to the point. The Maiquetia training programme, they said,
ensured through the presence of international experts posted as
trainers the normal functioning of the Caracas Airport as a point of
overflight or stopover of cardinal importance in the traffic between
North and South America. Should the project be closed, Panagra and
Eastern Airlines would be immediately in trouble there, and in a
matter of days the United States Federal Aeronautics Agency would be
yelling from Washington at ICAO asking them what the hell was
happening in Caracas. Needless to say, the continuation of the
project was approved by UNDP. ICAO, on its part, pledged to pursue
its efforts to ensure in due time the training of national personnel
which could take in hand the technical management of the Airport. And
I felt a bit wiser from the experience. Technical co-operation is
such a complex game, demonstrating in this case the important hidden
function that might be exercised by a seemingly routine project.
The
third project which stuck in my memory was again of a very different
nature. When studying for the first time the country programme, I
noted in it with keen interest, but also considerable surprise, a
project entitled Assistance to the Venezuelan Youth Philharmonic
Orchestra. Upon enquiring from the staff in the office, I learned
that this reflected the view strongly held by Gabriel Valdes in his
capacity as Head of the UNDP Latin American Bureau, that culture was
as much part of development as economics or social affairs. In line
with that thinking, Headquarters had found it acceptable to have this
project proposal inserted into the country programme. From the
development angle, the project was considered particularly worthy,
inasmuch as the venture it supported was not aiming to attract the
youth of the privileged classes. Those already had access to
classical music thanks to the importance attached to that activity in
affluent circles - an activity, incidentally, which Marg and I could
observe and often enjoyed during our stay in Caracas. The objective
of the venture was to offer access to playing classical music to the
youth of the under-privileged majority of society mostly living in
shanty towns, thus motivating them to concentrate their time and
energy on a constructive activity. I was elated. UNDP contribution
was very modest, but responding to specific requirements formulated
in the form of project proposals submitted by the Government on
behalf of the venture. I remember one day our office welcoming a
group of no less than four experts reaching Caracas to meet one of
those requirements. Four experts for a relatively short assignment,
wasn't that a bit much ? It turned out that they were the four
members of the Portland Quartet, invited to advise members of the
orchestra on problems of interpretation and the best practice of
their instrument.
It is with considerable expectation that I
met the person who had to be credited with both the idea of involving
the youth of the barrios in playing classical music in an orchestra,
and the energy to carry through such a daring project. Jose Antonio
Abreu was a truly exceptional personality. He had been Minister of
Economy in a previous government, and was when I met him completely
involved in building up and conducting the symphonic orchestra he had
painstakingly assembled after organizing the teaching of the various
instruments involved, identifying the more talented girls and boys
and coaching them as players in an orchestra. I was soon fascinated
by seeing Abreu conducting working and rehearsal sessions, and I
developed with him a friendly relationship. Marg and I became regular
members of the audience at concerts given by the orchestra under his
direction. He organized in 1982 a concert dedicated to the United
Nations in which we were guests of honour. The level of performance
attained by those young people under Abreu's direction never ceased
to astonish us. It is one thing to conduct the performance of a piece
by Stamitz or even Mozart, but the conductor was demonstrating equal
dexterity, and the orchestra equal mastery, in playing a symphony of
Gustav Mahler !
Chatting with Abreu, it occurred to me to ask
him one day why he had come to the idea of asking for assistance from
the United Nations for his project. The whole venture had acquired a
dimension and a dynamism which required considerable resources which
he obviously had at his disposal. The mere providing of instruments
to players, most of whom could hardly afford them by their own means,
surely represented in itself an enormous sum of money. What the
United Nations could bring as an added resource was probably
insignificant. Abreu's reply remains engraved in my memory. He said -
we were talking in Spanish : "Pero Señor Berthoud, el paraguas
azul !" The blue umbrella ! He went on to explain that the fact
that the United Nations was associated with his project was of
paramount importance to strengthen the credibility of the venture and
stimulate sponsors. Whatever may be our financial contribution, the
prestige gained by the fact that the United Nations supported the
orchestra was for him invaluable. It certainly was heart warming to
hear such testimony. There is, after all, another dimension to the
dream of 1945 in setting up the World Organization which is today so
often vilified.
The classical music venture for the Venezuelan
youth has since my time in Caracas incredibly prospered, and it is
today known world wide. The Simon Bolivar Youth Orchestra, which
assembles the most talented elements formed by the programme, has
given concerts at Carnegie Hall in New York and in the Concert Hall
of the Berlin Philharmonic, the latter in a performance that has been
shown internationally on television. A documentary of 2007 presented
on Arte has given a comprehensive picture of the gigantic effort made
to capture the interest in classical music of the youth in
Venezuela's poor segment of the population - the other side of this
dual society. Figures quoted were staggering, with
one-hundred-and-fifty orchestras scattered over the country, several
of them now professional. The documentary, which gave due credit to
Abreu for his cardinal role in the venture, showed among others Simon
Rattle and Giuseppe Sinopoli conducting the Orchestra in Caracas,
with Rattle exhibiting an enthusiasm that spoke for itself as to the
quality of the response he elicited from the players. A relentless
effort of nearly thirty years is bearing fruits that are very real
and very concrete. The cultural and the social worth of the programme
both do homage to this extraordinary enterprise.
In addition
to travel within Venezuela referred to earlier, I also had the
opportunity to travel in the region on the occasion of being
designated as Representative of UNDP at regional meetings. This
brought me, accompanied by Marg, in particular to Panama and to
Cartagena de las Indias. I may add that Marg and I also undertook
during our stay in Caracas two memorable private trips in the region.
One was to the Galapagos where we discretely celebrated my sixtieth
birthday. The other was in Grenada, still quiet and unspoiled a few
months before the United States invasion, with a stopover to see the
Trinidad carnival in Port of Spain.
I would finally mention,
as a note of disappointment, that contrary to my expectations, my
post as UNDP Resident Representative in Venezuela hardly involved me
in contacts with SELA, CORFO or the San Jose Oil Facility. With Perez
Guerrero back in opposition, Venezuela also was taking a much lower
profile in North-South politics than had been the case when I had
been in UNCTAD. That meant less pressure on the job than anticipated,
which also had its bright side. Caracas has been for me a relatively
quiet time, which both Marg and I greatly enjoyed. We also came to
the conclusion that we should not prolong unnecessarily our stay in
Venezuela. My sixtieth birthday had passed unnoticed at Headquarters,
and we set the next one as the target for my retirement. As could be
expected, Morse asked me to stay longer in the post, but I had made
up my mind and retired on 31 May 1983. We then resettled in Geneva,
without having at the time any clear idea of what would be the
profile of my post-professional activity.
X.
Post-retirement professional activities
61. Facing
an active post-retirement professional life
My
post-retirement professional life has been very rewarding and
exciting, in good part because I went on significantly learning and
broadening my horizon. As a result of the fact, I suppose, that my
career in the United Nations Secretariat did not unfold in one
groove, but across a number of different settings, officials in
different entities have felt that they could still use my experience
in using my services as a consultant. I had thus the privilege of
engaging in consultancies in a variety of fields of activity.
Incidentally, I think that it is one of the remarkably positive
features of the United Nations, that it does not let the whole
accumulated institutional experience of staff members instantly fade
away upon retirement. I know it irritates the Fifth Committee of the
General Assembly and it is contrary to the practice of many
governments, and I don't deny that abuses may occur. But on the
whole, I would take the view that the use of retired persons in order
to explore new avenues of activity is a very useful way of keeping
alive the much needed but often floundering institutional memory of
an organization.
The other major dimension of my
post-retirement activity has been teaching. I was known to have lived
through a number of different situations involving various facets of
the work of the United Nations, and also to have shown considerable
interest in the life of the Organization in general. This had
included, it will be recalled, teaching about the United Nations at
the University of Neuchâtel before joining the Organization. Aware
of the course of my career and in particular of my legal background
and experience, the United Nations Institute for Training and
Research (UNITAR) approached me soon after our return to Geneva. I
was asked whether I would be prepared to participate in the
post-grade legal training programme for professionals of developing
countries that had been set up by the United Nations Legal Office and
in which UNITAR was actively involved, and to develop in that
programme a module on international trade. Somewhat concerned about
the challenge it posed to me and the work it would entail, I
nevertheless accepted the offer. This was the first step in a venture
which contributed in a decisive way to enriching my retirement days
with a steady exploration of new frontiers of my knowledge.
62.
Consultancies
I undertook consultancies intermittently
from the very first days after retirement until the time I decided,
fourteen years later, to entirely give up professional activities.
During all that period, the consultancy work in which I engaged was
interspersed with a fair volume of teaching. I shall deal with the
latter in the next section of this narrative. It should only be kept
in mind that teaching and consultancy, though conceptually and
administratively distinct, were thoroughly intermingled in my
post-retirement professional activities.
My first consultancy
took place at the initiative of the Director General for
International Economic Co-operation (DIEC). Requests for my services
then came from various entities of UNDP, from UNCTAD, from the
International Trade Centre (ITC), and in one case from UNEP and in
another from the Swiss Government. According to my records, it is a
total of no less than 26 consultancy assignments I undertook between
1983 and 1996. I must confess that I was boastful enough to also keep
a list during that time of the consultancy offers I declined, which
turned out to be significantly more numerous than those I
accepted.
Emerging from the relative isolation of UNDP
Resident Representative in charge of a single country programme, I
was abruptly projected into the complexity of the United Nations
System as a whole. Interrupting my repatriation travel upon
retirement, I stopped in New York early in June 1983 to respond to a
call by DIEC to participate in an exploration of the question of the
harmonization of field procedures within the United Nations System.
The post of Director-General of DIEC had been created by the General
Assembly in l979 as a watchdog over the resident co-ordinator system
introduced at the time. I had the occasion to refer to that new
institution earlier in this narrative in relation to my arrival in
Venezuela at the beginning of 1981. The initiative of DIEC was
indicative of the general atmosphere of concern that prevailed at the
time within the System as to the adequacy of the arrangements under
which the United Nations, its autonomous entities and the Specialized
Agencies were co-operating. The issue was particularly sensitive in
respect of activities in the field. It would never cease to haunt me
in the coming years and was to culminate in the Turin Programme to
which I shall turn later.
True to political correctness as
applied to the United Nations System, DIEC's exploration was
entrusted to a team of two consultants, I would come from the UNDP,
as presumably the major provider of multilateral resources for field
activities. The other consultant was to be from a Specialized Agency,
as representative of the views and interests of the executing
agencies that were spending those resources in the form of
development projects. He had been chosen in the person of Prabha
Kumarakulasinghe, a senior official of the International Labour
Organization (ILO). Prabha was particularly well placed to represent
the collective interests of the executing agencies. He had been
recently seconded from ILO to a newly created inter-agency
co-ordination office. Located in Geneva, that office was meant to
facilitate contacts and the interchange of information among the main
partners of the System. It was also to provide a more steady support
for the preparation and holding of inter-agency meetings. Prabha and
I worked hard for a few days in New York on an analysis of the
problem we had been asked to address. We finalized our conclusions in
Geneva in the following weeks, in a paper which made some
recommendations while also pointing to some of the difficulties
inbred in the System as it had been conceived and had evolved. More
important for me than this small step in a long path in search for a
better functioning United Nations System, this first consultancy was
the occasion for Prabha and I to get acquainted. This was the
beginning of a strong and steady bond of close friendship which
developed between us. In point of fact, I became in later years a
very frequent visitor to his office. We shared long conversations and
in the exchange of papers our convergent ideas about the weaknesses
of the System we served and about the way of making it work better.
He became one of the co-architects of the Turin Programme. His sudden
premature passing away deprived me of a close friend, and the System
lost with his death an exceptionally intelligent and visionary
servant of our cause.
62a. UNDP
The first
call I had from UNDP for a consultancy job, harbinger of a long and
varied collaboration, came from Bradford Morse personally in the Fall
of 1983. I was invited to New York where I found myself to be one of
a team of about 18 people, some retired but also some still in active
service in UNDP or in DIEC. We had been called together to prepare
ourselves to fan out in a vast field enquiry conceived as the
backbone of what was labelled a "Study on Measures to be Taken
to Meet the Changing Technical Co-operation Requirements of
Developing Countries". The very title of the study was another
revealing indication of the state of affairs in the United Nations
System in respect of development co-operation. Ever since the drama
of the Jackson Report and the deliberations leading to the UNDP
Governing Council Consensus of 1970, the System had worked toward
adjusting itself to the modern vision of developing countries'
governments being the masters of the programme of development
co-operation. However, accountability for the use of resources put at
the disposal of the programme by donor countries remained vested in
the UNDP bureaucracy that administered it. New equilibria had to be
designed and worked out to find solutions acceptable to all parties,
and work on that account was still in progress. In addition, a major
factor overshadowing the whole scene was the progressively shrinking
volume of resources available to finance development activities. It
was the accumulation of those concerns that had made the UNDP
Administrator wish to conduct the study which was being launched.
We
had several meetings in New York working out the specific elements of
the discussions to take place in the field. Each of us was then
assigned to visit one of the countries chosen for the enquiry. For my
part, I was asked to concentrate on Brazil, and also to sound out
CEPAL in particular in relation to its concern for certain regional
and inter-regional activities. I thus visited Brasilia and Santiago
de Chile and delivered to UNDP Headquarters two separate reports on
the results of my discussions. I then lost somewhat sight of the
further fate of the study. I distinctly remember, however, two
dimensions of our collaboration on this project which were of special
interest to us with reference to our experience in the field. Indeed,
two new concepts had emerged in the previous years and were still the
object of controversy within UNDP, i.e. on the one hand cost sharing,
and on the other government execution.
Cost sharing consisted
in having a government recipient of UNDP assistance co-financing,
through resources of its own, part of the cost of the country
programme. In other words and crudely put, a government could buy
from UNDP specific inputs in that programme which would presumably
have otherwise been left out for lack of funding. Projects thus
financed were treated in all respects with the same attention and
subjected to the same discipline as UNDP-funded ones. This facility
had been introduced a few years earlier and it did not in itself
raise controversy. It had become the object of considerable
discussion, however, to the extent to which a line of thought had
developed according to which it could become the only source of
funding for UNDP activities in middle income developing countries,
with UNDP funding being allocated entirely to supporting the
development of the poorer countries. Particular concern about such a
trend was felt in Latin America, and the Brazilian and the CEPAL
officials I had interviewed during my mission had been quite
emphatically stressing the need for UNDP to maintain its support to
all countries in the region. I had myself strongly made the same
point in a paper I had presented two months earlier in Berlin at a
Roundtable on Technical Co-operation in the Development Process
organized by the German Foundation for International Development. My
paper, entitled Technical Co-operation in Latin America - A Partisan
View, in which I had included a statistical analysis of development
indicators, has been published in the report of the
Roundtable.
Government execution, on the other hand, was a
very new concept. It consisted, as clearly spelled out by its very
name, in having projects included in a country programme executed
directly by the recipient government, renouncing the designation of
an executing agency. The concept was not yet operational, and it was
the object of a very lively and at times stormy debate both within
UNDP and in the System at large. It was to be fully expected that
agencies which had theretofore been invariably called upon as
executing agencies for projects in their field of competence, would
oppose such a facility on principle. But UNDP officials themselves
were sharply split on the issue. Some welcomed the idea as innovative
and fully responsive to the new orientation of development
co-operation heralded by the Consensus of 1970. Others, and I was
articulately one of them, opposed the concept on the ground that it
eliminated from the process the external additionality that was the
very raison d'être of development co-operation. The concept had the
ingredient, I was arguing, of UNDP becoming a financial agency
handing out checks to governments. The Brazilians were at that time
clearly of the same view. If it was something they could do
themselves, they said, they would find the money and do it. It was
the element which they missed that they were seeking in external
assistance.
Maybe my recollection of our discussions about
government execution is particularly sharp because this was the one
and only issue about which I ran into complete disagreement with my
close friend Stig Anderson. I had known Stig, a Dane, since the early
sixties, when he was already a senior official on the operational
activities side of the Department of Economic and Social Affairs.
Through the years, we had sat together in different capacities in
many inter-agency meetings. Sharing the same vision of the mission of
the United Nations and of the role of operational activities in the
pursuit of its mandate, we had developed solid bonds of friendship
and had been comrades-in-arms in many battles fought in the process
of refining our procedures. Our personal relations having grown
deeper, we were often spending time outside official meetings
discussing our problems and reshaping the world as we would have
liked it to be. Stig was one of the 18 people called by Morse to look
into the problem of the future of technical co-operation
requirements. Without it altering in any way our deeply rooted
friendly relation, it was for me a shock to see him enthusiastically
endorsing the concept of government execution and defending it with
strong conviction. After lengthy discussions, I had to come to the
conclusion that Stig truly considered government execution as the
only logical ultimate consequence of the so-called Consensus of 1970,
by which the UNDP Governing Council broke away from the paternalistic
approach to development co-operation of earlier years and made it
clear that the developing countries themselves were the masters of
the development programme of the United Nations. I did not remain
closely enough connected with operational activities after 1983 to be
able to pass judgement on the evolution and effects of the government
execution facility. As for Stig Anderson, he retired to his country
Denmark and our relations got looser. The news of his premature death
in the isolation of idleness reached me a few years later and left me
with a feeling of sadness but also the acute memory of glorious times
at the service of our Organization.
I was involved in early
1985 in another assignment reflecting the Organization's search for
its bearings in the evolving world. UNDP was asked to review, or more
accurately stated to redraft, an Overview of the Objectives and Plans
of the Organizations of the United Nations System which had been
rather hastily prepared by an inter-agency mechanism. The style of my
first papers having presumably been appreciated within the house, I
was asked to join the team of officials engaged in this task. Luis
Gomez, Assistant Administrator, was in charge of the project. I spent
over five weeks in New York in February and early March working in
particular on the segment of the overview covering the Bretton Woods
institutions. The research I had already undertaken in their regard
for my teaching assignments was in this context very valuable. For
some reason unknown to me, it had been decided that the overview
would not be subject to consultations with the agencies concerned.
This predictably created some difficult moments with the
representatives of the International Monetary Fund and of the World
Bank, with whom I entertained friendly relations in the inter-agency
meetings in which we had been sitting together for many years. In the
end, the Overview paper faded away from the horizon of inter-agency
affairs and I was never able to ascertain what had been its ultimate
fate.
Beyond the two major UNDP projects referred to up to
now, I was called between 1983 and the mid-nineties to engage in a
number of consultancies for UNDP. Not all of them, naturally, were as
much centred on the role and functioning of our operational
activities as the one referred to at length in the preceding
paragraphs. But I had been involved in one way or another in that
side of the United Nations mandate all along my career, from my
mission in Lebanon in 1956, through the different positions I had
held in CEPAL, in UNESOB, in UNCTAD, in ITC and in UNEP, to my
posting as Resident Representative as my last job before retirement.
I therefore maintained a great interest in all aspects of the life of
UNDP and readily responded to their calling on my services as a
consultant.
Between 1984 and 1988, I was invited five times by
UNDP's Latin American Bureau to join their staff in New York and work
on the drafting or review of policy papers in relation to meetings of
their field and Headquarters staff. I was also asked by the Bureau to
assist in the review and finalization of the country programmes in
Nicaragua in 1985 and in Panama in 1988. The Bureau for Arab States
followed suit by inviting me to assist its local offices in the
finalization of the country programme in Syria in 1986 and in Jordan
in 1987, and to undertake the same year an exploratory mission to
Qatar. Except in Doha where UNDP did not yet have a presence, those
assignments to be carried out in the office of the Resident
Representative, that it be in Managua, in Panama, in Damascus or in
Amman, always had a psychological dimension of some complexity.
Whatever explanation might be given for the dispatch of a consultant,
the fact remained that Headquarters had not considered the programme
presented by the official in charge on the spot to be acceptable as
such, and someone was sent to assist him or her in working out a
better presentation. The implication was potentially vexing for the
person in charge as a reflection on his ability to perform the job
with which he had been entrusted, and this was a point of which I was
acutely aware. I dare say that I was lucky enough to succeed in every
case in making the incumbent feel that Headquarters assistance was a
welcomed addition to the good job already done by the local office. I
should say that this delicate psychological exercise was greatly
facilitated, in particular in Damascus and in Amman, by my rather
good knowledge of the local and regional scene and the recollection
of personal experience in those countries. Having worked in CEPAL was
also to some extent an asset in Managua and Panama, though Central
America had never been as close to Santiago de Chile as it had been
to its Mexico office.
The Africa Bureau of UNDP, on its part,
called twice on my services during my active retirement. The first
time was in 1985 to be the team leader of a mission to Mali to assess
the results and review the scope of a project on the development of
international trade co-operation. Financed by UNDP, the project was
executed jointly by UNCTAD and ITC, and both agencies were requested
to designate an official to work with me. This was of course for me
familiar ground, and I knew well the two staff members who joined me
in Bamako to carry out our mandate. This made for a very smooth
working of our team. The mission spent twelve days in Bamako and
finalized its report upon return to Geneva.
62b.
Namibia
The other request of the Africa Bureau came in
1989. I was asked whether I would be prepared to join a two persons
team, to be headed by Ahmed Abdallah, former Director in the
International Monetary Fund and Deputy Governor of the Central Bank
of Kenya, to carry out a reconnaissance mission to Namibia on the
Financial, Economic and Socio-economic Aspects of the Arrangements
for Independence. It was made clear to me in presenting the offer
that while for obvious political reasons, the mission should be
headed by an African political figure, I would be fully expected to
be its backbone in ensuring that it would carry out its mandate in
conformity with United Nations objectives and practice. This was to
be in an overall United Nations perspective the most important of all
the consultancies I undertook after retirement. It was being set up
in response to a Security Council Resolution urging that economic and
financial assistance be provided to the Namibian people, both during
the transitional period and after independence. This was quite new
ground for me. I was very interested in the prospect of broaching the
economic and social dimension upon the political process of
independence now engaged, and I gladly accepted the assignment.
The
consultancy was called a reconnaissance mission, in particular
because of the necessity to identify a number of parameters which
were blurred as to the way in which the Republic of South Africa had
handled to date the affairs of the territory of South-West Africa,
now soon to become the independent country of Namibia. Considerable
attention had been given by the international community to the
country-to-be and numerous studies undertaken from outside the
territory, in particular in Lusaka where the South West Africa People
Organization, SWAPO, had its Headquarters and the United Nations
Institute for Namibia was located. Some basic information was
missing, however, that would be vital for the launching of an
independent Namibia. The mission was therefore requested to ascertain
the availability of information on assets and liabilities of the
territory, its budget, trade arrangements, ownership of companies and
economic activities, and actual and potential human resources. For
that purpose, it was invited to get in touch with all relevant United
Nations System organizations, the World Bank, the International
Monetary Fund, the Commonwealth Secretariat and any other relevant
sources - obviously meaning inter alia, without saying so, the
Government of South Africa.
The mission assembled in New York
on 3 April 1989. Working without interruption, we visited Washington,
London, Geneva, Lusaka and Pretoria. We then spent 24 days in
Namibia, visited again Lusaka on the way back to New York where we
finalized the mission's report and completed our task on 8 June. It
is a pleasure to be able to relate that during that long and mostly
hectic peregrination, my relations with Ahmed Abdallah were
constructive and friendly at all times. He was a cultivated and
sophisticated gentleman who never at any point acted as chief of
mission in a way that would have caused me the slightest
embarrassment in my position in relation to his own. To be honest,
when it came to facing the problem of the disentanglement of the
finances of South-West Africa from those of the Republic of South
Africa, it was reassuring to have as co-consultant a colleague
specialized in public finance. Abdallah was a fervent Moslem, and we
spent considerable time during our free moments talking about the
theology and practice of his religion. He was obviously a leader in
his religious community and known internationally as such. During our
stay in Windhoek, he made a short visit to Durban to meet Moslem
leaders.
The major shock of the mission came for me when
reaching Johannesburg. I am, after all, a member of a society which
in a generation has taken the greatest care to abide by a strict
boycott of all and any product coming from South Africa. In point of
fact, it was the country itself which we deliberately blurred in our
thinking, a country which we would never visit and with which we
would have nothing to do except for protesting its apartheid policy.
And now here I was, accompanying a gentleman whose racial profile
certainly was not that of a white supremacist, prepared to move to
Pretoria to have a series of meetings with important members of that
country's Government. And the visits indeed included the Reserve
Bank, the Department of Finance, the Department of Foreign Affairs
and the Development Bank of Southern Africa. Let me hasten to say
that we were received everywhere in a very civilized way, nowhere
cordially, but at times with courtesy and always at least with the
required element of politeness. The Government had finally lifted its
veto on the move to declare the independence of Namibia and it was
co-operating with the United Nations in the implementation of the
plan agreed for this purpose. But we were still the personification
of a world Organization that had chastised them for a long time, and
the adjustment to the new situation was understandably for some of
the officials of the Government rather difficult.
We reached
Windhoek as the military wing of the United Nations Transition
Assistance Group (UNTAG) was moving into the city, where the
personnel of the first of 20 participating countries had arrived. I
felt for a moment projected back almost thirty years, so reminiscent
was the scene of the days of Léopoldville in 1960. Parks of trucks
and jeeps, movements of vehicles in all directions, temporary offices
jammed with officers seeking guidance, blue helmets working on taking
their positions, blue berets idling in expectation of instructions,
this had all the features of a peace-keeping operation on the move.
It was, however, a very special and unique operation. UNTAG had been
designed more than ten years earlier, in 1978, by the Security
Council as a mixed military-civilian operation, as part of a broad
plan aimed to lead Namibia to independence. The plan had been worked
out by a group of five countries, i.e., the United States, the United
Kingdom, France, Canada and Germany. South Africa had accepted the
plan in principle in 1980. It had made the reservation, however, that
the independence of Namibia could not be proclaimed as long as Cuban
troops would not be withdrawn from Angola, and stubbornly held to
that position for many years. The United Nations had never accepted
the South African stand on this issue, but neither had it felt
appropriate to proceed against their will. Lengthy tripartite
negotiations between Angola, Cuba and South Africa had ensued,
mediated by the United States. They concluded at the end of 1988 with
a tripartite agreement, as well as a bilateral agreement between
Angola and Cuba providing for the phased withdrawal of Cuban troops,
to be supervised by the United Nations Angola Verification Mission
(UNAVEM). The way had thus been cleared to set into motion the plan
approved in 1978 mapping the process that was to lead to the
independence of Namibia.
The civil administration of
South-West Africa was still very much in place when our mission
arrived in Windhoek. We thus embarked in a lengthy series of meetings
aiming to obtain the information required in pursuance of our terms
of reference, the thrust of which was clearly financial and
macro-economic. This included all the top echelon of the local
government, in contacts which took place in an positive atmosphere
similar to that we had found in Pretoria. The mission was able to
identify and get hold of a number of documents and sources of data
which had been up to then only available locally. We also had
interviews with key actors of the parastatal and private sectors, as
well as with members of foreign liaison or observer missions. In the
private sector, the Germanic presence was very palpable, both in
business and culturally. I privately attended an evening concert
given by a local symphonic orchestra the level of which was certainly
on a par with any good German ensemble, and where as much German as
English was spoken in the all-white audience. In point of fact, the
whole situation in which our mission found itself was from a racial
angle rather odd. All our official contacts were with white officials
of the colonial administration still in full charge of public
affairs. The forthcoming generation of political and administrative
leaders was not yet present. We had met them in Lusaka and would see
them there again on our return. The South African administration did
nothing to put us in touch with any of the local people who would
undoubtedly play a role in the affairs of independent Namibia. The
situation would be quite different when I returned to Windhoek two
years later to teach in a regional training course on international
law organized by UNITAR.
Before leaving Namibia at the end of
our mission, Abdallah and I decided to take a week-end trip to the
Atlantic shore to see a bit of the back country and primarily to
visit Walvis Bay. That port city was administered by the South
African authorities as South African territory and not considered by
Pretoria to be a part of South-West Africa. The Namibian independence
movement claimed Walvis Bay as part of the country it sought to
establish. The issue of the future of that territory was one which
weighed heavily on the whole process of moving toward independence.
We were thus keen to see the place with our own eyes. Having driven
through the desert, we spent the night in Swakopmund, a sea resort
city the German heritage of which was glaringly apparent. The border
crossing the next morning to Walvis Bay was uneventful, but clearly
subjected in terms of documentation and search to the routine of
classical international border control. The city itself was without
particular interest or charm. It exhibited all the features of a
large sea port with its hangars and cranes. Without being overly
attractive, the residential areas were pleasant enough with large
zones of single houses. We crossed the international border back to
South-West Africa by mid-afternoon and reached Windhoek only long
after nightfall.
We moved during our whole stay in Windhoek
in the shadow of the Acting Special Representative for Namibia of the
United Nations Secretary-General, who was responsible in situ for the
implementation of the plan for independence drawn up and adopted by
the Security Council. The post was filled at the time by Martti
Ahtisaari of Finland, already then a veteran in United Nations
affairs, who received us warmly on our courtesy call upon arrival.
His attention was understandably fully absorbed, however, by the
deployment of UNTAG and the political process now engaged, and we had
little opportunity to see him again duing our stay in Windhoek. His
office was kept fully informed, however, of the progress of our
mission and of our findings.
The UNDP asked again for my
services as consultant at the end of 1989. The question of the
coherence of the United Nations System in the delivery of the
programmes of its component parts was as burning as ever. The UNDP
had been mulling on the issue for some time, and it was suggested
that I could usefully take stock of the state of affairs and put
together the elements of a proposal for a United Nations System
Programme in the Management of Field Co-ordination. This was to be
the forerunner of the Turin Programme to which I shall devote a later
section of this narrative. It is in that context that I shall revert
as may be necessary to the above consultancy.
62c.
UNCTAD and ITC
After my retirement, UNCTAD called two
times on my services as consultant for a major project, while a third
involvement with it was short-lived and ended in an impasse. Gamani
Corea asked me early in 1984 whether I would be prepared to join a
team of consultants entrusted with the task of looking into the
problem of strengthening programme evaluation in UNCTAD. He was
setting up what could truly be described as a dream team, and I
readily accepted. The other consultants were George Davidson, former
Under-Secretary-General for Administration, whom I knew well and for
whom I had great respect, and two close colleagues and friends,
Michael Zammit Cutajar and Jorge Viteri de la Huerta. I had had
several dealings with Davidson on behalf of both UNCTAD and UNEP when
he was the administrative top boss in New York. It was obvious that
he should be considered as the head of our team, but he always
staunchly refused that the matter be formalized and insisted that the
four consultants be invariably listed in alphabetical order, even in
our final report circulated to governments. The subject of evaluation
had become in the early eighties the tarte à la crème of good
management. The General Assembly itself had in 1983 requested that
the Secretariat review all possibilities available to strengthen
evaluation units and systems, and governments had played the same
tune in the Trade and Development Board. We worked for several weeks
in Geneva analysing the problem as it presented itself in UNCTAD. Our
conclusions offered the profile of a comprehensive evaluation system
and suggestions for its organization and management. Our report was
endorsed by the Secretary-General of UNCTAD and transmitted to the
Trade and Development Board in August 1984.
UNCTAD approached
me again in the Spring of 1988, this time with a proposal of a quite
different nature. I was asked whether I would be prepared to study
the question of institutional arrangements for commodity study groups
and present my conclusions on the subject. Such a mandate was for me
doubly attractive. It would plunge me again into the field of the
regulation of commodity trade which had been my pet subject in my
UNCTAD days. It also appealed to me as a lawyer, immersed as I was in
refining my teaching in the framework of UNITAR's legal training
programme. I thus accepted to embark on what would turn out to be
possibly the major single intellectual exercise of my post-retirement
activity. I devoted to it most of my time between the beginning of
May and the middle of July of that year.
International
commodity study groups had been in existence for many years side by
side with international commodity organizations or councils. The
latter were created by agreements negotiated by producing and
consuming countries, the purpose of which was to ensure the
regulation of the international trade in the commodity. The two major
instruments used by such agreements for controlling the market were
either quota or buffer stocks, or a combination of both. At the time,
commodities like coffee, sugar or tin were the object of such
agreements. International commodity study groups were also created by
agreements negotiated by producing and consuming countries. Their
objective, however, was not regulation of the trade through
intervention in the market. Less intrusive, they aimed to promote
co-operation between producers and consumers by ensuring transparency
at the levels of production, trade and consumption of the commodity,
by providing a forum for the exchange of information and
consultations, by undertaking as appropriate studies on issues
concerning the commodity, and by considering possible solutions to
special problems that may arise or be expected to arise in respect of
the commodity. In other words, they offered a soft approach of
non-regulatory co-operation, as opposed to interference in the
market. Such study groups were in existence for lead and zinc, nickel
and rubber. Organizations, councils and study groups were all
considered as intergovernmental organizations.
The specific
question which UNCTAD had asked me to address was that of the merits
of establishing commodity study groups within the structure of
UNCTAD, as compared to their being established independently outside
UNCTAD. Already ten years earlier, the matter had been debated at
great length in the framework of a series of meetings on copper. The
meetings has been called in the expectation that there was general
agreement that such a study group be created. The issue as to whether
it should be set up within UNCTAD or outside UNCTAD had, however,
dominated the deliberations from beginning to end and led to an
impasse. The matter was later raised in meetings concerning iron ore,
tin, nickel, and again copper. UNCTAD had meanwhile diligently
attended to the requirements of its Integrated Programme for
Commodities which called for the negotiation of regulatory agreements
for a large number of commodities. In the late eighties, it was
already apparent, though, that the general trend in the international
commodity trading community was moving away from regulatory
mechanisms. Hence no doubt the active interest of UNCTAD in
clarifying the question of the most appropriate design for the
institutional setting of study groups, the demand for which would
undoubtedly increase with the growing lack of willingness to regulate
interference in the market.
After considerable background
research and extended consultations within the Secretariat and with
government representatives in Geneva as well as with several
commodity communities in London, I produced a report which, though on
the whole highly technical, could not avoid trespassing into the
realm of power politics. I reread with amusement in working on the
present narrative the letter that Ken Dadzie, who had succeeded Corea
as Secretary-General of UNCTAD, had sent me at the time. Very
positive and thankful for my valuable and thought-provoking report,
he went on to say that he and his senior colleagues had given careful
consideration to the question of disseminating it. Given the delicacy
of some of the issues I had raised, they had considered that it would
be best to keep the report as advice to the Secretary-General of
UNCTAD. They were meanwhile drawing on it and looking into ways of
implementing several of my recommendations in connexion with
proposals concerning copper and tin.
I had endeavoured to
carry out my assignment transparently and in a fully honest manner.
True to the mandate I had received, the first part of my report had
presented over thirty pages a detailed itemized balance sheet of the
advantages and disadvantages of having study groups established
outside UNCTAD or within UNCTAD. Many of the parameters involved were
quite neutral. Others, like budget control and operational
flexibility on the one hand, or the existence of a broader
institutional context and cost savings on the other, might
theoretically incline governments to choose one or the other formula
according to their interests.
In a second part of my report,
however, I went on to state that my enquiry had led me to the
conclusion that the above considerations did not amount to a total
picture of the issues at stake and the forces at play in the debate
on the choice of the best institutional setting for commodity study
groups. Arguments put forward on technical grounds often tended to
blur the fact that in a significant number of developed
market-economy countries, governments and industry alike had a basic
anti-UNCTAD bias which made them reluctant to visualize the
establishment of study groups within UNCTAD. Study groups being in
their view essentially meant to facilitate co-operation at the
technical level among economic agents most often from the private
sector, they should be insulated from the ideological and conceptual
context which UNCTAD would unavoidably bring to bear on their
activity. On the opposite side, many governments of producer
developing countries attached importance to study groups being
established within UNCTAD precisely because of the frame of reference
which that organisation provided by taking an overall approach to the
field of commodity trade as part of its mandate to link international
trade and related problems of development.
The emperor had no
clothes ! Such had been for the last ten years the real issue at
stake, blurred by a wealth of technical arguments and bickering about
detailed aspects of a technical nature. Present in everybody's mind,
that issue had probably never been exposed in any official document
as clearly and precisely as I had done in my report. The
Secretary-General and the Directorate of UNCTAD obviously thought at
the time that nothing could be gained by so doing, and this was why
they decided not to issue my report as an official document. I had
evertheless fulfilled the balance of my mandate by presenting in a
third part of my report a detailed view of possible organizational
arrangements for commodity study groups in the case of their being
established within UNCTAD. I do not have any information about the
state of affairs today in this regard, but I can well imagine that
the general trend toward commodity trade liberalization which has
swept through the world has also negatively affected the role of
UNCTAD on that score.
The third call I received from UNCTAD
was a short-lived affair. At the beginning of 1991, in the wake of
events surrounding the impending collapse of the Soviet Union, I was
asked to sound out UNDP in New York about their interest in
supporting an operational programme for the expansion of trade
between developing countries and individual countries in Eastern
Europe. In a series of meetings, UNDP officials gave me the two
reasons which would prevent them from supporting at the time any such
programme. Considerable concern had been recently expressed among
developing countries about the possibility that UNDP resources might
be diverted from actual recipient countries to provide assistance to
East European countries. The Administrator could not ignore these
views and he would not be in a position to move on the issue without
guidance from the Governing Council. Furthermore, Eastern Europe was
at this time the object of a very considerable number of
supply-driven initiatives from a variety of sources. UNDP would need
a clear guarantee that there was a clear demand for whatever
assistance it would support. Conditions were not at hand at this time
to ascertain whether this was the case. Not unprepared, I forcefully
argued UNCTAD's case, but I was finally compelled to report to them
that my mission had been unsuccessful.
I also undertook
between 1984 and 1987 three consultancies for the International Trade
Centre. At the request of Executive Director Göran Engblom, I
devoted from January to March 1984 six weeks to a study on the
allocation of responsibilities and the utilisation of resources in
the Centre. I had been for many years the official of UNCTAD
entrusted, together with a colleague from GATT, with the joint
UNCTAD/GATT oversight of ITC, and I had been for nearly a year
Director a.i. for Programmes of the Centre. This background, plus the
fact that I had been for several years disconnected from those
activities, made Engblom feel that I could give him an objective and
dispassionate overview of the managerial state of affairs in the
Centre. It was not at the time an altogether happy setting, in good
part because of the persistence of an uneven repartition of the
weight of work in relation to staffing and hierarchical positions. We
had several occasions to review the orientation of my consultancy as
it progressed. We recognized that the international civil service is
in a particularly difficult position when it comes to assess the
capacities and motivations of people from different cultures and
backgrounds. Performance is then the main instrument at the disposal
of the manager. I made in my final report a number of concrete
observations and suggestions, while underlining that we were still a
fairly long way from being in a position to apply a scientific
formula to the vexing problem of the coexistence of overwork and
idleness in international organizations. Consultants are often left
after their task is completed with a question in their mind as to
whether their work will receive the attention it deserves, in
particular when they have been asked to deal with non-substantive
matters. It was heart-warming for me to see a few years ago my 1984
report wide open, with annotations on the margin, on the desk of J.
Denis Belisle, who had replaced Engblom as Executive Director of ITC.
Belisle told me that it was still for him a topical document in
respect of the management problems of the Centre.
My two other
consultancies for ITC were not related to problems of management, but
substantive. The Centre was keen to put its competence at the
disposal of the effort which the World Bank had launched with its
structural adjustment programmes and its assistance in the form of
sectoral loans for export-oriented industries. I worked for several
weeks for ITC in the first months of 1986 on an assessment of the
relevant World Bank activities and on the trade development support
strategies and initiatives that the Centre might develop to
participate in those activities. My findings, shared with Engblom and
his senior staff, were the object of a comprehensive position paper
which I finalized for submission to a high level group of experts,
presenting a detailed strategy and recommendations for an ITC
contribution to the Bank's effort.
One year later, ITC asked
me whether I would be prepared to carry out for them a major project.
The Joint Advisory Group UNCTAD/GATT had decided that the programme
described as Supply-Demand Surveys should be the area of activity of
the Centre to be evaluated in 1987, and ITC was desirous to entrust
me with the task of meeting their request. The scope of that
programme was clearly defined as relating to the promotion of trade
among developing countries, or South-South trade. The programme
consisted at the time of three projects financed by UNDP, involving
countries respectively in Asia, in Eastern and Southern Africa, and
world-wide. Two other projects financed by the Netherlands were also
to be brought into the picture. The evaluation was to be carried out
in three phases between May and October : desk research at ITC
Headquarters, field visits to eight countries actively participating
in the programme, and report writing and presentation to the Advisory
Group. The eight countries to be visited were Sri Lanka, Thailand,
the Philippines, Colombia, Uruguay, Zimbabwe, Zambia and the Côte
d'Ivoire. The task was highly challenging and the offer of ITC a
great mark of confidence. I accepted the assignment.
The
Headquarters part of the mission, both before the field work and for
the writing, discussion and finalization of the report, took place in
familiar territory. I felt quite at home in ITC Headquarters. The
field work, on the other hand, was another story. I knew for having
spent some time there several countries on the list of those to be
visited. To others I had never been. Their spread made rather
complicated the organization of the visits. We decided that the Asian
and Latin American countries should be covered by a trip around the
world, and the African ones be the object of a separate trip which
would entail an East-West crossing of the continent. All visits were
well planned and prepared by the Centre. Those covering officials
from government and trade promotion parastatal organizations were
very informative, but not unusual in terms of setting and
interlocutors. On the other hand, my road map called in all visited
countries for some interviews in the private sector. A number of
exporters and of importers known to have been engaged in trade
operations with other developing countries had been selected for that
purpose.
Those traders were generally small manufacturers or
distributors, and visiting them turned out to be the most fascinating
part of my mission. Some of them operated in sectors of the city
hardly ever visited by tourists or expatriate officials, and I
remember more than one of the UNDP drivers put at my disposal raising
eyebrows when I was giving them the street address of the person I
wished to meet and interview. Only in Bogota and Manila, however, did
I feel for a while uncomfortable, probably without any real reason,
in terms of my personal security. In Zimbabwe, it happened that one
of the important persons to be contacted resided not in Harare, but
in Bulawayo, and that allowed me to know another part of the country.
My interviews with the private sector were a precious source of
colourful and most often judicious comments about the purpose and
implementation of the ITC programme of South-South trade promotion.
It might well be the wisdom thus gathered that led me to take in my
final report the most unusual step of prefacing each of the seven
chapters of the report with an epigraph. They were successively
attributed to a senior ITC official, a project co-ordinator, a trade
promotion organization official, an importer, an exporter, a chamber
of commerce official, and to the consultant. This unorthodox
presentation was the object of complimentary remarks during the
debate of the Advisory Group which scrutinized the results of the
evaluation thus presented. The report itself was well received and
must have been considered a useful piece of work, as ITC was
thereafter approached from several quarters enquiring about my
availability to undertake other missions in the field of trade
promotion. Preliminary steps leading to the Turin Programme were
already mapped and soon to be taken, however, and I did not engage in
any further consultancy in connexion with the activities of ITC.
62d.
Swiss Government
I had only one opportunity to act as
a consultant for the Swiss Government, albeit in relation to a fairly
important project. The reason for this is easily explained. The rule
in Switzerland was at the time, and I think still is, that
development co-operation consultancies must be the object of open
competitive bidding. I had taken the decision in my mind at the time
of my retirement that I would not at any point and in any way ever
take the initiative of seeking a job as a consultant. There was thus
no prospect of my working as a consultant for the Swiss Government.
The exception confirming the rule came in 1985 at the initiative of a
Swiss diplomat. Eric Roethlisberger had represented Switzerland for a
long time in the Trade and Development Board and in some sessions of
the UNCTAD Conference, and we had developed warm friendly relations.
When Berne was faced with the task of mounting an evaluation of the
Swiss participation in the major dam and hydro-electric project of El
Cajón executed by the World Bank in Honduras, it was felt that the
job could best be entrusted to a team of two consultants, one being
an expert on the technical aspects of the project and the other a
specialist looking at its socio-economic dimension. Roethlisberger,
who was then Délégué aux accords commerciaux within the Office
fédéral des affaires économiques extérieures (OFAEE), considered
that I would be particularly suited for this latter function. He
approached me about my interest and a correspondence followed which
was sufficient to validate the choice made at his suggestion. I also
was designated chief of the mission. The other consultant was
Chrisophe Bonnard, a geologist and specialist in dam building,
Professor at the Ecole Polytechnique Fédérale in Lausanne. He and I
had the most cordial and constructive relationship throughout the
project, and celebrated its success by having him and all his family
as guests in Chambeaufond after our report had been scrutinized and
approved in Berne.
After preliminary contacts in Switzerland,
the Mission visited Honduras for 16 days in October 1985. The Swiss
Development Co-operation office in Tegucicalpa, headed by Peter
Spycher, was most helpful to us at all times. Having been informed of
my consultancy, Hugo Navajas Mogro, who was Director of the Bureau
for Latin America of UNDP in New York, instructed the Resident
Representative in Honduras, Ricardo Tischauer, to put all the
resources of his office at the disposal of the Swiss mission. I
already knew Tischauer well. His deep knowledge of the country and
its leadership as well as his friendly advice were very valuable to
us, and our bonds of mutual respect and friendship were considerably
consolidated through this opportunity we had to co-operate. At the
price of a considerable joint effort, Bonnard and I submitted our
report on the mission to OFAEE within two weeks of our return to
Switzerland. After several meetings in Berne, the final version of
the report was issued before the end of November.
It always
struck me that there was something odd about that evaluation. The
project was directed by the World Bank which was its essential source
of financing. The total envelope of the project was at the time
estimated to be in the order of 600 million US dollars. The Swiss
Government had joined the venture by granting to the Government of
Honduras a mixed credit of 31 million Swiss Francs, half of which
financed by the Government and the other half by a consortium of
private Swiss banks. At the exchange rate prevailing at the time, the
total contribution of Switzerland represented thus barely over three
percent of the total cost of the project, and the Governments
participation half of that. In spite of the modesty of this
involvement, the mission I headed was asked to proceed with an
evaluation of the whole of the project, with seven pages of specific
and detailed terms of reference (cahier des charges). I had wondered
what would happen, and what might be the consequences, if our
findings were to severely clash with World Bank policy as reflected
in the project. That question had not appeared to bother anybody in
Berne. Their point was that Switzerland having put money in the
venture, we had a duty to check what had happened to it and whether
the loan was justified from our point of view, and this could only be
done by making an evaluation of the whole project. We thus proceeded
accordingly, and this comprehensive mandate made for a truly exciting
mission. But the question has remained in my mind.
The major
issue that finally enlivened this assignment was fairly fundamental.
What was the true nature of mixed credits, and how should they be
identified in terms of Swiss foreign policy ? We had found out in our
research prior to leaving for Honduras that the request for such a
credit had first been considered by OFAEE in 1979 following an
approach by a Swiss private enterprise. After careful and lengthy
consideration, the decision had then been negative. Honduras had not
been in the list of countries eligible to receive mixed credits and
the project, while promising positive economic and developmental
effects, was of uncertain significance for the poorest segments of
the population and for rural development. The enterprises interested
in the project were Brown Boveri and Co. and the Ateliers Mécaniques
de Vevey, both of which were keen to participate in the equipment of
the power station. They must have been already quite involved in the
situation, as the question of the Swiss participation in the project
was reopened by OFAEE a few months later following receipt of a
letter from the Minister of Finance of Honduras to the Swiss
Ambassador. The Minister made reference to the proposal of a
financial export credit which the national entity in charge of the
project had received from a consortium of Swiss banks, and asked the
Federal Council "to consider the possibility of approving for
the project a development credit in relation to the financing of
exports already offered by Swiss commercial banks." Soon
thereafter, the World Bank in Washington sought information from the
Swiss Embassy about the disposition of Switzerland to participate in
the co-financing of the project. Intense consultations followed
between all interested parties, as a result of which the OFAEE in
mid-February reversed its previous decision and decided to approve a
mixed credit for Honduras for the co-financing of the El Cajón
project. A number of conditions were attached to the granting of the
credit. Those were later more than once adjusted after consultations
with other interested parties, in particular in relation to the
process of attribution of contracts to the bidding
enterprises.
"Water over the dam", as an
interlocutor aptly said when we were discussing our findings in
Berne. Our report analyzed as required by our brief the utilisation
of the mixed credit. We threaded carefully through the issues of the
choice of the country and of the choice of the project, giving a fair
description of the meandering argumentation of OFAEE for justifying
its reversal of position. Going back to the relevant legislation, we
noted that there was undoubtedly a certain ambiguity as to the place
of mixed credits in Swiss development co-operation policy. The law
made a clear distinction between financial assistance and commercial
policy measures. Mixed credits were defined as belonging to the
category of financial assistance, but also often referred to in the
context of economic and commercial policy. We noted that this
ambiguity had the merit of allowing for flexibility in the practice
of granting mixed credits. It should not make us lose sight, however,
of the dual nature of this instrument as a tool for development
co-operation and at the same time a tool for supporting the Swiss
economy. Messages of the Federal Council to the Parliament had never
attempted to hide this dualism and made invariably reference to the
beneficial effects of mixed credits on the Swiss economy because of
their link with the export of goods and services. Our report ended
with the presentation of a number of recommendations aiming to
clarify and improve the use of mixed credits. In relation to my
concern referred to earlier concerning the independent approach
chosen by Switzerland to evaluate the project d'El Cajón, we
recommended that the endorsement of the international institutions
could be more visibly inserted in the process of examination and
approval of project proposals.
It is unfortunate that our last
meeting with our main counterpart in OFAEE ended with our discussions
being overshadowed by the problem of the ambiguity and duality of the
institution of mixed credits. The man was obviously obsessed with the
notion that mixed credits were to be treated fully and unreservedly
as development assistance financing, and he expressed deep regret at
the reservations we had aired in that respect in our report. He
wanted to clearly demonstrate that a pure and incorruptible OFAEE had
its policy entirely oriented toward development co-operation, and
that there was no room in its approach for considerations relating to
the Swiss economy. There was in his position something so axiomatic
and dogmatic that it verged in my mind on the pathetic. Rarely have I
been faced with somebody so perfectly embodying the famous saying :
"I have made up my mind. Don't confuse me with facts !" I
consulted after the meeting my colleague Bonnard, and we decided to
leave intact in the final version of our report our considerations
concerning the play of forces that are active in the game of
examining and approving proposals for mixed credits. Let me state
that our evaluation report was on the whole very well received,
including in OFAEE as our interlocutor that last day had finally
conceded. Roethlisberger on his part sent me some time later, on the
eve of the meeting of a parliamentary commission due to deal with
Honduras, a letter in which he praised the valid approach of our
report, its relevant observations and its recommendations. He said
that they merited thorough consideration on the part of the
administrative services concerned, adding that he would see to it
that they received the attention they deserved.
63a.
International Trade Law
The offer I had received from
UNITAR upon retirement to give lectures on the legal aspects of
international trade within its ongoing programme of training in
international law was for me an ambivalent proposal. Some of the work
of UNCTAD such as Commodity Agreements or the Generalized System of
Preferences, with which I was fully familiar, fell within the realm
of actual international law. A module on international trade law
should also trace, I thought, the history of international
co-operation in that respect, both institutional and substantive,
from the Havana Conference of 1949 to the challenge posed by the
developing countries to the legal order instituted by the West. A
brief presentation of the alternative international trade legal order
advocated by the countries of the South would also fit into the
module. I felt in a position to readily work out that part of the
course to be prepared.
The unescapable fact, however, was that
the hard core of positive international trade law rested with the
General Agreement on Tariffs and Trade (GATT). This treaty had
developed through the years as an incredibly complex web of rules and
interpretative decisions, and a very dynamic one at that. It had been
almost since its beginning the object of a succession of rounds of
negotiations aiming to improve its functioning and perfecting its
objective of ensuring the greatest possible freedom of trade among
its contracting parties. Our objective in UNCTAD having been to
develop an alternative legal order for the regulation of trade
between developed and developing countries, we were naturally
familiar with the basic tenets of the GATT system which we sought to
bypass. My general knowledge of the GATT did not encompass, however,
the arcane subtleties of the General Agreement's practice. And
importantly, I was from the outset very aware of the fact that a
legal training course should concentrate on the presentation of the
legal order, and should not be turned in any way into a battle ground
for ideological confrontation.
I thus had to plunge head on
into a detailed study of the General Agreement and its intricacies,
leaving aside all my prejudices about the institution and attempting
to objectively present its principles and practice as clearly and
concisely as possible for the benefit of the target audience of the
legal training programme. The programme was offered as post-graduate
training to lawyers from developing countries, presumably chosen
among the brightest of those who had indicated interest in a
curriculum that might be particularly useful in the search for a job
in diplomacy or in an international organization. The task was
daunting but at the same time exciting, and I felt immersed again for
some time with great satisfaction into a quasi-academic atmosphere.
Time was short, but I somehow succeeded in putting the story together
and I gave my first lectures on legal aspects of international trade
at The Hague in the first days of August 1983, as part of the annual
UN / UNITAR Programme on International Law held under the auspices of
the International Law Academy located in that city. Following almost
immediately, my second participation was in a similar programme
offered to participants from Latin American countries and held in
Buenos Aires at the end of September. I was proud at the time, and
still am today, for having then made my presentation and conducted
the ensuing discussion in Spanish.
As a first occurrence of a
situation which I would repeatedly face in coming years, I was
approached after giving my course in the Hague by an entity external
to the United Nations and asked whether I would be prepared to teach
in one of their training activities. The enquiry came from the
International Law Academy, which was housed in the Hague Peace Palace
and beyond providing the premises for the UN / UNITAR Programme, was
not in any way unknown to me. I had been awarded in 1948 a fellowship
by the Academy in recognition of the quality of my doctorate
dissertation, and attended that year as a student its Summer Training
Programme. The Secretary-General of the Academy was now Professor
Jean-René Dupuy, a world-renown international lawyer, whom I had
seen a few times on the occasion of gatherings I had attended during
my tenure as United Nations official. He had even once invited me to
give a set of lectures on a subject of my own choice - I fondly
remember the generosity of that gesture of academic freedom - in the
framework of the international law programme at the University of
Nice of which he was in charge. The subject I had then presented had
been The international regulation of commodity trade. Dupuy now asked
me whether I could make a presentation along the lines of the
lectures I had just given for UNITAR, within the framework of an
international law training programme to be held in the Fall in
Brasilia as an external session of the Academy. I readily accepted
and gave at the end of October in the Brazilian capital my course on
the law of international trade.
Emboldened by my Buenos Aires
experience, and noting that most participants were non-Brazilian
Latin Americans, I proudly started my presentation in Spanish.
Hearing of it after my first class, Dupuy got visibly upset and
expressed deep regret at my not having stuck to speaking French.
Considerably troubled, I explained at the beginning of my next class
my dilemma to the students, a bright group of post-graduate young
lawyers. They emphatically insisted, however, that I should go on
giving my teaching in Spanish, and so I did. Obviously displeased,
Dupuy never reverted to the matter, but I could not avoid feeling
that he deeply resented my behaviour, and the incident cast a durable
shadow over our relationship. The Hague Academy never again asked me
to collaborate in one of its programmes. Dupuy was soon afterwards
appointed as a member of the Collège de France. I saw him since then
only once, and casually as part of a group of people. I have never
been able to erase from my mind the idea that the Hague International
Law Academy - l'Académie de Droit International de la Haye, as they
would always call it irrespective of the linguistic context, was
being seen by the French as an important vehicle to ensure
internationally the prominent place of French as the preferred
language of the intellectual and academic elite.
From 1983 to
1989 and in 1992 and 1993. I presented nine times in The Hague, in
both English and French, the module on international trade law within
the framework of the UN / UNITAR annual training programme on
international law. UNITAR in addition organized further regional
training programmes as it had in 1983 in Buenos Aires for Latin
America. I participated in such programmes in Yaounde in 1984, in
Bangkok in 1986, in Brasilia in 1988 and in Windhoek in 1991. During
all that time, I followed with considerable uneasiness the
disaffection of which commodity agreements were progressively the
object and the trend toward abandoning them as instruments for the
regulation of commodity trade. On the other hand, following the
implementation of the results of the then concluded Tokyo Round of
multilateral trade negotiations, monitoring the launching, unfolding
and successful conclusion of the Uruguay Round and the preparations
for the setting up of the World Trade Organization, required constant
attention and the maintaining of a reliable monitoring system that
would allow me to present at all times up to date information about
developments in GATT.
This task became for me particularly
important when I was invited in 1991 by the European Studies
Institute of the University of Turin, and in 1992 by the Centre
d'Etudes des Relations Internationales (CERIS) of the Université
Libre de Bruxelles, to give lectures specifically dealing with GATT
as the only theme of my presentation. I was also asked at the same
period to present the GATT on its own within the international
administration programme of the Institut de Hautes Etudes en
Administration Publique in Lausanne, by which I was solicited over
the years to deal with a vast array of subjects related to the
development activities of the United Nations System. The interest
shown in my presentation by academic institutions not related to the
United Nations was of course for me an incentive. I lectured for five
years on the role of GATT in international trade in the Turin
Institute Trade Law Post-Graduate Course. I participated twice in the
annual programme de maîtrise en politique internationale of CERIS in
Brussels and had in 1994 to decline their invitation to lecture again
in the light of other commitments. During all that time, I followed
GATT affairs very closely at a level which I would almost be inclined
to describe as professional. I remember in particular the meandering
about subsidies and dumping to be especially complex as we lived
through the two transatlantic crises of the Pasta War and the Airbus
controversy. I was proud to be in a position to make in 1992, in
response to a specific request made in the context of a broader
subject I was treating, a detailed technical presentation of the GATT
mechanisms and procedures for dispute settlement. And reality
sometimes offered the anecdotal relief we needed during the study of
such serious matter. Thus the Japanese firm Brother having
delocalized part of its production to the Mid-West of the United
States, Japan filed a complaint against the United States targeting
its rival American firm Smith Corona for unfair competition because
it had allegedly drawn illicit advantage from delocalizing production
to Thailand. I am confident that globalization has since that time
taken care of such situations !
63b.
Multilateral Economic Negotiations
Immersed as I had
been in the Fall of 1983 in developing my presentation on the legal
aspects of international trade, UNITAR nevertheless asked me to
consider the possibility of putting together the elements of another
set of lectures, based essentially on the experience I had gained
during my long association wih UNCTAD. The Geneva multilateral scene
was indeed very complex, with its several informal and formal circles
of consultations and negotiations, and in particular a very active
system of groups meetings. Diplomats newly assigned to their Geneva
Mission felt often quite dazed, especially if they had been
theretofore working in a bilateral setting. UNITAR was actively
trying to assist government representatives to face their task by
offering them training courses in multilateral diplomacy. As a
complement to their effort, they asked me to develop an induction
course around the theme of multilateral economic negotiations which
could be offered primarily to the staff of Missions accredited to the
United Nations in Geneva. My deep interest in academic teaching,
dormant since the Neuchatel time, had already been awakened from the
legal angle, and I readily accepted the new challenge of moving into
the political cum sociological and psychological world of
negotiation.
I thus gave in December 1983 a first course on
multilateral economic negotiations offered to newly arrived members
of Geneva Missions. Rated most successful in spite of the haste with
which I had put together a presentation essentially based on personal
experience and observation, this was to be the first of a long series
of training events I would conduct over more than ten years. I
clearly felt the need to insert my own perception of the process of
negotiation as I had lived it, into a conceptual and rational
framework. Parallel to my continuing effort to keep abreast of legal
developments in the field of international trade, I thus ventured
into the academic side of negotiation, which I soon found to be a
very fertile and well trodden field. Having started with the Harvard
Negotiation Project and Roger Fischer's ubiquitous Getting to Yes, I
ended up reading and collecting a number of books, studies and
informal papers, and assembled a small library covering the subject
all the way to Russel Sunshine's targeted Negotiating for
International Development. I worked toward inserting a rather
extended personal experience as witness of multilateral negotiations,
as well as descriptions of some notorious negotiations that had taken
place within the United Nations, into the identified categories of
parameters concerning negotiation described in conceptual analysis.
Presentation of the institutional setting, negotiations in GATT /
WTO, North-South and commodity negotiations was then followed in my
lectures by general considerations concerning negotiation types,
styles, strategies and tactics, as well as a description of the
factors of success and of failure that can be identified when
analysing a negotiation, I ended up distributing to participants a
list of suggested reading, as well as a number of handouts spelling
out in writing various major points of my presentation.
I also
became aware early in my research of the importance attached in this
field to the value of simulation exercises as a training tool. Their
use had been developed originally by the military establishment and
described for some time as "war games" even when the method
started to be used for non-military purposes. Simulation exercises
were found particularly useful, when properly managed, in identifying
and illustrating the various facets of the behaviour and moves of
participants in a negotiation, and also for an assessment of what
went right or wrong in a negotiating process. Having devoted some
time to studying the matter, I started to almost invariably include a
simulation exercise as part of my teaching on multilateral economic
negotiations. Such an exercise, extending preferably over a whole
day, and sometimes and ideally overnight, became a standard element
of the training I was offering. In order to be really useful, the
exercise necessitated close and constant supervision by an arbitrator
or referee, a role which I always took great pleasure in performing.
These simulations bringing into play governments, it was important,
if the exercise was to be really useful, to maintain it within the
framework of a credible course of events. If for instance a
participant was advancing a proposal which would be blatantly
inconceivable on the part of the government he represented, he had to
be stopped. I more than once had to intervene as the referee and give
him a hastily drafted note of instruction purportedly emanating from
his foreign minister, reminding him of the incongruity of his
proposal from the point of view of his government's policy. The ex
post analysis of what had happened during the exercise was generally
truly fascinating and very much enjoyed and appreciated by the
participants. We retraced the course taken by the simulation against
the major parameters of the conceptual analysis that had been
presented in the preceding lectures, and generally thereby obtained a
clearer understanding of the various components of the process of
negotiation.
The result of this blending of conceptual
analysis, description of practical experience and simulation exercise
was apparently considered very valuable and my lectures became in
high demand. The programme for officials of the Geneva Missions was
given yearly up to 1996, sometimes even twice a year, once in English
and once in French or just in order to meet the overflow of demand to
participate. UNITAR had been asked by the Institut International
d'Administration Publique (IIAP) of Paris, (the successor of the
colonial Ecole de la France d'Outre-Mer) to organize a Geneva segment
in its training programme for young African diplomats. In 1984, my
module on multilateral economic negotiations was made part of that
segment, and I presented it in that context for six consecutive years
as well as in 1995. As of 1990, IIAP invited me to participate in
their basic diplomatic training activities in Paris, and I lectured
several times at their Headquarters up to 1996, once in English as
part of a new programme offered by the Institute in that language.
UNITAR also organized a number of regional or national training
programmes in developing countries either centred on multilateral
economic negotiations or in which this subject was part of a broader
curriculum. I thus gave my lectures on negotiation, generally
followed by a simulation exercise, in Libreville in 1984, in Guinea
Bissau in 1985, in Lusaka for SWAPO the same year, in Libreville
again and in Nairobi in 1986, in Paramaribo and in Conakry in 1987.
Paramaribo, incidentally, was a particularly interesting experience
from the gender angle. The course had been organized by the Foreign
Service Institute. I was faced with an audience that was about
two-thirds women, and one-third men. That intrigued me because it did
not correspond to anything I had seen in other countries. I thus
asked the organizers how they had gone about the selection of
participants. The answer was disarming and quite heartening. They
simply said that they had advertised the course and chosen the best
candidates.
My teaching on negotiations brought me later to
Seoul in 1990, to Bangkok in 1991, to Hanoi in 1992 and to Ramallah
(Bir Zeit University) in 1994. This latter included a simulation
exercise starting an early afternoon and extending over four
consecutive half days. To sum up, a considerable portion of the time
I devoted to training was increasingly taken by that line of
teaching, with a constant refinement of my presentation and of the
related simulation exercise in the light of accumulated experience.
The teaching requested from me was more and more often almost
entirely centred on the process of negotiation as such. This became
the case in particular for a course on negotiating skills I gave in
1995 and 1996 in Turin for senior officials of the Ministry of
Economy and International Co-operation of Egypt, for my participation
in the same years in seminars on multilateral diplomacy for junior
diplomats of the Ministry of Foreign Affairs of Italy, and for my
presentation to IIAP in Paris, which was labelled in 1996 Atelier de
formation à la négociation internationale.
63c.
Multilateral economic relations and institutions
While
UNITAR had been very much concerned, in the light of the situation in
Geneva, with the problem of multilateral negotiations, it also
engaged as part of its mandate into more general diplomatic training
for young professionals from developing countries. It organized for
that purpose courses both in Geneva and in the field. While
associated, as mentioned above, with some of those programmes, I was
also soon asked to broaden for some courses the spectrum of my
institutional presentation and include in it the essentials of
international monetary and financial issues.
The first request
I received to do so was in 1984 for a training programme in basic
diplomacy for Namibia to take place in Geneva, in expectation of its
impending independence. The organization and delivery of this
programme was entrusted by UNITAR to the Centre for Applied Sudies in
International Negotiation (CASIN), which asked me to present a module
on "Major problems and issues of international economic
relations". This was thus to include at least a general coverage
of the questions of the international monetary system and its
evolution, development financing, and the problem of the debt of
developing countries, as well as the issues of shipping economics and
of economic co-operation among developing countries. Whereas I felt
reasonably familiar with the two latter fields, international
shipping regulation and South-South trade having been the object of
active consideration in UNCTAD, the principles and functioning of the
Bretton Woods institutions were quite another matter. This was yet
another challenge to face if I was prepared to see this other
dimension be added to my teaching. I daringly decided to accept. I
went back to reading and research and immersed myself as I never had
before into the principles, structures and activities of the World
Bank and the International Monetary Fund. The arcana of the Fund's
facilities, in particular, appeared to be highly complex and retained
at length my attention. Similarly to what had happened with GATT, an
important aspect of the problem consisted in developing access to
sources that would ensure a credible flow of current information
about developments and decisions in the two institutions.
Having
lectured with CASIN in the Namibian programme to the expressed
satisfaction of both the participants and the organizers, I was
invited by CASIN on several occasions in the following years to
deliver my module on international economic relations and
institutions. It was in particular the case for a progamme offered to
diplomats and international civil servants in Geneva in 1987, and for
training programmes in diplomacy that brought to Geneva groups of
students from Vietnam in 1989, 1990 and 1991, and from Albania in
1992. In all those years, the problem of the surplus of money
engendered by the second oil shock, the ensuing irresponsible frenzy
of lending and the resulting debt burden of the developing countries
loomed quite large in the preoccupations of the students in whatever
context I broached the subject. It would allow for my lectures to be
spiced up with anecdotal references, often drawn from serious books.
Thus the famous quote of City Bank's President not long before the
Mexican crash that "sovereign debtors do not default", or
the story of the broker coming back beaming from a very poor
developing country capital to his Bank's Headquarters with the
message: "I have good news for you. They may be able to take
your money" pocketing in the process a net commission of two per
cent of the capital lent.
63d.
Teaching activities, 1983 - 1996
Based on old files of
official papers and personal agendas, I have attempted to give below
the list of the teaching activities in which I engaged between 1983
and 1996. Only such a list can convey, I think, an overview of the
variety of the situations in which I was involved in fourteen years
of lecturing. For each event I give as available the date, place,
general theme, participation, and sponsor. In the list, "all
LDC's" means a course open to participants from any developing
country, "Missions" means open to staff of Missions
accredited to the United Nations Office at Geneva, "Regional"
refers to the region in which the event is held.
The list
shows actual teaching activities as a function of training. It does
not contain references to my participation in seminars, colloquia or
roundtables, nor to speeches or public lectures I may have delivered
during those years. The list also omits meetings I have attended
within the framework of consultancies in which I have been engaged,
as well as all activities I undertook in relation to the Turin
project which will be the object of separate reporting here (link
missing).
64.
The Turin Programme
As
indicated in the section above dealing with my consultancies, UNDP
asked me in 1989 whether I would be prepared to carry out a study on
the setting up of a training programme for resident co-ordinators and
field representatives of United Nations System organizations. The
idea had been aired in inter-agency meetings during discussions about
the functioning of the institution of resident co-ordinators created
ten years earlier. There was still considerable concern expressed
that the formula which had been then introduced had not basically
altered the unsatisfactory situation prevailing in many countries in
regard to the co-ordination of the input of the System. The problem
had been haunting inter-agency deliberations for a long time. After
so much frustration about it at headquarters level, and so much
grumbling by governments without much action on their part, the idea
of attempting to tackle it from the field side through a training
programme had been received with great interest. UNDP was the key
agency involved in the matter in the light of its role as the manager
of the resident co-ordinators system, and it was logical to entrust
it with the proposed study. Its steps would be closely watched,
however, as I was soon to find out.
Of fascinating interest to
me because it projected me into the heart of the problématique of
the structure and working of the United Nations System, my assignment
called for consultations with all major agencies. In addition to my
meetings in Geneva, I visited to that end Rome, Vienna, Paris,
Washington, and New York. The idea was to hold in a campus, away from
daily work pressure, workshops on the management of field
co-ordination for country representatives of agencies of the United
Nations System. The workshops would bring together country teams and
address a number of critical issues and topics related to both the
development process and the United Nations System. As a result they
would hopefully develop an approach that would ensure a better
co-ordination of the System's operational activities in their country
of assignment. The Turin Training Centre of the ILO had indicated its
willingness to offer its facilities to host such a programme and to
ensure its development, orientation and management.
In the
major agencies, the ideas I presented were received at first with
some caution. While all agreeing with the necessity to improve the
performance of the System, they were also quite on guard to protect
their autonomy. Some of my interlocutors openly said that they
wondered whether UNDP, using training as a vector, might not wish to
avail itself of the situation to build for itself a position of
dominance and control over the System which other agencies were not
prepared to concede. When the proposal to accommodate the programme
in the Turin Centre became known, it was in turn ILO which became for
a while suspect of wishing to use the proposed project for boosting
its own position. In point of fact, both UNDP and ILO acted at all
times during the preparation of the programme, as well as later
during its implementation, in the most impeccably objective and
impartial way. This was for me a source of great satisfaction. Dennis
Halliday, who was in charge of the project for UNDP, fully accepted
that the organization, orientation, and management of the project
would be left to the Turin Centre, and ILO on its part refrained from
interfering in any way in the manner in which the Centre implemented
its mandate. Early suspicions were thus dispelled, and the programme
development moved ahead in a constructive spirit and with
considerable support throughout the System.
The programme was
swiftly put into place. I prepared a first paper which served as the
basis for informal inter-agency consultations which were held in New
York in December 1989. I then produced a revised report reflecting
the results of those consultations which was transmitted to the Turin
Centre. The latter submitted in April 1990 a comprehensive proposal
to the Inter-Agency Consultative Committee on Substantive Questions
of the inter-agency machinery. The Centre's paper offered a detailed
consideration inter alia of programme objectives, target groups,
contents, programme development and financial considerations. It
presented a draft model curriculum comprising three modules, i.e.,
international development issues, the United Nations System, and
co-ordination at the country level. The Consultative Committee also
discussed the questions of the resource persons to be enlisted for
delivering the programme, the duration of the workshops and their
timing, and the materials to be put at the disposal of the
participants. With preparations well in hand and the System
mobilized, the First Workshop on Management of Field Co-ordination
for Senior United Nations System Representatives was planned to take
place in Turin in April 1991.
Hans Geiser, who had worked for
a long time in UNITAR, was now with the Turin Centre. He was to be as
Director of the project the centrepiece of the whole venture. He
enlisted me as co-Director in a tripartite directorate comprising
also Gary Davis, later succeeded by Nissim Tal. In addition to
participating in the overall planning of the Programme, I was also
entrusted with the preparation and delivery of the second module of
the curriculum concerning the United Nations System. As background
considered necessary for a comprehensive approach to the subject, I
proceeded with writing two papers which were distributed to all
participants on the eve of the first workshop. One of the papers was
entitled The United Nations System, and the other Agencies without
field representation of their own : An overview.
I took
particular pleasure in preparing the first of those papers. This
allowed me to present a clarification of some issues which I thought
were too often blurred in the minds of United System staff members,
thus contributing to their lack of understanding of the real nature
of the relationships existing within the United Nations conglomerate.
One may remember that I had alluded to this problem twenty years
earlier in a meeting convened by UNITAR, as reported in section 44
above of this narrative. My paper on the United Nations System still
exists and there is no need to return here to its substance. I only
wish to mention that in preparing it, I was acutely aware of the fact
that the workshops were aiming to bring closer both the autonomous
agencies of the United Nations itself and the Specialized Agencies of
the System. Given the delicate texture of the constitutional
arrangements involved, I stressed, coherence and co-ordination could
not be achieved by diktat, but only by enlisting the goodwill and the
co-operation of all parties. I would have the satisfaction of seeing
that approach impregnate all activities of the workshops.
The
second paper which I prepared was necessary to present an overview of
the System as a whole. The terminology used of agencies without field
representation "of their own" was to be a reminder that the
network of field offices of UNDP was available to any agency of the
System which needed their assistance. Some of those agencies indeed
participated in country programmes through projects for which they
were the executing agency, and they were represented locally by UNDP
to all necessary extent. As a result, those agencies often had
operational staff present in some countries, as I had experienced
with ICAO in Venezuela. But those were experts assigned to specific
tasks and not vested with a mandate concerning co-ordination as
representatives of the agency they served. This was a world somewhat
apart and often less known by the officials of mainstream development
agencies. I thus presented in my paper the elements of a typology of
such agencies. A major category I described as technical agencies,
the majority of them vested with trans-national functions. Such was
the case in the fields of communications, transport, meteorology and
intellectual property. The others I labelled development support
agencies. I then reviewed in the paper a number of issues specific to
the functioning of that group of agencies. We also decided from the
onset of the programme that we would invite at each workshop in turn
one of those agencies to send a senior member of their staff to
attend the event. The gesture was to be appreciated and the response
positive.
After the first successful workshop held in April
1991, the programme soon gathered momentum and I had by the Spring of
1995 personally attended each and every one of fourteen workshops,
all in Turin except for one in Costa Rica and one in Thailand. For
each workshop, we were bringing to Turin country teams the number of
which varied from rarely only three to generally four or five,
depending on how many field representatives were actually posted in
the invited countries. Participants were faced with a very tight
agenda. The Turin Centre setting had features of a monastery, with
everybody closed in and all meals being taken together. We also
endeavoured to create the same atmosphere in Costa Rica and in
Thailand, though Turin had in this respect definite advantages. Each
time, an intensive programme tackled the three modules which had been
agreed, with the aim of relating their substance to the basic
problems that participants were encountering in the country in which
they were working. We also made considerable use of simulation
exercises, a tool about which I had acquired considerable experience
through my teaching activity. Observing the country teams in action
turned out to be for me a most interesting experience. The teams were
of quite varied composition, depending on which agencies were
represented in the country. And there was quite a variety among them
in terms of the degree of co-operation which had already taken place
in their country of assignment. We had sometimes the feeling that
some were really sitting together for the first time. They might have
met within the country in relation to the import of vehicles or on
staff security matters. When it came to substantive issues, on the
other hand, it looked as if they were facing for the first time the
reality of trying to find out how their programmes were relating one
to the other. Other teams, at the opposite extreme, were quite
integrated, and it seemed that it was for them just another meeting.
They had been used to sit together under the leadership of the
resident co-ordinator and they were working already closely as a
team. For them also, however, the curriculum opened new horizons
which would allow them to improve their performance. In most cases,
the cohesion of the team could be identified as having existed at
some variable point between the two extremes.
My verbal
presentations of the subject of the United Nations System went way
beyond the analysis offered in my paper, I linked the basics of the
subject to the current state of affairs and recent events, such as
the use or non-use of the Organization at the whims of great power
politics, or the ill-placed and short-lived surge of optimism about
the future of the United Nations System after the disappearance of
the Soviet Union. The participants showed very considerable interest
in this presentation, as evidenced in the ensuing discussions. It may
sound somewhat immodest, but I had ample testimony and it can be said
in all sincerity, I think, that my lecture on the United Nations
System became one of the highlights of the workshops. In point of
fact, a written transcript of what I said was soon produced at the
pressing request of participants. I reluctantly agreed, with a front
page footnote stating "The spoken word is to be heard and the
written word is to be read. Violators of this golden rule, drafter
and reader alike, proceed at their own risk". At a subsequent
workshop, my lecture was taped in full and produced on
video-cassette. After I had given up my participation in the
programme, this recording was at least once shown to participants as
the introduction to consideration of the module on the United Nations
System. I heard with satisfaction that there had been some grumbling
about the inability of the Programme Management to provide a live
presentation of the subject. After all, we had been told in secondary
school already "Souvenez-vous que dans la vie, on est rarement
utile, et jamais indispensable". Rarely useful, but perhaps
sometimes a bit nevertheless. It is hard to believe, but a Human
Resources Director in a Geneva-based agency told me in 2007 that she
had found my Turin lecture a useful source for the preparation of a
curriculum for new staff members. On my part, I have recently
engraved the lecture on DVD, so that it is also available in that
format. I also have had indications that my paper giving an overview
of agencies without field representation of their own has found its
way beyond the Turin workshops. It appears to have been occasionally
considered useful for presenting a full picture of the United Nations
System.
Interestingly the experience gathered during those
workshops did point in respect of co-ordination to a noticeable
difference in perception and approach between headquarters and the
field. Conscious of the suspicions to which the project had given
rise in preliminary consultations with agency headquarters, we
proceeded with considerable caution. We thus developed for the
purpose of exercises the profile of a fictional country. That
approach was very soon swept away by participants who insisted in
bringing into the discussion the very problems that they were facing
in the real life of their country of assignment. The programme of the
workshops evolved toward the preparation by each team of a country
plan of action which would be taken back as a guideline for future
activities. The pragmatism of a field culture of fruitful
co-ordination had disposed of the reticence nurtured by a
headquarters culture of defensive co-ordination !
65.
Towards a United Nations Staff College
As
a last assignment before giving up all post-retirement professional
activity, I headed in 1995 a feasibility study team of three persons
on the establishment of a United Nations Staff College. The study was
commissioned by Secretary-General Boutros Boutros Ghali himself. This
gave me the rare opportunity of a personal meeting with the
Secretary-General. It seems somehow that secretaries-general are
quite distant in a career like mine. The only ones I more than just
saw were Hammarskjöld in Palestine and in the Congo, and Waldheim
whom I once received on behalf of UNEP in Nairobi during one of his
African tours. And Kofi Annan, of course. When designated in 1973
Director of the Environment Fund, I had offered him to come and work
with me in UNEP. But he had wisely declined. The others I have seen
at a lunch table or at a reception during ACC meetings. I well
remember the cordial and firm handshake of U Thant, but this hardly
amounted to a personal exchange.
During our meeting, Boutros
Ghali aired his deep frustration at his inability to move the
bureaucratic structures of many of the activities of the United
Nations. Uninformed or unwilling to take account of the complexity of
the problems involved, he was then set on the idea of a merger
between UNITAR and the Turin Centre of ILO. His vision of a United
Nations Staff College was very much grafted in his mind on that idea.
Our team jointly, and each of its members separately, undertook a
considerable amount of consultations and discussions, both in Turin
and at Headquarters of interested agencies. The experience of the
Turin workshops loomed naturally rather large on our horizon
throughout our mission. We finalized our report in Turin in June
1995, signed by myself and the two members of the study team,
Margaret Simon and Hugh Cholmondeley. The team therein expressed the
view that the project of establishing a United Nations Staff College
was viable and worthy of pursuing. We were conscious, on the other
hand, of the fact that our findings were cast at a certain level of
generality and expressed the hope that they could serve as a useful
basis for the further consideration of the matter.
66.
Retiring from professional activities
Post-retirement
professional activities had kept me fairly busy and filled quite a
bit of my time since I had retired. I was approaching seventy-five
years of age, when I had suddenly in 1996 a fairly strong feeling
that I should disengage, both on the teaching side and on the
consultancy side. The inner forces which led me to that conclusion
were probably multiple.
For one, on the teaching side I got at
that time the strange feeling of having to be careful not to end up
on a list of personnes attardées. Part of my teaching had been
heavily based on my experience in the United Nations and the
observation of United Nations affairs.
Now, in the mid-1990's,
I realized more and more that with the passing of time, some elements
of my teaching were getting outdated. For instance, on techniques of
negotiation I had up to the early 1990s devoted a full morning to
explaining the functioning of a commodity agreement. But now no
commodity agreement negotiations were taking place, and there would
be no opportunity for my audience to be involved in those techniques.
So I had dropped that subject from my curriculum. The group system
was still there, but was I still on course in what had to be said
about its functioning, and was my experience in this respect still
valid ? I had lost contact and I didn't know. It also was clear to me
that younger people were at hand ready to take over the noble task of
sharing and imparting knowledge. In Paris, Brussels and Turin, people
had been found who would take over my teaching. I somehow felt that
there was a time for everything. So I disengaged from teaching by
declining at the end of 1996 UNITAR's offer of renewal of my
appointment as Senior Special Fellow. Some people felt I did so
somewhat abruptly. To those who kindly said I would be regretted, I
pointed out that it would be rather sad to leave without being
regretted !
The situation in respect of my consultancy work
was not any different. The Turin Programme had been exhilarating and
I had enthusiastically given it the best I could. The wear and tear
of age started to take its toll on me, however, and I was afflicted
with serious back pains which would only disappear a few years later
following a major operation. I had been, after all, retired for over
fourteen years. Time had come for another generation to take over.
And people were available for the tasks to be undertaken. This I had
noted already some time earlier in relation to my own situation. I
mentioned above the experience of my last consultancy with ITC, after
which several enquiries had been made with the Secretariat about my
availability for further assignments as consultant. Those enquiries
had all been forwarded to me with the indication that ITC would
welcome a positive response on my part. Following my negative reply
on every one of them, ITC had realized that it had to turn to other
people to satisfy those demands, and it had wisely ceased to approach
me in respect of consultancy work.
My second retirement has
not prevented me from trying to follow with great interest what is
going on within the United Nations, but only very occasionally has
this interest taken a concrete form. A public lecture in 2000 on Les
Nations Unies : Pouvoir et idéologie, the text of which was
published, and one page for the South Centre giving my comments on
the Millenium Report have been the last pieces I produced worth
mentioning. On the other hand, I did during nine years very closely
follow developments in the question of Palestine and regularly write
articles about it in the Swiss press. I have published those
articles, together with a substantial introduction and epilogue,
early in 2006 in a book entitled Palestine meurtrie, Eclairages sur
une cause en détresse, 1997-2005.
Epilogue
At
the end of this journey back to my professional activity, I am left
to reflect about the importance that the United Nations has had in my
life. My loyalty to the Organization has been unfailing throughout my
career, and this is something about which I am proud. Recognition
does not always come one's way, nor is it to be expected. There has
been one unsollicited instance, however, that has stuck in my memory.
In UNCTAD, I had had for a long time as a close and dear colleague,
Evgeni Chossudovsky, a Soviet citizen who had worked in the Palais
des Nations in Geneva since the earlier days of the United Nations,
first in the Economic Commission for Europe and later joining UNCTAD.
He had been quite a figure on the Geneva scene and when he retired in
1979 the Swiss authorities organized a farewell lunch for him in
Berne. I remember him coming back from the event, which had been
hosted by the Department of Foreign Affairs, and telling me with some
hesitancy what had happened to him. In the process of making
conversation, he had mentioned during the lunch that he had worked
closely in UNCTAD with one of their compatriots, Paul Berthoud. To
which the senior official hosting the lunch had apparently rather
snappily replied : "Oh yes, we know him well. But he has never
been of any use to us." I reassured Chossudovsky that he should
in no way see himself as a messenger of bad news. Unwittingly, that
remark has been one of the greatest compliments I have ever received
in my whole career as an international civil servant.
I should
add that for loyalty to be sustained, It has also been necessary for
me to keep at all times in mind the aphorism attributed to Philippe
de Seynes : "The major difficulty, with the United Nations, is
that it became indispensable before it was possible". To serve
the United Nations well, it is important to understand it for what it
is, We have to be constantly aware of its two dimensions : an
ideological framework that contains the germs of a world community,
and an institutional structure that is still grounded in the power
politics of the Nation States. The distance between those two
dimensions is very great, and bringing them closer is what working
for the United Nations is basically about.
With the passing of
time and the privilege of idleness, I have perhaps been in a position
to pay more attention than in the past to the evolution of that
distance. Entering the arena at mid-Twentieth Century, I had great
hopes and I felt for a while that our path was clear. The bi-polarity
of the world, co-existence between liberal capitalism and socialism,
and the struggle of he nascent Third World to find its place in this
complexity, was the framework within which the gap between
ideological framework and power politics should be narrowed. The
failure and decomposition of the Second World dramatically altered
that premise. Discarded the socialist alternative, triumphant
capitalism filled the whole space. Rooted in selfishness and greed,
intrinsically creating winners and losers, it has ensured its
monolithic dominance of the World and of the United Nations.
As
a lawyer, the legal scene is perhaps for me the more natural to turn
to in order to take stock of the state of affairs in this respect.
The progressive acceptance of the rule of law is undoubtedly an
important way of furthering the principles and objectives set out by
the United Nations Charter. In this context, the development of an
international justice is part of the heritage left by the Twentieth
Century, and an advance in civilization. We see today, however, the
International Court of Justice openly by-passed, vilified and
disparaged by the one dominant super-power and its closest ally.
Largely isolated in the world community, the United States has
refused to this day to accept the Rome Statute of the International
Criminal Court and negotiated exemption for United States citizens of
the Court's jurisdiction. It has not ratified the United Nations
Convention on the Rights of the Child and opposed the UNESCO
Convention on the Protection and Promotion of Cultural Diversity.
Washington has rejected the Comprehensive Test Ban Treaty, the Treaty
Banning Anti-personnel Mines, a protocol to create a compliance
regime for the Biological Weapons Convention, the Kyoto Protocol on
Global Warming, and the Anti-Ballistic Missiles Treaty. It is not
complying with the Nuclear Non-Proliferation Treaty, the Chemical
Weapons Commission and the United Nations framework Convention on
Climate Change. Due to the towering position of the United States
both in the world at large and in the United Nations, it is the World
community as a whole which is unable to register today the advances
which would bring us closer to compliance with the ideological
framework of the Charter.
I thus consider it only realistic to
note that in many respects, the distance between ideological
framework and power politics is in the United Nations today greater
than it was twenty years ago. This being said, I remain firmly of the
view that narrowing that distance can be said to embody the raison
d'être of working for the United Nations. There is for the coming
generations no alternative but to go on toiling in that direction.
And if as we did, they should sometimes feel that the task is
daunting, they should remember, as we did, the graffiti on the walls
of the Sorbonne in May 1968 : "Soyez réalistes, rêvez !"
Geneva, December 2008